MOUNT STREET PORTFOLIO ADVISERS LLC
Adviser information for MOUNT STREET PORTFOLIO ADVISERS LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $236.6M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $236.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 6 | $236.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | PORTFOLIO MANAGEMENT TO STRUCTURED INVESTMENT VEHICLES |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-114403 |
|---|---|
| SEC ERA File Number | 801-114403 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299192 |
| Legal Entity Identifier | None |
Principal Office
3 COLUMBUS CIRCLE, 15TH FLOORNEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 917-412-7824, Fax: None
Websites
Chief Compliance Officer
NIKOLAOS HRISSOHOIDIS
AM WEHRHAHN 30
DUSSELDORF
Germany
Tel:
49-211-5402 9607
N********************@**************M
(Full email address available in API data)
Regulatory Contact
PETER JOHN COLLINS
SENIOR DIRECTOR
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
United States
Tel:
917-412-7824
P************@**************M
(Full email address available in API data)
Industry Affiliates
| MOUNT STREET PORTFOLIO ADVISERS GMBH | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOUNT STREET PORTFOLIO ADVISERS GMBH | Foreign Entity | – | MANAGING MEMBER | 01/2014 | > 75% |
| MOUNT STREET GLOBAL LIMITED | Foreign Entity | MOUNT STREET PORTFOLIO MANAGEMENT LIMITED | MANAGING MEMBER | 03/2017 | > 75% |
| MOUNT STREET HOLDINGS LIMITED | Foreign Entity | MOUNT STREET GLOBAL LIMITED | MANAGING MEMBER | 01/2017 | > 75% |
| MOUNT STREET GROUP LIMITED | Foreign Entity | MOUNT STREET HOLDINGS LIMITED | MANAGING MEMBER | 01/2017 | > 75% |
| JOSEPH, RAVINDRA, JAMES | Individual | MOUNT STREET GROUP LIMITED | MANAGING PARTNER | 12/2017 | 50-75% |
| Wagner, Elke | Individual | – | DIRECTOR | 01/2018 | < 5% |
| Plagemann, Stephan | Individual | – | MANAGING DIRECTOR | 01/2018 | < 5% |
| COLLINS, PETER, JOHN | Individual | – | SENIOR DIRECTOR | 07/2019 | < 5% |
| MOUNT STREET PORTFOLIO MANAGEMENT LIMITED | Foreign Entity | MOUNT STREET PORTFOLIO ADVISERS GMBH | MANAGING MEMBER | 12/2020 | > 75% |
| Hrissohoidis, Nikolaos | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| Hennenberg, Erwin, Jens | Individual | – | OFFICER | 07/2018 | < 5% |
| SIMPSON-WONG, CHRISTA, NMN | Individual | – | OFFICER | 07/2018 | < 5% |