Hedge Fund Database

SUMMIT FINANCIAL, LLC

Adviser information for SUMMIT FINANCIAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 236
Investment Advisory/Research 73
Registered Broker-Dealer Representatives 98
Registered State Investment Advisers 104
Licensed Agents of an Insurance Company 31
No. of Firms/People that Solicit Clients 15

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6,572 $3.3B
Non-Discretionary 7,140 $4.7B
Total 13,712 $8.0B

Clients

Type Number RAUM
Individuals 4,637 $2.1B
HNW Individuals 1,255 $5.8B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 64 $62.9M
Charitable organizations 7 $12.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 29 $39.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 1.0B
Portfolio Manager 0
Both for Same 4.7B
Portfolio Manager to Program Sponsor
STRATEGIC ASSET ALLOCATION SUMMIT FINANCIAL, LLC
FLEXIBLE MANAGED ACCOUNTS SUMMIT FINANCIAL, LLC
SUMMIT MANAGED PORTFOLIOS SUMMIT FINANCIAL, LLC
ADVISOR AS PORTFOLIO MANAGER SUMMIT FINANCIAL, LLC

Identifiers

SEC RIA File Number 801-114377
SEC ERA File Number 801-114377
SEC CIK Numbers 1765536
SEC CRD Numbers 299322
Legal Entity Identifier None

Principal Office

4 CAMPUS DRIVE
PARSIPPANY
NJ
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 973-285-3600, Fax: 973-285-3690

Websites

www.summitfinancial.com twitter.com/summit_finan/ www.linkedin.com/company/summit-financialllc/ www.youtube.com/channel/ucl2mkohov96lweotfin3nbw www.youtube.com/channel/ucyrqudkbx4n-jkpugufx7jw www.youtube.com/@summitfinancialllc

Chief Compliance Officer

CRAIG WEISS
4 CAMPUS DRIVE
PARSIPPANY
NJ
United States
Tel: 973-285-4734
Fax: 973-285-3657
(Full email address available in API data)

Regulatory Contact

BARBARA HAWKESWORTH
CHIEF LEGAL OFFICER
4 CAMPUS DRIVE
PARSIPPANY
NJ
United States
Tel: 973-285-4495
Fax: 973-285-3657
(Full email address available in API data)

Industry Affiliates

LS SECURITIES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
SUMMIT RISK MANAGEMENT, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SUMMIT FINANCIAL HOLDINGS, LLC Domestic Entity – OWNER 10/2018 > 75%
Weinman, Steven Individual – PRESIDENT, DIRECTOR 10/2018 < 5%
BREMER, MICHAEL, COLLIN Individual – CHIEF OPERATIONS OFFICER 11/2018 < 5%
STEMPLER, MARA, DEBORAH Individual – CHIEF FINANCIAL OFFICER 11/2018 < 5%
GREGOR, STANLEY Individual – CHIEF EXECUTIVE OFFICER AND DIRECTOR 10/2018 < 5%
Weiss, Craig, Barry Individual – CHIEF COMPLIANCE OFFICER 11/2018 < 5%
SUMMIT FINANCIAL SERVICES, LLC Domestic Entity SUMMIT FINANCIAL HOLDINGS, LLC MANAGING MEMBER 10/2018 50-75%
GREGOR, STANLEY Individual SUMMIT FINANCIAL SERVICES, LLC MEMBER 10/2018 25-50%
SUMMIT EQUITIES, INC. Domestic Entity SUMMIT FINANCIAL SERVICES, LLC MEMBER 10/2018 25-50%
HAWKESWORTH, ESMAT, BAHAR Individual – CHIEF LEGAL OFFICER, DIRECTOR 04/2019 < 5%

No. Employees, Historic

30015002019202020212022202320242025195 on 4/23/2019195 on 5/31/2019185 on 3/30/2020185 on 4/27/2020185 on 8/3/2020185 on 10/15/2020185 on 10/15/2020185 on 3/31/2021185 on 4/20/2021185 on 5/28/2021185 on 9/1/2021185 on 1/3/2022222 on 3/31/2022222 on 9/8/2022222 on 9/30/2022222 on 9/30/2022222 on 12/1/2022226 on 3/31/2023226 on 10/10/2023226 on 12/18/2023226 on 1/5/2024226 on 1/5/2024236 on 3/28/2024

RAUM, Historic

9B5B020192020202120222023202420252830390788 on 4/23/20193090293499 on 5/31/20193435933190 on 3/30/20203435933190 on 4/27/20203435933190 on 8/3/20203435933190 on 10/15/20203435933190 on 10/15/20204146510021 on 3/31/20214146510021 on 4/20/20214146510021 on 5/28/20214146510021 on 9/1/20214146510021 on 1/3/20226475288062 on 3/31/20226475288062 on 9/8/20226475288062 on 9/30/20226475288062 on 9/30/20226475288062 on 12/1/20226154141421 on 3/31/20236154141421 on 10/10/20236154141421 on 12/18/20236154141421 on 1/5/20246154141421 on 1/5/20248015765521 on 3/28/2024

