TRANSCEND CAPITAL ADVISORS, LLC
Adviser information for TRANSCEND CAPITAL ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 19 |
| Licensed Agents of an Insurance Company | 10 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,445 | $2.8B |
| Non-Discretionary | 23 | $32.5M |
| Total | 4,468 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 587 | $231.3M |
| HNW Individuals | 491 | $2.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $277.0M |
| Pension and profit sharing plans | <5 | $9.5M |
| Charitable organizations | 7 | $24.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 2.9B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TRANSCEND WRAP FEE PROGRAM | TRANSCEND CAPITAL ADVISORS, LLC |
Principal Office
175 PARK AVENUEMADISON
NJ
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: (973) 370-3203, Fax: (973) 314-4118
Chief Compliance Officer
ROBERT BRAGOLI
175 PARK AVENUE
MADISON
NJ
United States
Tel:
(973) 646-2250
R*******@*******************M
(Full email address available in API data)
Regulatory Contact
GLEN BUSHERY
CHIEF FINANCIAL OFFICER
175 PARK AVENUE
MADISON
NJ
United States
Tel:
(973) 233-0753
G*******@*******************M
(Full email address available in API data)
Industry Affiliates
| TRANSCEND CAPITAL CF I & II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRANSCEND CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRANSCEND CAPITAL INSURANCE SERVICES, LLC | Insurance company or agency |
| TRANSCEND CAPITAL TF I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRANSCEND CAPITAL TF II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRANSCEND CAPITAL CREDIT FUND I, L.P. | Private Equity Fund | $33.9M | $0.1M | 85 |
| TRANSCEND CAPITAL CREDIT FUND II, L.P. | Private Equity Fund | $37.0M | $0.1M | 81 |
| TRANSCEND CAPITAL CREDIT FUND III, L.P. | Private Equity Fund | $47.4M | $0.1M | 198 |
| TRANSCEND CAPITAL CREDIT FUND IV, L.P. | Private Equity Fund | $22.8M | $0.1M | 68 |
| TRANSCEND CAPITAL HEALTHCARE FUND I, LP | Private Equity Fund | $54.3M | $0.1M | 147 |
| TRANSCEND CAPITAL REINSURANCE FUND I, L.P. | Private Equity Fund | $11.1M | $0.1M | 101 |
| TRANSCEND CAPITAL REINSURANCE FUND II, L.P. | Private Equity Fund | $7.4M | $0.1M | 93 |
| TRANSCEND CAPITAL REINSURANCE FUND III, L.P. | Private Equity Fund | $40.9M | $0.1M | 134 |
| TRANSCEND CAPITAL TECHNOLOGY FUND I, L.P. | Private Equity Fund | $21.3M | $0.3M | 105 |
| TRANSCEND CAPITAL TECHNOLOGY FUND II, L.P. | Private Equity Fund | $32.6M | $0.1M | 146 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRANSCEND CAPITAL HOLDINGS, LLC | Domestic Entity | – | OWNER | 11/2018 | > 75% |
| GORCZYNSKI, BRIAN, JAMES | Individual | – | MANAGING PARTNER | 01/2021 | < 5% |
