Hedge Fund Database

AWM CAPITAL, LLC

Adviser information for AWM CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 30
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 15
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,463 $860.6M
Non-Discretionary 0 $0
Total 2,463 $860.6M

Clients

Type Number RAUM
Individuals 224 $142.1M
HNW Individuals 165 $709.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $5.7M
Charitable organizations <5 $676,522
State or municipal gov entities 0 $0
Other investment advisers <5 $1.2M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agentAccountant or accounting firm

Identifiers

SEC RIA File Number 801-114373
SEC ERA File Number 801-114373
SEC CIK Numbers 1806820
SEC CRD Numbers 287980
Legal Entity Identifier None

Principal Office

1 N. 1ST STREET
SUITE 700
PHOENIX
AZ
United States
Monday - Friday, 7AM TO 4PM
Tel: (323) 940-1339, Fax: 1-480-422-8575

Websites

twitter.com/athletewealth twitter.com/awmcapital www.linkedin.com/company/awmcapital www.awmcap.com www.facebook.com/athletewealth www.facebook/awm capital www.instagram.com/athletewealth/ www.instagram.com/awmcapital/

Chief Compliance Officer

DEBBIE LYNCH
1570 BRAWLEY CIRCLE
BROOKHAVEN
GA
United States
Tel: 404-964-3510
(Full email address available in API data)

Regulatory Contact

BRANDON AVERILL
PARTNER
87 E GREEN ST.
SUITE 206
PASADENA
CA
United States
Tel: (323) 940-1334
(Full email address available in API data)

Industry Affiliates

AWM VENTURES LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AWM VENTURE FUND I LLC Venture Capital Fund $3.2M $0.0M 16
AWM VENTURE FUND II, LLC Venture Capital Fund $3.6M $0.0M 35
AWM VENTURE FUND III, LLC Venture Capital Fund $8.1M $0.0M 31
AWM VENTURE FUND IV, LP Venture Capital Fund $16.9M $0.1M 52
AWM VENTURE OPPORTUNITY FUND I LLC Venture Capital Fund $1.3M $0.0M 25
AWM VENTURES SPV III Venture Capital Fund $0.3M $0.0M 15

Control Persons

Name Type Entity Title Since Ownership
AVERILL, BRANDON, LEE Individual – PARTNER 02/2017 25-50%
AVERILL, ERIK, DANIEL Individual – MEMBER 02/2017 25-50%
MCCONCHIE, ROBERT, DON Individual – MEMBER 02/2017 10-25%
PENNIALL, DAVID, RICKARD Individual – MEMBER 02/2017 10-25%
DYER, JUSTIN, MICHAEL Individual – MEMBER 01/2023 10-25%
LYNCH, DEBRA, BELLANTONI Individual – CHIEF COMPLIANCE OFFICER 10/2023 < 5%

No. Employees, Historic

301502020202120222023202420259 on 2/24/20209 on 3/16/20209 on 6/29/202014 on 3/25/202114 on 8/5/202114 on 11/18/202124 on 3/23/202224 on 4/22/202224 on 6/21/202224 on 6/30/202224 on 12/15/202224 on 1/9/202321 on 3/28/202321 on 4/4/202321 on 7/27/202321 on 11/10/202330 on 3/28/2024

RAUM, Historic

900M450M0202020212022202320242025199100000 on 2/24/2020199100000 on 3/16/2020199100000 on 6/29/2020268012169 on 3/25/2021268012169 on 8/5/2021268012169 on 11/18/2021432604263 on 3/23/2022432604263 on 4/22/2022432604263 on 6/21/2022432604263 on 6/30/2022432604263 on 12/15/2022432604263 on 1/9/2023530893901 on 3/28/2023530893901 on 4/4/2023530893901 on 7/27/2023530893901 on 11/10/2023860648664 on 3/28/2024

