INVEST IN VOL LLC
Adviser information for INVEST IN VOL LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 120 | $25.1M |
| Non-Discretionary | 3 | $100,000 |
| Total | 123 | $25.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 35 | $2.5M |
| HNW Individuals | 75 | $17.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $4.8M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 5 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114410 |
|---|---|
| SEC ERA File Number | 801-114410 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287896 |
| Legal Entity Identifier | None |
Principal Office
120 STRATFORD ROADBROOKLYN
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 203-998-6005, Fax: None
Chief Compliance Officer
CHANG KIM
CHIEF OPERATING OFFICER
120 STRATFORD ROAD
BROOKLYN
NY
United States
Tel:
203-998-6001
C***@**************M
(Full email address available in API data)
Regulatory Contact
STUART BARTON
MANAGING PARTNER
2000 PGA BLVD
SUITE 4440
PALM BEACH GARDENS
FL
United States
Tel:
203-998-6001
S******@**************M
(Full email address available in API data)
Industry Affiliates
| VOLATILITY SHARES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARTON, STUART, JOHN | Individual | – | MANAGING MEMBER | 03/2017 | < 5% |
| YOUNG, JUSTIN, PAUL | Individual | – | MANAGING MEMBER | 05/2017 | 25-50% |
| KIM, CHANG, YOUNG | Individual | – | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 01/2022 | 10-25% |
| CORPUS PARTNERS LLC | Domestic Entity | – | MEMBER | 04/2017 | 25-50% |
| BARTON, STUART, JOHN | Individual | CORPUS PARTNERS LLC | MEMBER | 11/2014 | > 75% |