| NIEDERAUER, DUNCAN, LEIGH | Individual | – | MANAGING PARTNER | 11/2018 | < 5% |
| BUSHERY, GLEN, M | Individual | – | CHIEF FINANCIAL OFFICER | 10/2021 | < 5% |
| BRAGOLI, ROBERT, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |
| FASSNACHT, MATTHEW, D | Individual | – | MANAGING PARTNER | 09/2022 | < 5% |
| BROWN, ROBERT, PAUL | Individual | – | MANAGING PARTNER | 02/2022 | < 5% |
| GROSSMAN, JACOB | Individual | – | MANAGING PARTNER | 10/2022 | < 5% |
| SWIFT, RICHARD, JOSEPH | Individual | – | MANAGING PARTNER | 10/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC COM | Stock | 21M | 111K | 0 |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | ETF | 351K | 5K | 0 |
| ISHARES MORNINGSTAR MID-CAP VALUE ETF | ETF | 207K | 3K | 0 |
| PRUDENTIAL FINL INC COM | Stock | 520K | 4K | 0 |
| HEWLETT PACKARD ENTERPRISE CO COM | Stock | 298K | 14K | 0 |
| SIRIUS XM HOLDINGS INC COM | Stock | 63K | 22K | 0 |
| INVESCO QQQ TRUST SERIES I | ETF | 18M | 37K | 0 |
| TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 11M | 49K | 0 |
| STARBUCKS CORP COM | Stock | 1M | 17K | 0 |
| SEMPRA COM | Stock | 379K | 5K | 0 |
| PUBLIC SVC ENTERPRISE GRP INC COM | Stock | 950K | 13K | 0 |
| BLOCK INC CL A | Stock | 233K | 4K | 0 |
| ELEVANCE HEALTH INC COM | Stock | 402K | 742 | 0 |
| ISHARES GOLD TRUST | ETF | 391K | 9K | 0 |
| JOHN HANCOCK MULTIFACTOR LARGE CAP ETF | ETF | 776K | 12K | 0 |
| JOHNSON & JOHNSON COM | Stock | 11M | 73K | 0 |
| RIVERNORTH OPPORTUNITIES FD IN COM | CEF | 154K | 13K | 0 |
| WASTE MGMT INC DEL COM | Stock | 1M | 5K | 0 |
| ADVANCED ENERGY INDS COM | Stock | 1M | 13K | 0 |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 7M | 27K | 0 |
| WISDOMTREE FLOATING RATE TREASURY FUND | ETF | 3M | 67K | 0 |
| ISHARES GLOBAL TECH ETF | ETF | 291K | 4K | 0 |
| ISHARES MSCI INTL VALUE FACTOR ETF | ETF | 628K | 23K | 0 |
| DEXCOM INC COM | Stock | 398K | 4K | 0 |
| VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF | ETF | 230K | 3K | 0 |
| COSTCO WHSL CORP NEW COM | Stock | 3M | 4K | 0 |
| HCA HEALTHCARE INC COM | Stock | 394K | 1K | 0 |
| ISHARES MSCI EMERGING MARKETS ETF | ETF | 234K | 5K | 0 |
| GOLDMAN SACHS GROUP INC COM | Stock | 1M | 3K | 0 |
| ISHARES MSCI KLD 400 SOCIAL ETF | ETF | 299K | 3K | 0 |
| SHELL PLC SPON ADS | ADR | 627K | 9K | 0 |
| YUM BRANDS INC COM | Stock | 1M | 9K | 0 |
| OLD DOMINION FREIGHT LINE INC COM | Stock | 447K | 3K | 0 |
| ISHARES MORNINGSTAR SMALL CAP VALUE ETF | ETF | 342K | 6K | 0 |
| BOSTON SCIENTIFIC CORP COM | Stock | 522K | 7K | 0 |
| SABINE RTY TR UNIT BEN INT | Stock | 937K | 14K | 0 |
| PROCTER AND GAMBLE CO COM | Stock | 5M | 32K | 0 |
| COCA COLA CO COM | Stock | 2M | 33K | 0 |
| BLACKROCK MUNICIPAL INCOME COM | CEF | 131K | 11K | 0 |
