SAGE TREE WEALTH
SAGE TREE WEALTH, INC. Legal Name
Adviser information for SAGE TREE WEALTH last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 246 | $27.9M |
| Non-Discretionary | 13 | $30.5M |
| Total | 259 | $58.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 243 | $22.8M |
| HNW Individuals | <5 | $5.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 13 | $30.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 27.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SAGE TREE WEALTH WRAP FEE PROGRAM | SAGE TREE WEALTH |
Identifiers
| SEC RIA File Number | 801-114389 |
|---|---|
| SEC ERA File Number | 801-114389 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298951 |
| Legal Entity Identifier | None |
Principal Office
10 EAST CHURCH STREETFAIRPORT
NY
United States
Monday - Friday, 8:30-5:00
Tel: 5855002579, Fax: 5854254470
Chief Compliance Officer
DANIEL MONTE
PRESIDENT
10 EAST CHURCH STREET
FAIRPORT
NY
United States
Tel:
5855002579
D*****@*****************M
(Full email address available in API data)
Industry Affiliates
| DELBERT J. SMITH, CPA, PC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MONTE, DANIEL, A | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 09/2018 | > 75% |