KUBHERA ENTERPRISES LLC
Adviser information for KUBHERA ENTERPRISES LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 800 | $222.0M |
| Non-Discretionary | 22 | $17.0M |
| Total | 822 | $239.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 50 | $22.0M |
| HNW Individuals | 203 | $172.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $25.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 25 | $20.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114374 |
|---|---|
| SEC ERA File Number | 801-114374 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151619 |
| Legal Entity Identifier | None |
Principal Office
742 ALEXANDER ROAD, SUITE 305PRINCETON
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 609-799-5900, Fax: 609-799-5909
Websites
Chief Compliance Officer
VENKAT KRISHNASWAMY
MEMBER
742 ALEXANDER ROAD, SUITE 305
PRINCETON
NJ
United States
Tel:
609-799-5900
Fax:
609-799-5909
S*****@**********M
(Full email address available in API data)
Industry Affiliates
| CPA, TAXES AND ASSOCIATES, P.C. | Accountant or accounting firm |
| KUBHERA CAPITAL LLC | Sponsor, GP, manager of pooled investment vehicles |
| KUBHERA RISK MANAGEMENT, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KUBHERA INDIA INFRASTRUCTURE FUND LP | Private Equity Fund | $0.0M | $0.1M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELS3 LLC | Domestic Entity | – | MEMBER | 03/2011 | 25-50% |
| KRISHNASWAMY, VENKAT | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2009 | 25-50% |
| JISHNU LLC | Domestic Entity | – | MANAGING MEMBER | 03/2011 | 25-50% |
| VYASA LLC | Domestic Entity | – | MEMBER | 03/2011 | 25-50% |
| KRISHNASWAMY, VENKAT | Individual | JISHNU LLC | MANAGING MEMBER | 03/2010 | |
| SCHNEID, ETHAN | Individual | ELS3 LLC | MANAGING MEMBER | 03/2011 | |
| MUKKAVILLI, GANGA | Individual | VYASA LLC | MANAGING MEMBER | 03/2011 |