| ISHARES U.S. HEALTHCARE ETF | ETF | 270K | 4K | 0 |
| ARBOR REALTY TRUST INC COM | REIT | 591K | 41K | 0 |
| ENTERPRISE PRODS PARTNERS L P COM | Stock | 979K | 34K | 0 |
| AMEREN CORP COM | Stock | 373K | 5K | 0 |
| PPG INDS INC COM | Stock | 3M | 20K | 0 |
| OCCIDENTAL PETE CORP COM | Stock | 1M | 17K | 0 |
| TRUIST FINL CORP COM | Stock | 258K | 7K | 0 |
| INVESCO BULLETSHARES 2025 CORPORATE BOND ETF | ETF | 382K | 19K | 0 |
| UNITED PARCEL SERVICE INC CL B | Stock | 735K | 5K | 0 |
| INTEL CORP COM | Stock | 1M | 43K | 0 |
| CME GROUP INC COM | Stock | 833K | 4K | 0 |
| MEDTRONIC PLC SHS | Stock | 6M | 72K | 0 |
| FORTIVE CORP COM | Stock | 274K | 4K | 0 |
| NETFLIX INC COM | Stock | 3M | 4K | 0 |
| SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | ETF | 2M | 6K | 0 |
| PAYCHEX INC COM | Stock | 225K | 2K | 0 |
| ISHARES SILVER TRUST | ETF | 624K | 24K | 0 |
| KINSALE CAP GROUP INC COM | Stock | 236K | 612 | 0 |
| LAUDER ESTEE COS INC CL A | Stock | 558K | 5K | 0 |
| AGNC INVT CORP COM | REIT | 6M | 593K | 0 |
| PROLOGIS INC. COM | REIT | 816K | 7K | 0 |
| SANOFI SPONSORED ADR | ADR | 269K | 6K | 0 |
| MERCK & CO INC COM | Stock | 37M | 299K | 0 |
| SPDR S&P 500 ETF TRUST | ETF | 15M | 28K | 0 |
| SPDR S&P 500 ETF TRUST | ETF | 109 | 200 | 0 |
| SPDR S&P 500 ETF TRUST | ETF | 599 | 1K | 0 |
| SPDR S&P 500 ETF TRUST | ETF | 599 | 1K | 0 |
| SPDR S&P 500 ETF TRUST | ETF | 381 | 700 | 0 |
| SPDR S&P 500 ETF TRUST | ETF | 327 | 600 | 0 |
| SPDR S&P 500 ETF TRUST | ETF | 871 | 2K | 0 |
| SPDR S&P 500 ETF TRUST | ETF | 435 | 800 | 0 |
| SPDR S&P 500 ETF TRUST | ETF | 0 | 0 | 0 |
| SPDR S&P 500 ETF TRUST | ETF | 544 | 1K | 0 |
| MCKESSON CORP COM | Stock | 537K | 920 | 0 |
| MASTERCARD INCORPORATED CL A | Stock | 2M | 6K | 0 |
| ILLINOIS TOOL WKS INC COM | Stock | 218K | 921 | 0 |
| UNITED RENTALS INC COM | Stock | 360K | 557 | 0 |
| EMERSON ELEC CO COM | Stock | 485K | 4K | 0 |
| AVNET INC COM | Stock | 818K | 16K | 0 |
| ALLSTATE CORP COM | Stock | 980K | 6K | 0 |
| DOUBLELINE INCOME SOLUTIONS FD COM | CEF | 203K | 16K | 0 |
| DIAGEO PLC SPON ADR NEW | ADR | 938K | 7K | 0 |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | REIT | 1M | 73K | 0 |
| ALASKA AIR GROUP INC COM | Stock | 408K | 10K | 0 |
| ISHARES MSCI JAPAN ETF | ETF | 223K | 3K | 0 |
| ISHARES TIPS BOND ETF | ETF | 558K | 5K | 0 |
| OPKO HEALTH INC COM | Stock | 64K | 51K | 0 |
| VERTEX PHARMACEUTICALS INC COM | Stock | 748K | 2K | 0 |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | Stock | 215K | 3K | 0 |
| INVESCO BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF | ETF | 239K | 11K | 0 |
| BROOKFIELD REAL ASSETS INCOME SHS BEN INT | CEF | 447K | 35K | 0 |
| ISHARES GLOBAL HEALTHCARE ETF | ETF | 2M | 24K | 0 |