No. Clients, Historic

6,0003,000020192020202120222023202420253154 on 4/23/20193132 on 5/31/20193223 on 3/30/20203223 on 4/27/20203223 on 8/3/20203223 on 10/15/20203223 on 10/15/20203373 on 3/31/20213373 on 4/20/20213373 on 5/28/20213373 on 9/1/20213373 on 1/3/20224044 on 3/31/20224044 on 9/8/20224044 on 9/30/20224044 on 9/30/20224044 on 12/1/20224356 on 3/31/20234356 on 10/10/20234356 on 12/18/20234356 on 1/5/20244356 on 1/5/20245992 on 3/28/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
VANGUARD INDEX FDS TOTAL STK MKT ETF 411M 2M –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US ETF 193M 3M –
VANGUARD INDEX FDS GROWTH ETF ETF 89M 239K –
CHIPOTLE MEXICAN GRILL INC COM Common Stock 72M 1M –
VANGUARD INDEX FDS VALUE ETF Common Stock 63M 390K –
MICROSOFT CORPCOM Common Stock 46M 104K –
APPLE INC COM Common Stock 43M 203K –
AMAZON COM INC COM Common Stock 42M 215K –
SPDR S&P 500 ETF TRTR UNIT ETF 41M 76K –
NVIDIA CORPORATION COM Common Stock 37M 301K –
VANGUARD INDEX FDS SM CP VAL ETF ETF 35M 193K –
VANGUARD INDEX FDS MCAPVLIDXVIP ETF 30M 195K –
VANGUARD INDEX FDSS&P 500 ETF SHS ETF 25M 50K –
ISHARESTRCOREMSCI EAFE ETF 24M 331K –
ISHARES CORE S&P 500 ETF ETF 23M 43K –
VANGUARD TAX-MANAGED INTLFD FTSE DEV MKT ETF ETF 21M 423K –
COSTCO WHSL CORP NEW COM Common Stock 20M 23K –
META PLATFORMS, INC. Common Stock 19M 37K –
WHEATON PRECIOUS METALS CORP COM Common Stock 16M 308K –
JPMORGAN CHASE & CO COM Common Stock 15M 74K –
INVESCO QQQ TRUST 1 ETF 15M 31K –
ISHARES RUSSELL 2000ETF ETF 15M 72K –
BROADCOM INC. Common Stock 13M 8K –
ISHARES TR 20 YR TR BD ETF ETF 13M 139K –
VANGUARD INDEX FDS SMALL CP ETF ETF 13M 57K –
UNITEDHEALTH GROUP NC COM Common Stock 12M 25K –
ISHARES TR CORE US AGGBD ET ETF 12M 128K –
ISHARES RUS 1000 GRW ETF ETF 12M 32K –
CATERPILLARINCCOM Common Stock 11M 34K –
VANGUARD INDEX FDS MID CAP ETF ETF 11M 47K –
DIAMONDBACK ENERGY, INC. Common Stock 11M 57K –
ISHARES INC CORE MSCI EMKT ETF 11M 207K –
WALMART INC COM Common Stock 11M 156K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF ETF 11M 242K –
BERKSHIRE HATHAWAY INC DEL CL B Common Stock 10M 25K –
ISHARESTRNATIONAL MUN ETF ETF 10M 92K –
SPDRSERTRPRTFLO S&P500 GW ETF 9M 114K –
EXXON MOBIL CORP Common Stock 9M 79K –
ISHARES 7-10 YR TRSY BD ETF 9M 94K –
ISHARES TR CORE TOTAL USD ETF 9M 193K –
VISA INCCOM CL A Common Stock 9M 33K –
SCHWAB STRATEGIC T RSCHWB FDT INTLG ETF 9M 244K –
REGENERON PHARMACEUTICALS, INC. Common Stock 9M 8K –
ISHARES RUS 1000 VAL ETF ETF 8M 48K –
ISHARES TR ISHS 1-5YR INVS ETF 8M 150K –
ELI LILLY AND COMPANY Common Stock 8M 8K –
SELECTSECTOR SPDR TRSBI INT-INDS ETF 8M 62K –
VANGUARD WHITEHALL FDS HIGH DIV YLD ETF 7M 63K –
ALPHABETINCCAPSTKCLC Common Stock 7M 40K –
VANGUARD MUN BD FDS TAX EXEMPT BD ETF 7M 142K –
SPDR PTF S&P 500 VALUE ETF 7M 145K –
VANGUARDBD INDEX FDSTOTAL BND MRKT ETF 7M 97K –
INVESCO S&P500 EWGHT ETF 7M 42K –
DRAFTKINGS INC. Common Stock 7M 179K –
ISHARESTRCORE S&P TTL STK ETF 7M 57K –
ISHARES:IBOXX $IG CORP ETF 7M 63K –
ABBVIE INC Common Stock 7M 39K –
UNITED RENTALS, INC. Common Stock 6M 10K –
HOMEDEPOTINCCOM Common Stock 6M 18K –