No. Clients, Historic

4002000202020212022202320242025182 on 2/24/2020182 on 3/16/2020185 on 6/29/2020237 on 3/25/2021237 on 8/5/2021237 on 11/18/2021296 on 3/23/2022296 on 4/22/2022296 on 6/21/2022296 on 6/30/2022296 on 12/15/2022296 on 1/9/2023337 on 3/28/2023337 on 4/4/2023337 on 7/27/2023337 on 11/10/2023389 on 3/28/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 539K 3K –
AMAZON COM INC COM 316K 2K –
AMERICAN CENTY ETF TR US EQT ETF 38M 425K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 6M 92K –
AMERICAN CENTY ETF TR AVANTIS RESPON U 2M 33K –
AMERICAN CENTY ETF TR INTL EQT ETF 12M 200K –
APPLE INC COM 1M 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 242K 595 –
CIRRUS LOGIC INC COM 256K 2K –
COSTCO WHSL CORP NEW COM 203K 239 –
DATADOG INC CL A COM 260K 2K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 1M 24K –
DIMENSIONAL ETF TRUST SHORT DURATION F 6M 122K –
DIMENSIONAL ETF TRUST US SUSTAINABILTY 74M 2M –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 17M 582K –
DIMENSIONAL ETF TRUST INTERNATIONAL 22M 659K –
DIMENSIONAL ETF TRUST US TARGETED VLU 379K 7K –
DIMENSIONAL ETF TRUST EMERGING MARKETS 21M 637K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 427K 13K –
DIMENSIONAL ETF TRUST US EQUITY ETF 12M 197K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 10M 371K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 320K 8K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 5M 199K –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 346K 14K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 32M 1M –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 69M 3M –
DIMENSIONAL ETF TRUST US CORE EQT MKT 20M 527K –
DIMENSIONAL ETF TRUST INFLATION PROTE 3M 65K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 83M 3M –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 3M 92K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 983K 25K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 202K 8K –
ETFS GOLD TR PHYSCL GOLD SHS 284K 13K –
FIRST FINL BANKSHARES INC COM 3M 97K –
FLEXSHARES TR IBOXX 3R TARGT 420K 18K –
HOME DEPOT INC COM 226K 657 –
INVESCO EXCH TRADED FD TR II SHORT TERM TREAS 40M 384K –
INVESCO QQQ TR UNIT SER 1 201K 419 –
ISHARES GOLD TR ISHARES NEW 202K 5K –
ISHARES INC MSCI EURZONE ETF 399K 8K –
ISHARES TR CORE S&P MCP ETF 1M 23K –
ISHARES TR RUS 1000 VAL ETF 20M 115K –
ISHARES TR CORE S&P TTL STK 548K 5K –
ISHARES TR CORE S&P US VLU 489K 6K –
ISHARES TR CORE S&P SCP ETF 1M 10K –
ISHARES TR S&P MC 400VL ETF 547K 5K –
ISHARES TR CORE S&P US GWT 230K 2K –
ISHARES TR TIPS BD ETF 936K 9K –
ISHARES TR INTL DEV RE ETF 1M 67K –
ISHARES TR S&P 500 GRWT ETF 2M 17K –
ISHARES TR S&P 500 VAL ETF 1M 7K –
ISHARES TR SHRT NAT MUN ETF 398K 4K –
ISHARES TR COHEN STEER REIT 11M 188K –
ISHARES TR MSCI USA VALUE 401K 4K –
ISHARES TR SP SMCP600VL ETF 513K 5K –
ISHARES TR MSCI EAFE ETF 277K 4K –
ISHARES TR 0-3 MNTH TREASRY 67M 662K –
ISHARES TR CRE U S REIT ETF 1M 25K –
ISHARES TR CORE S&P500 ETF 6M 11K –
ISHARES TR S&P MC 400GR ETF 637K 7K –
ISHARES TR S&P SML 600 GWT 606K 5K –
JOHNSON & JOHNSON COM 385K 3K –
JPMORGAN CHASE & CO. COM 227K 1K –
LOWES COS INC COM 349K 2K –
META PLATFORMS INC CL A 205K 407 –
MICROSOFT CORP COM 2M 4K –
MONGODB INC CL A 201K 804 –
NVIDIA CORPORATION COM 872K 7K –
OKTA INC CL A 283K 3K –
ORIGIN BANCORP INC COM 2M 66K –
PATTERSON-UTI ENERGY INC COM 342K 33K –
SCHWAB STRATEGIC TR US MID-CAP ETF 240K 3K –
SCHWAB STRATEGIC TR US REIT ETF 2M 99K –
SCHWAB STRATEGIC TR INTL EQTY ETF 2M 43K –
SPDR INDEX SHS FDS DJ INTL RL ETF 6M 268K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR SER TR DJ REIT ETF 556K 6K –
SPDR SER TR PRTFLO S&P500 VL 703K 14K –
TARGA RES CORP COM 644K 5K –
THE TRADE DESK INC COM CL A 8M 81K –
TRINITY CAP INC COM 616K 44K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 522K 7K –
VANGUARD INDEX FDS REAL ESTATE ETF 15M 176K –
VANGUARD INDEX FDS LARGE CAP ETF 690K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 511K 2K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 5M 135K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 2M 41K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 370K 7K –
ZILLOW GROUP INC CL C CAP STK 219K 5K –