| CORNING INC COM | Stock | 350K | 9K | 0 |
| ISHARES S&P 100 ETF | ETF | 504K | 2K | 0 |
| KAYNE ANDERSON ENERGY INFRSTR COM | CEF | 200K | 19K | 0 |
| VERIZON COMMUNICATIONS INC COM | Stock | 2M | 38K | 0 |
| CHUBB LIMITED COM | Stock | 1M | 4K | 0 |
| MARVELL TECHNOLOGY INC COM | Stock | 306K | 4K | 0 |
| FEDEX CORP COM | Stock | 2M | 5K | 0 |
| PULTE GROUP INC COM | Stock | 1M | 10K | 0 |
| SHERWIN WILLIAMS CO COM | Stock | 2M | 8K | 0 |
| PEPSICO INC COM | Stock | 5M | 31K | 0 |
| ISHARES 1-3 YEAR TREASURY BOND ETF | ETF | 377K | 5K | 0 |
| ISHARES MSCI EUROZONE ETF | ETF | 673K | 14K | 0 |
| FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF | ETF | 538K | 12K | 0 |
| TE CONNECTIVITY LTD SHS | Stock | 5M | 34K | 0 |
| HONEYWELL INTL INC COM | Stock | 3M | 16K | 0 |
| FORD MTR CO DEL COM | Stock | 418K | 33K | 0 |
| ISHARES ESG AWARE MSCI USA ETF | ETF | 4M | 32K | 0 |
| US BANCORP DEL COM NEW | Stock | 213K | 5K | 0 |
| BP PLC SPONSORED ADR | ADR | 2M | 43K | 0 |
| HOME DEPOT INC COM | Stock | 10M | 29K | 0 |
| BAXTER INTL INC COM | Stock | 273K | 8K | 0 |
| GOLDMAN SACHS ACCESS INVESTMENT GRADE CORPORATE BOND ETF | ETF | 201K | 4K | 0 |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 6M | 26K | 0 |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | ETF | 310K | 14K | 0 |
| DUPONT DE NEMOURS INC COM | Stock | 264K | 3K | 0 |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 8M | 58K | 0 |
| SPDR GOLD SHARES | ETF | 5M | 24K | 0 |
| SOUTHERN CO COM | Stock | 365K | 5K | 0 |
| ISHARES MSCI CHINA A ETF | ETF | 283K | 11K | 0 |
| VICI PPTYS INC COM | REIT | 388K | 14K | 0 |
| CENCORA INC COM | Stock | 4M | 16K | 0 |
| BECTON DICKINSON & CO COM | Stock | 1M | 5K | 0 |
| BROADRIDGE FINL SOLUTIONS INC COM | Stock | 2M | 12K | 0 |
| CBRE GBL REAL ESTATE INC FD COM | CEF | 474K | 94K | 0 |
| ISHARES RUSSELL 1000 GROWTH ETF | ETF | 3M | 7K | 0 |
| LABCORP HOLDINGS INC COM SHS | Stock | 465K | 2K | 0 |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 374K | 10K | 0 |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 1M | 19K | 0 |
| CONSUMER STAPLES SELECT SECTOR SPDR FUND | ETF | 3M | 35K | 0 |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | ETF | 303K | 16K | 0 |
| JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 470K | 9K | 0 |
| ATMOS ENERGY CORP COM | Stock | 219K | 2K | 0 |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | ADR | 102K | 10K | 0 |
| AMICUS THERAPEUTICS INC COM | Stock | 3M | 330K | 0 |
| FS KKR CAP CORP COM | CEF | 23M | 1M | 0 |
| CENTENE CORP DEL COM | Stock | 823K | 12K | 0 |
| ISHARES CORE S&P SMALL CAP ETF | ETF | 3M | 25K | 0 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 10M | 26K | 0 |
| ADOBE INC COM | Stock | 3M | 5K | 0 |