NETFLIX INCCOM Common Stock 6M 9K –
SEL SECTOR:ENERGY SPDR ETF 6M 65K –
JOHNSON & JOHNSON COM Common Stock 6M 39K –
HONEYWELLINTLINCCOM Common Stock 6M 26K –
PROCTER AND GAMBLE CO COM Common Stock 6M 34K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP ETF 5M 68K –
COCA COLA CO COM Common Stock 5M 84K –
SPDR GOLD TRGOLD SHS ETF 5M 24K –
MERCK & CO INCCOM Common Stock 5M 41K –
S&P GLOBAL INC. Common Stock 5M 11K –
ACCENTURE PLC IRELAND SHS CLASS A Common Stock 5M 17K –
ISHARES TR CORE MSCI TOTAL ETF 5M 74K –
ISHARES RUS 2000 GRW ETF ETF 5M 19K –
SALESFORCE COM INC COM Common Stock 5M 19K –
SCHWAB STRATEGIC TR US LCAP GR ETF ETF 5M 48K –
NEXTERA ENERGY INCCOM Common Stock 5M 69K –
SCHWAB STRATEGIC TR US LCAP VA ETF ETF 5M 65K –
ABBOTT LABS COM Common Stock 5M 47K –
ADVANCED MICRO DEVICES, INC. Common Stock 5M 29K –
SEL SECTOR SPDR TECHNOLOGY ETF 5M 21K –
ORACLE CORPORATION Common Stock 5M 33K –
MCDONALDS CORPCOM Common Stock 5M 18K –
ISHARESTRCORE S&P MCP ETF ETF 5M 79K –
ISHARES RUS MDCP VAL ETF ETF 5M 38K –
TESLA INCCOM Common Stock 5M 23K –
MORGAN STANLEY Common Stock 5M 46K –
ISHARES TR 0-5YR INVT GR CP ETF 4M 91K –
SHERWIN WILLIAMS COCOM Common Stock 4M 15K –
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Common Stock 4M 25K –
CYBERARK SOFTWARE LTD. Common Stock 4M 16K –
UNION PAC CORPCOM Common Stock 4M 19K –
AUTOMATIC DATA PROCESSING, INC. Common Stock 4M 17K –
THE SOUTHERN COMPANY Common Stock 4M 51K –
BLACKROCK INC COM Common Stock 4M 5K –
ANALOG DEVICES, INC. Common Stock 4M 17K –
VANGUARD BD INDEX FDS INTERMED TERM ETF 4M 50K –
SPDR INDEX SHS FD SGLB NAT RESRCE ETF 4M 68K –
CROWDSTRIKE HLDGS INC CL A Common Stock 4M 9K –
CHUBBLIMITEDCOM Common Stock 4M 14K –
SPDR BBG HIGH YIELD BD ETF 4M 38K –
PHILLIPS66COM Common Stock 4M 25K –
MERCADOLIBRE, INC. Common Stock 4M 2K –
TEXAS INSTRS INCCOM Common Stock 3M 18K –
MASTERCARD INCORPORATEDCL A Common Stock 3M 8K –
SEABRIDGE GOLD INC Common Stock 3M 251K –
LINDEPLCSHS Common Stock 3M 8K –
ISHARES TR MSCI EAFE ETF ETF 3M 43K –
SPDR S&P MIDCAP 400 ETF ETF 3M 6K –
ENERGY TRANSFER UNT Common Stock 3M 196K –
TJX COS INC NEWCOM Common Stock 3M 29K –
ISHARES RUS MD CP GR ETF ETF 3M 27K –
APPLIEDMATLSINCCOM Common Stock 3M 13K –
PEPSICO INC COM Common Stock 3M 18K –
ISHARES TR CORE S&P US VLU ETF 3M 32K –
ISHARESTRCORE S&P SCP ETF ETF 3M 26K –
UNITED PARCEL SERVICE INCCL B Common Stock 3M 20K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF ETF 3M 15K –
ISHARES:S&P 100 ETF 3M 10K –
INTUITIVE SURGICAL INC COM Common Stock 3M 6K –
ISHARES INC MSCI GBL MIN VOL ETF 3M 25K –
AMERIPRISE FINL INC COM Common Stock 3M 6K –
MARSH & MCLENNAN COS INC COM Common Stock 3M 12K –
THERMO FISHER SCIENTIFICINCCOM Common Stock 3M 5K –
VANGUARD TOT I S;ETF ETF 3M 43K –
CONOCOPHILLIPS Common Stock 3M 23K –
SPDR PORTFOLIO INTRMD Common Stock 3M 79K –
SPDR DOW JONES INDUS AVG ETF 3M 7K –
OREILLY AUTOMOTIVE INCCOM Common Stock 3M 2K –
MARRIOTT INTERNATIONAL, INC. Common Stock 3M 10K –
STARBUCKS CORP COM Common Stock 3M 32K –
PALO ALTO NETWORKS INC COM Common Stock 3M 7K –
SEL SECTOR:H CARE SPDR ETF 3M 17K –
