LIGHTHOUSE WEALTH STRATEGIES, LLC
Adviser information for LIGHTHOUSE WEALTH STRATEGIES, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,825 | $636.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,825 | $636.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,369 | $262.5M |
| HNW Individuals | 456 | $374.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 608 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-114372 |
|---|---|
| SEC ERA File Number | 801-114372 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299334 |
| Legal Entity Identifier | None |
Principal Office
3312 ROSEDALE STSUITE 201
GIG HARBOR
WA
United States
Monday - Friday, 8:00 AM - 4:00 PM MONDAY - THURSDAY AND 8:00AM - 3:00PM ON FRIDAY
Tel: 253-948-3725, Fax: 253-313-5828
Websites
Chief Compliance Officer
KIMBERLY M. NORDI
3312 ROSEDALE STREET
SUITE 201
GIG HARBOR
WA
United States
Tel:
253-948-3723
Fax:
253-313-5828
K**********@***************M
(Full email address available in API data)
Regulatory Contact
GREG SYLER
CONSULTANT
2054 43RD AVENUE
SAN FRANCISCO
CA
United States
Tel:
415-806-0136
G***@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NORDI, KIMBERLY, MARIE | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 08/2016 | 25-50% |
| BONNEY, GEORGE, WILLIAM | Individual | – | MEMBER | 08/2016 | 10-25% |
| BUSKIRK, BRIAN, WAYNE | Individual | – | MEMBER | 08/2016 | 10-25% |
| BUSKIRK, BRADY, BRIAN | Individual | – | MEMBER | 08/2016 | 10-25% |
| BARTON, RONALD, JAMES | Individual | – | MEMBER | 01/2020 | 10-25% |