| VANGUARD SHORT-TERM CORPORATE BOND ETF | ETF | 3M | 35K | 0 |
| FIRST TRUST LARGE CAP VALUE ALPHADEX FUND | ETF | 232K | 3K | 0 |
| EXELON CORP COM | Stock | 900K | 26K | 0 |
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | ETF | 2M | 27K | 0 |
| ALPHABET INC CAP STK CL A | Stock | 14M | 78K | 0 |
| PG&E CORP COM | Stock | 300K | 17K | 0 |
| FISERV INC COM | Stock | 1M | 7K | 0 |
| OREILLY AUTOMOTIVE INC COM | Stock | 672K | 636 | 0 |
| INTUIT COM | Stock | 1M | 2K | 0 |
| CONSTELLATION BRANDS INC CL A | Stock | 878K | 3K | 0 |
| UNILEVER PLC SPON ADR NEW | ADR | 772K | 14K | 0 |
| CSX CORP COM | Stock | 1M | 33K | 0 |
| JPMORGAN U.S. VALUE FACTOR ETF US VALUE FACTOR FUND | ETF | 1M | 25K | 0 |
| COMCAST CORP NEW CL A | Stock | 3M | 70K | 0 |
| GENERAC HLDGS INC COM | Stock | 272K | 2K | 0 |
| MICROSOFT CORP COM | Stock | 47M | 105K | 0 |
| SS&C TECHNOLOGIES HLDGS INC COM | Stock | 211K | 3K | 0 |
| LENNAR CORP CL A | Stock | 569K | 4K | 0 |
| VALERO ENERGY CORP COM | Stock | 227K | 1K | 0 |
| DOCUSIGN INC COM | Stock | 4M | 82K | 0 |
| SCHLUMBERGER LTD COM STK | Stock | 259K | 5K | 0 |
| INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF | ETF | 3M | 55K | 0 |
| CVS HEALTH CORP COM | Stock | 1M | 23K | 0 |
| ISHARES EUROPE ETF | ETF | 377K | 7K | 0 |
| GRANITESHARES GOLD SHARES | ETF | 1M | 59K | 0 |
| EVERGY INC COM | Stock | 425K | 8K | 0 |
| COMMUNICATION SERVICES SELECT SECTOR SPDR FUND | ETF | 5M | 62K | 0 |
| MASCO CORP COM | Stock | 459K | 7K | 0 |
| NISOURCE INC COM | Stock | 509K | 18K | 0 |
| RPM INTL INC COM | Stock | 435K | 4K | 0 |
| KEURIG DR PEPPER INC COM | Stock | 485K | 15K | 0 |
| JPMORGAN BETABUILDERS JAPAN ETF | ETF | 1M | 18K | 0 |
| AMERIPRISE FINL INC COM | Stock | 733K | 2K | 0 |
| AUTOLIV INC COM | Stock | 352K | 3K | 0 |
| ARES CAPITAL CORP COM | CEF | 2M | 105K | 0 |
| JPMORGAN BETABUILDERS CANADA ETF | ETF | 460K | 7K | 0 |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | ETF | 246K | 12K | 0 |
| INVESCO BULLETSHARES 2026 HIGH YIELD CORP BOND ETF | ETF | 248K | 11K | 0 |
| BERKSHIRE HATHAWAY INC DEL CL A | Stock | 4M | 7 | 0 |
| BOEING CO COM | Stock | 1M | 6K | 0 |
| UPWORK INC COM | Stock | 1M | 109K | 0 |
| COPART INC COM | Stock | 520K | 10K | 0 |
| VANGUARD SMALL-CAP ETF | ETF | 2M | 8K | 0 |
| VANGUARD MID-CAP ETF | ETF | 2M | 8K | 0 |
| VANGUARD LARGE-CAP ETF | ETF | 8M | 34K | 0 |
| NEXTERA ENERGY INC COM | Stock | 3M | 48K | 0 |
| NIKE INC CL B | Stock | 922K | 12K | 0 |
| SOUTHWESTERN ENERGY CO COM | Stock | 99K | 15K | 0 |
| CLEARBRIDGE MLP AND MIDSTRM FD COM | CEF | 532K | 11K | 0 |
| TESLA INC COM | Stock | 3M | 15K | 0 |
| JANUS HENDERSON MORTGAGE-BACKED SECURITIES ETF | ETF | 7M | 153K | 0 |
| MSCI INC COM | Stock | 495K | 1K | 0 |