AMERICAN TOWER CORP NEW COM Common Stock 2M 13K –
TRANE TECHNOLOGIES PLC Common Stock 2M 8K –
CISCO SYS INC COM Common Stock 2M 52K –
SUPER MICRO COMPUTER INC COM Common Stock 2M 3K –
STRYKER CORPORATION COM Common Stock 2M 7K –
ISHARES:SH TRS BD ETF ETF 2M 22K –
FREEPORT-MCMORAN INC CL B Common Stock 2M 50K –
PARKER-HANNIFIN CORP COM Common Stock 2M 5K –
PROLOGIS INC COM Common Stock 2M 21K –
ISHARES:CR MSCI INTL DM ETF 2M 34K –
SEL SECTOR:C STP SPDR ETF 2M 29K –
GLOBAL MOFY METAVERSE LIMITED Common Stock 2M 58K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD ETF 2M 28K –
WISDOMTREE:FLT RATE TRS ETF 2M 43K –
INVESCO EXCHANGETRADED FD T FTSE RAFI 1000 ETF 2M 57K –
INTUIT INC. Common Stock 2M 3K –
CBOE GLOBAL MARKETS, INC. Common Stock 2M 13K –
REPUBLICSVCSINCCOM Common Stock 2M 11K –
VANGUARD INDEX FDS SML CP GRW ETF ETF 2M 9K –
SEL SECTOR:FINL S SPDR ETF 2M 52K –
DISNEYWALTCOCOM Common Stock 2M 21K –
AT&TINCCOM Common Stock 2M 109K –
SCHWAB CHARLES CORP COM Common Stock 2M 27K –
LOWES COS INCCOM Common Stock 2M 9K –
DANAHERCORPORATIONCOM Common Stock 2M 8K –
ISHARES:S&P SC 600 VAL ETF 2M 20K –
BOSTON SCIENTIFIC CORPORATION Common Stock 2M 25K –
FT ETF FIRST TR ENH ETF 2M 33K –
CAMEO CORP COM Common Stock 2M 39K –
AMGEN INC COM Common Stock 2M 6K –
ISHARES RUS 2000VALETF ETF 2M 12K –
ISHARES:MSCI INDIA ETF 2M 34K –
ADOBE SYSTEM SINCORPORATED COM Common Stock 2M 3K –
EOG RESOURCES, INC. Common Stock 2M 14K –
BOEING CO COM Common Stock 2M 10K –
ZOETIS INC CL A Common Stock 2M 10K –
CHEVRON CORP NEW COM Common Stock 2M 11K –
AMERICAN ELECTRIC POWER COMPANY, INC. Common Stock 2M 20K –
DEVON ENERGY CORPORATION Common Stock 2M 36K –
BANK OF AMERICA CORPORATION Common Stock 2M 43K –
ISHARES:CORE 1-5Y USD BD ETF 2M 36K –
VERIZON COMMUNICATIONS INC COM Common Stock 2M 40K –
ISHARES RUS 1000 ETF ETF 2M 6K –
LOCKHEED MARTIN CORPCOM Common Stock 2M 3K –
ISHARES:BRD USD IG CP BD ETF 2M 32K –
CHURCH & DWIGHT CO., INC. Common Stock 2M 15K –
INTERNATIONALBUSINESSMACHSCOM Common Stock 2M 9K –
WORKDAY INC Common Stock 2M 7K –
REGIONS FINANCIAL CORPORATION Common Stock 2M 75K –
INTELCORPCOM Common Stock 1M 48K –
DEERE & CO COM Common Stock 1M 4K –
NORTHROP GRUMMAN CORP COM Common Stock 1M 3K –
ISHARES TR TIPS BD ETF ETF 1M 13K –
VANECK:GOLD MINERS ETF 1M 41K –
UBER TECHNOLOGIES INC COM Common Stock 1M 19K –
CRH PLC ORD Common Stock 1M 18K –
ISHARESTRIBOXX HI YD ETF ETF 1M 18K –
ISHARES INC MSCI JPN ETF NEW ETF 1M 20K –
AFLAC INCORPORATED Common Stock 1M 15K –
WELLS FARGO & COMPANY Common Stock 1M 23K –
VERISK ANALYTICS, INC. Common Stock 1M 5K –
ISHARES:US HOME CONS ETF ETF 1M 13K –
KB HOME Common Stock 1M 19K –
ASML HOLDING NV NY REGISTRY SHS Common Stock 1M 1K –
GOLDMANSACHSGROUPINCCOM Common Stock 1M 3K –
ISHARES:JPM USD EM BD ETF 1M 14K –
SPOTIFY TECHNOLOGY SA Common Stock 1M 4K –
SERVICENOW INC COM Common Stock 1M 2K –
FT CAPITAL STRENGTH ETF 1M 15K –
VANECKVECTORSETFTRJP MORGAN MKTS ETF 1M 53K –
ISHARES TR PFD AND INCM SEC ETF 1M 39K –
ISHARES S&P 500 VAL ETF ETF 1M 7K –
KRANESHS:CSI CHINA INTRT ETF 1M 46K –
MONDELEZ INTERNATIONAL, INC. Common Stock 1M 19K –
W.P. CAREY INC. Common Stock 1M 21K –