| ISHARES ESG AWARE US AGGREGATE BOND ETF | ETF | 235K | 5K | 0 |
| LINDE PLC SHS | Stock | 1M | 3K | 0 |
| ISHARES MSCI EMERGING MARKETS EX CHINA ETF | ETF | 4M | 73K | 0 |
| FINANCIAL SELECT SECTOR SPDR FUND | ETF | 5M | 111K | 0 |
| NXP SEMICONDUCTORS N V COM | Stock | 490K | 2K | 0 |
| NORFOLK SOUTHN CORP COM | Stock | 278K | 1K | 0 |
| DELL TECHNOLOGIES INC CL C | Stock | 310K | 2K | 0 |
| PUBLIC STORAGE OPER CO COM | REIT | 209K | 726 | 0 |
| ALERIAN MLP ETF | ETF | 5M | 99K | 0 |
| VANGUARD CONSUMER STAPLES ETF | ETF | 219K | 1K | 0 |
| VANGUARD FTSE EUROPE ETF | ETF | 810K | 12K | 0 |
| VANGUARD INDUSTRIALS ETF | ETF | 207K | 882 | 0 |
| VANGUARD INFORMATION TECHNOLOGY ETF | ETF | 4M | 6K | 0 |
| PIMCO DYNAMIC INCOME STRATEGY COM SHS BEN INT | CEF | 2M | 88K | 0 |
| WESTERN ASST INFLTN LKD INM FD COM SH BEN INT | CEF | 90K | 11K | 0 |
| PUTNAM MASTER INTER INCOME TR SH BEN INT | CEF | 152K | 47K | 0 |
| CLARIVATE PLC ORD SHS | Stock | 86K | 15K | 0 |
| DOW INC COM | Stock | 314K | 6K | 0 |
| SPDR S&P GLOBAL NATURAL RESOURCES ETF | ETF | 411K | 7K | 0 |
| KKR & CO INC COM | Stock | 876K | 8K | 0 |
| ZOOM VIDEO COMMUNICATIONS INC CL A | Stock | 4M | 67K | 0 |
| VANGUARD S&P 500 ETF | ETF | 5M | 11K | 0 |
| ASTRAZENECA PLC SPONSORED ADR | ADR | 6M | 78K | 0 |
| SPROTT PHYSICAL SILVER TR TR UNIT | CEF | 487K | 49K | 0 |
| FIFTH THIRD BANCORP COM | Stock | 472K | 13K | 0 |
| UBER TECHNOLOGIES INC COM | Stock | 4M | 51K | 0 |
| ILLUMINA INC COM | Stock | 546K | 5K | 0 |
| QUADRATIC INTEREST RATE VOLATILITY & INFLATION HEDGE ETF | ETF | 1M | 64K | 0 |
| CORTEVA INC COM | Stock | 549K | 10K | 0 |
| AGREE RLTY CORP COM | REIT | 2M | 25K | 0 |
| CONSOLIDATED EDISON INC COM | Stock | 251K | 3K | 0 |
| GENERAL MTRS CO COM | Stock | 3M | 60K | 0 |
| ISHARES U.S. REGIONAL BANKS ETF | ETF | 601K | 15K | 0 |
| JPMORGAN BETABUILDERS U.S. EQUITY ETF | ETF | 2M | 19K | 0 |
| HUNTINGTON BANCSHARES INC COM | Stock | 688K | 52K | 0 |
| CROWDSTRIKE HLDGS INC CL A | Stock | 229K | 597 | 0 |
| BLACKROCK U.S. EQUITY FACTOR ROTATION ETF | ETF | 4M | 78K | 0 |
| INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 7M | 40K | 0 |
| JPMORGAN CORE PLUS BOND ETF | ETF | 567K | 12K | 0 |
| VANECK GOLD MINERS ETF | ETF | 1M | 40K | 0 |
| TORTOISE ENERGY INFRA CORP COM | CEF | 320K | 9K | 0 |
| BRIDGEBIO PHARMA INC COM | Stock | 342K | 14K | 0 |
| BLUE OWL CAPITAL CORPORATION COM | CEF | 40M | 3M | 0 |
| ISHARES MSCI EAFE GROWTH ETF | ETF | 3M | 29K | 0 |
| VANGUARD RUSSELL 2000 ETF | ETF | 882K | 11K | 0 |
| DYNATRACE INC COM NEW | Stock | 390K | 9K | 0 |
| WABTEC COM | Stock | 211K | 1K | 0 |
| ELI LILLY & CO COM | Stock | 15M | 17K | 0 |
| AIR PRODS & CHEMS INC COM | Stock | 2M | 6K | 0 |