SEL SECTOR:UTIL SPDR ETF 1M 17K –
VANGUARD LG-CP I;ETF ETF 1M 5K –
ROCKWELL AUTOMATION INC COM Common Stock 1M 4K –
SHAKE SHACK INC CL A Common Stock 1M 13K –
ISHARES TR MSCI USA MIN VOL ETF 1M 13K –
SCHWAB STRATEGIC TR US TIPS ETF ETF 1M 21K –
AMERICAN WATER WORKS COMPANY, INC. Common Stock 1M 8K –
ALTRIA GROUP, INC. Common Stock 1M 23K –
JEFFERIES FINANCIAL GROUP INC. Common Stock 1M 22K –
SPDR BBG 1-3 MO T-BILL ETF 1M 12K –
PHILIP MORRISINTLINCCOM Common Stock 1M 10K –
CHENIERE ENERGY, INC. Common Stock 1M 6K –
SPDR S&P DIVID ETF ETF 1M 8K –
GENERAL DYNAMICS CORP COM Common Stock 1M 4K –
DELTA AIR LINES INC Common Stock 1M 22K –
OMEGA HEALTHCARE INVESTORS, INC. Common Stock 1M 30K –
LYFT INC CL A Common Stock 1M 73K –
QUALCOMM INCORPORATED Common Stock 1M 5K –
VANGUARD WORLD FDS UTILITIES ETF ETF 1M 7K –
VANGUARD ST IPSI;ETF ETF 1M 21K –
ISHARES:S&P MC 400 GRO ETF 1M 11K –
WASTE MGMT INC Common Stock 999K 5K –
ISHARES TR SHRT NAT MUN ETF ETF 995K 10K –
COLGATE-PALMOLIVE COMPANY Common Stock 973K 10K –
FIRSTTREXCHANGE-TRADEDFDDJINTERNTIDX ETF 971K 5K –
MEDTRONICPLCSHS Common Stock 966K 12K –
FIRST TR NSDQ 100TECH IND SHS ETF 964K 5K –
SCHWAB STRATEGIC TR US SML CAP ETF ETF 963K 20K –
FRST TR:WATER ETF 958K 10K –
SPDR S&P AERO&DEF ETF 947K 7K –
SPDR S&P 600 SM CAP VAL ETF 938K 12K –
SCHWAB STRATEGIC TR US MID-CAP ETF ETF 937K 12K –
FEDEX CORPORATION Common Stock 936K 3K –
GENERAL ELECTRIC CO COM NEW Common Stock 932K 6K –
SCHLUMBERGER LTD COM STK Common Stock 926K 20K –
FIRSTTREXCHTRADEDFDIIIPFDSECSINCETF Common Stock 925K 53K –
ENTERPRISE PRODUCTS PARTNERS UNT Common Stock 915K 32K –
BROADRIDGE FINANCIAL SOLUTIONS, INC. Common Stock 915K 5K –
EATON CORPORATION PUBLIC LIMITED COMPANY Common Stock 914K 3K –
CITIGROUP INC. Common Stock 908K 14K –
FT ADEX:IND/PROD DRBLS ETF 903K 13K –
BLACKSTONE INC Common Stock 902K 7K –
TENNESSEE VALLEY AUTHORITY Common Stock 899K 41K –
DIAGEO PLC SPON ADR NEW Common Stock 888K 7K –
ISHARES:FLOATING RT BOND ETF 886K 17K –
CSX CORPORATION Common Stock 872K 26K –
ISHARES:BIOTECHNOLOGY ETF 871K 6K –
KIMBERLY-CLARK CORPORATION Common Stock 853K 6K –
VANGUARDCHARLOTTE FDSINTL BD IDX ETF ETF 845K 17K –
FIRST TR LRGE CP CORE ALPHA COM SHS ETF 837K 9K –
ILLINOIS TOOL WORKS INC. Common Stock 837K 4K –
PFIZER INC COM Common Stock 824K 29K –
EMERSON ELEC CO COM Common Stock 821K 7K –
TENNESSEE VALLEY AUTHORITY Common Stock 815K 36K –
ISHARES:US HLTHCR ETF ETF 806K 13K –
ISHARESTRMSCI INTL MULTFT ETF 773K 26K –
DUKE ENERGY CORPORATION Common Stock 765K 8K –
L3HARRIS TECHNOLOGIES, INC. Common Stock 764K 3K –
BOOKING HOLDINGS INC. Common Stock 763K 193 –
PROGRESSIVE CORP COM Common Stock 763K 4K –
NIKE, INC. Common Stock 747K 10K –
AMERICAN EXPRESS COMPANY Common Stock 746K 3K –
AIR PRODS & CHEMS INC COM Common Stock 742K 3K –
LAM RESEARCH CORP COM Common Stock 720K 675 –
CVS HEALTH CORPORATION Common Stock 719K 12K –
INTERCONTINENTALEXCHANGEINCOM Common Stock 710K 5K –
ISHARES:BRD USD HY CP BD ETF 706K 19K –
VANGUARD RE IDX;ETF ETF 700K 8K –
VANGUARD MC GRO;ETF ETF 699K 2K –
PAYCHEX INC Common Stock 697K 6K –
NOVO-NORDISK A S Common Stock 692K 5K –
ISHARES INC MSCI MEXICO ETF ETF 681K 12K –
DOW INC Common Stock 679K 13K –
ISHARES:MBS ETF ETF 664K 7K –
SPDR S&P BIOTECH ETF 661K 7K –
SPDR BBG ST HI YLD BD ETF 658K 26K –
BANK NEW YORK MELLON CORP COM Common Stock 656K 11K –
AMPHENOL CORP NEW CL A Common Stock 654K 10K –
MOODY'S CORPORATION Common Stock 652K 2K –
GENERAL MOTORS COMPANY Common Stock 651K 14K –
IDEXX LABORATORIES, INC. Common Stock 650K 1K –
JACK HENRY & ASSOCIATES, INC. Common Stock 642K 4K –
INVESCO ETF TR II PFD ETF ETF 641K 55K –
TARGET CORP COM Common Stock 631K 4K –
KKR & CO INC COM Common Stock 630K 6K –
PPG INDUSTRIES, INC. Common Stock 620K 5K –
BECTON, DICKINSON AND COMPANY Common Stock 619K 3K –
ISHARES TR 1 3 YR TREAS BD ETF 617K 8K –
RADNET, INC. Common Stock 617K 10K –
CAPITAL ONE FINANCIAL CORPORATION Common Stock 615K 4K –
TARGA RESOURCES CORP. Common Stock 615K 5K –
SCHWAB STR:US DIV EQ ETF ETF 606K 8K –
MCKESSON CORP COM Common Stock 606K 1K –
BROWN & BROWN, INC. Common Stock 605K 7K –
NUVEEN QUALITY MUNI INC ETF 601K 51K –
WESTERN GAS EQUITY PARTNERS COM UNT Common Stock 595K 15K –
TRANSDIGM GROUP INCORPORATED Common Stock 593K 464 –
HERSHEY CO COM Common Stock 590K 3K –
FT VI:DW FOCUS 5 ETF 568K 10K –
FORDMTRCODELCOM Common Stock 566K 45K –
VERTEX PHARMACEUTICALS INC COM Common Stock 565K 1K –
NUVEEN AMT-FREE MU CR I ETF 559K 45K –
ALERIAN MLP ETF 558K 12K –
SPDR S&P BANK ETF ETF 558K 12K –
BRISTOL-MYERS SQUIBB COMPANY Common Stock 554K 13K –
EATON VANCE LTD DUR INC ETF 552K 57K –
SPDR S&P 600 SM CAP GRO ETF 548K 6K –
ISHARESTREAFE SML CP ETF ETF 545K 9K –
FRST TR II:CLOUDCOMP ETF 540K 6K –
FT ETF TECH ALPHADEX ETF 537K 4K –
BP P.L.C. Common Stock 529K 15K –
MICRON TECHNOLOGY, INC. Common Stock 526K 4K –
FACTSET RESEARCH SYSTEMS INC. Common Stock 522K 1K –
DELL TECHNOLOGIES INC CL C Common Stock 517K 4K –
MCCORMICK & COMPANY, INCORPORATED Common Stock 511K 7K –
MARATHON PETROLEUM CORPORATION Common Stock 510K 3K –
FT:MS DIVIDEND LEADERS ETF 504K 13K –
SPDR NUVEEN BLMBRG SH TM MUN ETF 498K 11K –
NXP SEMICONDUCTORS NV Common Stock 498K 2K –
T-MOBILE US, INC. Common Stock 495K 3K –
FISERV INC COM Common Stock 494K 3K –
SEL SECTOR:C DSC SPDR ETF 493K 3K –
DEUTSCHE BOERSE AG Common Stock 486K 31K –
ISHARES TR S&P SML 600 GWT ETF 481K 4K –
CMS ENERGY CORPORATION Common Stock 481K 8K –
VANECK:HIGH YIELD MUNI ETF 477K 9K –
SYNOPSYS, INC. Common Stock 474K 797 –
WEC ENERGY GROUP, INC. Common Stock 471K 6K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF ETF 469K 4K –
MICROCHIP TECHNOLOGY INC COM Common Stock 469K 5K –
VANGUARD WORLD FDS MATERIALS ETF ETF 462K 2K –
ISHARES TR S&P 500 GRWT ETF ETF 462K 5K –
PUBLIC STORAGE COM Common Stock 457K 2K –
ISHARES:US MED DEV ETF ETF 457K 8K –
CROWN CASTLE INC. Common Stock 457K 5K –
THE CIGNA GROUP Common Stock 456K 1K –
ISHARES:MSCI EAFE GRO ETF 455K 4K –
KEYSIGHT TECHNOLOGIES INC COM Common Stock 453K 3K –
ISHARES:ITL SEL DIV ETF 450K 16K –
ECOLAB INC COM Common Stock 446K 2K –
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Common Stock 443K 6K –
REALTY INCOME CORPORATION Common Stock 441K 8K –
NORFOLK SOUTHERN CORPORATION Common Stock 440K 2K –
CLOROX CO DEL COM Common Stock 438K 3K –
ASTRAZENECA PLC Common Stock 438K 6K –
WISDOMTREE:US MDCP DIV ETF 432K 9K –
ARAMARKCOM Common Stock 432K 13K –
FT VALUE LINE DIVIDEND ETF 432K 11K –
MOTOROLA SOLUTIONS, INC. Common Stock 427K 1K –
3M COMPANY Common Stock 425K 4K –
NEWMONT CORPORATION Common Stock 424K 10K –
VANGUARD HLTH CR IDX;ETF ETF 424K 2K –
VANGUARD ST TRS;ETF ETF 415K 7K –
SCHWAB STR:US BR MKT ETF ETF 409K 6K –
FT ADEX:FINANCIALS ADEX ETF 405K 9K –
THE PNC FINANCIAL SERVICES GROUP, INC. Common Stock 405K 3K –
HCA HEALTHCARE, INC. Common Stock 403K 1K –
SIMON PROPERTY GROUP, INC. Common Stock 400K 3K –
WHIRLPOOL CORP COM Common Stock 394K 4K –
INVESCO S&P500 LOWVL ETF 394K 6K –
ISHARES:SEL DIV ETF 392K 3K –
CADENCE DESIGN SYSTEMS, INC. Common Stock 392K 1K –
LENNAR CORP CL A Common Stock 390K 3K –
CME GROUP INC. Common Stock 384K 2K –
ARK ETF TR NEXT GNRTN INTER ETF 384K 5K –
ARISTA NETWORKS, INC. Common Stock 381K 1K –
IRON MOUNTAIN INCORPORATED Common Stock 378K 4K –
DISCOVER FINANCIAL SERVICES Common Stock 377K 3K –
MARTIN MARIETTA MATERIALS, INC. Common Stock 371K 685 –
ONEOK, INC. Common Stock 370K 5K –
EDWARDS LIFESCIENCES CORPORATION Common Stock 369K 4K –
FT:NYSE ARCA BIOTECH ETF 368K 2K –
NOVARTIS AGSPONSORED ADR Common Stock 367K 3K –
THE TRAVELERS COMPANIES, INC. Common Stock 365K 2K –
PAYPAL HOLDINGS, INC. Common Stock 363K 6K –
CANADIAN PACIFIC KANSAS CITY LIMITED Common Stock 361K 5K –
VULCAN MATERIALS COMPANY Common Stock 361K 1K –
VANGUARD WORLD FDS INF TECH ETF ETF 361K 625 –
THE ALLSTATE CORPORATION Common Stock 360K 2K –
INVESCO LARGE CAP GROWTH ETF 360K 4K –
KLA CORPORATION Common Stock 359K 435 –
ROYAL BANK OF CANADA Common Stock 358K 3K –
METLIFE, INC. Common Stock 353K 5K –
NEW JERSEY RESOURCES CORPORATION Common Stock 351K 8K –
T. ROWE PRICE GROUP, INC. Common Stock 345K 3K –
THE TIMKEN COMPANY Common Stock 343K 4K –
SEL SECTOR:MATRLS SPDR ETF 341K 4K –
UNITED AIRLINES HOLDINGS, INC. Common Stock 338K 7K –
THE J. M. SMUCKER COMPANY Common Stock 337K 3K –
HP INC. Common Stock 336K 10K –
HEXCELCORPNEWCOM Common Stock 335K 5K –
CITIZENS FINANCIAL GROUP, INC. Common Stock 334K 9K –
PRUDENTIAL FINANCIAL, INC. Common Stock 332K 3K –
VALERO ENERGY CORPORATION Common Stock 331K 2K –
XCEL ENERGY INC. Common Stock 330K 6K –
CONSTELLATION BRANDS, INC. Common Stock 328K 1K –
EQUIFAX INC COM Common Stock 326K 1K –
ROPER TECHNOLOGIES, INC. Common Stock 323K 573 –
AMERICAN INTERNATIONAL GROUP, INC. Common Stock 323K 4K –
VANECK:INTERMEDIATE MUNI ETF 322K 7K –
INVESCO BUILDING & CONS ETF 320K 5K –
ALIBABA GROUP HOLDING LIMITED Common Stock 316K 4K –
CHART INDUSTRIES, INC. Common Stock 315K 2K –
THE WILLIAMS COMPANIES, INC. Common Stock 314K 7K –
ANSYS INC COM Common Stock 311K 969 –
AUTOZONE, INC. Common Stock 311K 105 –
DUPONT DE NEMOURS, INC. Common Stock 303K 4K –
AUTODESK, INC. Common Stock 301K 1K –
INVESCO WATER RES ETF 299K 5K –
SNAP-ON INCORPORATED Common Stock 296K 1K –
SCHWAB STR:US LG CAP ETF ETF 294K 5K –
DOLLAR GENERAL CORPORATION Common Stock 293K 2K –
NUCOR CORP COM Common Stock 293K 2K –
CORTEVA, INC. Common Stock 292K 5K –
ISHARES:US UTL ETF ETF 290K 3K –
ISHARES:US AER&DEF ETF ETF 288K 2K –
FIDELITY NATIONAL INFORMATION SERVICES, INC. Common Stock 287K 4K –
AMETEK, INC. Common Stock 286K 2K –
HUMANA INC. Common Stock 284K 759 –
JETBLUE AIRWAYS CORPORATION Common Stock 283K 46K –
ISHARES:US BD & SE ETF ETF 279K 2K –
FORTINET, INC. Common Stock 277K 5K –
CINTAS CORPORATION Common Stock 276K 394 –
GARTNER, INC. Common Stock 273K 608 –
KEURIG DR PEPPER INC. Common Stock 272K 8K –
RPM INTERNATIONAL INC. Common Stock 271K 3K –
CONSTELLATION ENERGY CORPORATION. Common Stock 270K 1K –
HOULIHAN LOKEY, INC. Common Stock 269K 2K –
COPART, INC. Common Stock 268K 5K –
YUM! BRANDS, INC. Common Stock 267K 2K –
HUNTINGTON INGALLS INDUSTRIES, INC. Common Stock 266K 1K –
GILEAD SCIENCES, INC. Common Stock 265K 4K –
THE HARTFORD FINANCIAL SERVICES GROUP, INC. Common Stock 264K 3K –
ALPS ETF GR OSHARES US QUALITY DIV ETF 264K 5K –
INTERNATIONAL PAPER COMPANY Common Stock 264K 6K –
VANGUARD WORLD FDS ENERGY ETF ETF 263K 2K –
CUMMINS INC. Common Stock 262K 945 –
EQUINIX, INC. Common Stock 256K 338 –
SPDR S&P HOMEBUILD ETF 249K 2K –
ROSS STORES, INC. Common Stock 249K 2K –
SYSCO CORPORATION. Common Stock 248K 3K –
THE INTERPUBLIC GROUP OF COMPANIES, INC. Common Stock 247K 9K –
GOLDMAN:AB US LG CAP EQ ETF 247K 2K –
W.W. GRAINGER, INC. Common Stock 245K 272 –
COMMERCE BANCSHARES, INC. Common Stock 240K 4K –
WOLFSPEED INC Common Stock 239K 11K –
DINE BRANDS GLOBAL, INC. Common Stock 232K 6K –
SPDR NUVEEN BLMBRG MU Common Stock 229K 5K –
ISHARES:SILVER TRUST ETF 227K 9K –
RHYOLITE RESOURCES LTD. Common Stock 227K 3K –
DOMINO'S PIZZA, INC. Common Stock 225K 436 –
JOHNSON CONTROLS INTERNATIONAL PLC Common Stock 224K 3K –
THE TRADE DESK, INC. Common Stock 223K 2K –
INVESCO S&P GL WTR ETF 222K 4K –
MONSTER BEVERAGE CORP NEW COM Common Stock 221K 4K –
TE CONNECTIVITY LTD Common Stock 221K 1K –
GENERAC HOLDINGS INC. Common Stock 219K 2K –
QUEST DIAGNOSTICS INCORPORATED Common Stock 218K 2K –
KINDER MORGAN, INC. Common Stock 217K 11K –
SPDR BBG IG FLOATNG RATE ETF 217K 7K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF ETF 216K 8K –
EXELON CORPORATION Common Stock 214K 6K –
EASTMAN CHEMICAL COMPANY Common Stock 213K 2K –
A. O. SMITH CORPORATION Common Stock 213K 3K –
HOST HOTELS & RESORTS, INC. Common Stock 212K 12K –
SPDR S&P OIL&GAS EXP ETF 211K 1K –
MGM RESORTS INTERNATIONAL Common Stock 205K 5K –
WYNN RESORTS, LIMITED Common Stock 203K 2K –
OLD REPUBLIC INTERNATIONAL CORPORATION Common Stock 202K 7K –
WATSCO, INC. Common Stock 202K 435 –
ISHARES:0-5 HY CORP BD ETF 201K 5K –
CORNING INCORPORATED Common Stock 201K 5K –
NUVEEN S&P 500 BUY-WRITE INCCOM ETF 168K 12K –
HUNTINGTON BANCSHARES INCORPORATED Common Stock 148K 11K –
VALE SA Common Stock 140K 13K –
V.F. CORPORATION Common Stock 137K 10K –
DESKTOP METAL, INC. Common Stock 136K 33K –
VALLEY NATIONAL BANCORP Common Stock 136K 19K –
WARNER BROS DISCOVERY INC COM SER A Common Stock 131K 18K –
MEDICAL PROPERTIES TRUST, INC. Common Stock 116K 26K –
ESPERION THERAPEUTICS INC NE COM Common Stock 73K 33K –