| NUVEEN MUN CR OPPORTUNITIES FD COM | CEF | 555K | 50K | 0 |
| BLACKROCK MUNIYIELD MICH QU COM | CEF | 539K | 47K | 0 |
| AVANTIS U.S. SMALL CAP VALUE ETF | ETF | 2M | 24K | 0 |
| LEIDOS HOLDINGS INC COM | Stock | 283K | 2K | 0 |
| VANGUARD RUSSELL 1000 VALUE ETF | ETF | 1M | 15K | 0 |
| ISHARES RUSSELL MID-CAP VALUE ETF | ETF | 1M | 9K | 0 |
| FIRST MERCHANTS CORP COM | Stock | 228K | 7K | 0 |
| BRISTOL-MYERS SQUIBB CO CONTIN VAL RT | Stock | 5K | 118K | 0 |
| DRAFTKINGS INC NEW COM CL A | Stock | 372K | 10K | 0 |
| VANGUARD S&P 500 GROWTH ETF | ETF | 314K | 941 | 0 |
| ISHARES RUSSELL 2000 ETF | ETF | 2M | 7K | 0 |
| TWILIO INC CL A | Stock | 216K | 4K | 0 |
| FIDELITY NATL INFORMATION SVCS COM | Stock | 558K | 7K | 0 |
| ISHARES CORE HIGH DIVIDEND ETF | ETF | 2M | 17K | 0 |
| CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT | CEF | 114K | 21K | 0 |
| AERCAP HOLDINGS NV SHS | Stock | 488K | 5K | 0 |
| DUKE ENERGY CORP NEW COM NEW | Stock | 320K | 3K | 0 |
| ISHARES IBONDS DEC 2027 TERM TREASURY ETF | ETF | 884K | 40K | 0 |
| JPMORGAN BETABUILDERS INTERNATIONAL EQUITY ETF | ETF | 594K | 10K | 0 |
| ISHARES IBONDS DEC 2025 TERM TREASURY ETF | ETF | 6M | 273K | 0 |
| MICRON TECHNOLOGY INC COM | Stock | 522K | 4K | 0 |
| CARRIER GLOBAL CORPORATION COM | Stock | 408K | 6K | 0 |
| ISHARES IBONDS DEC 2028 TERM TREASURY ETF | ETF | 6M | 280K | 0 |
| SYSCO CORP COM | Stock | 239K | 3K | 0 |
| CHIPOTLE MEXICAN GRILL INC COM | Stock | 971K | 15K | 0 |
| ISHARES U.S. AEROSPACE & DEFENSE ETF | ETF | 1M | 8K | 0 |
| URANIUM RTY CORP COM | Stock | 123K | 55K | 0 |
| BLACKROCK MUNIVEST FD INC COM | CEF | 85K | 12K | 0 |
| IOVANCE BIOTHERAPEUTICS INC COM | Stock | 180K | 23K | 0 |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 2M | 28K | 0 |
| GABELLI DIVID & INCOME TR COM | CEF | 683K | 30K | 0 |
| SONY GROUP CORP SPONSORED ADR | ADR | 230K | 3K | 0 |
| VALLEY NATL BANCORP COM | Stock | 104K | 15K | 0 |
| FT VEST U.S. EQUITY BUFFER ETF - JULY | ETF | 216K | 5K | 0 |
| ISHARES SELECT DIVIDEND ETF | ETF | 2M | 21K | 0 |
| AMERICAN ELEC PWR CO INC COM | Stock | 2M | 22K | 0 |
| ENTERGY CORP NEW COM | Stock | 307K | 3K | 0 |
| ISHARES RUSSELL MID-CAP GROWTH ETF | ETF | 872K | 8K | 0 |
| MARATHON PETE CORP COM | Stock | 481K | 3K | 0 |
| VANGUARD FTSE PACIFIC ETF | ETF | 6M | 76K | 0 |
| ISHARES ESG ADVANCED TOTAL USD BOND MARKET ETF | ETF | 210K | 5K | 0 |
| FIRST TRUST CLOUD COMPUTING ETF | ETF | 209K | 2K | 0 |
| SNOWFLAKE INC CL A | Stock | 395K | 3K | 0 |
| VANGUARD SMALL CAP VALUE ETF | ETF | 1M | 6K | 0 |
| BLACKROCK CAP ALLOCATION TERM COM | CEF | 1M | 65K | 0 |
| ISHARES ESG ADVANCED MSCI USA ETF | ETF | 237K | 5K | 0 |
| VONTIER CORPORATION COM | Stock | 220K | 6K | 0 |
| FT VEST U.S. EQUITY BUFFER ETF - OCTOBER | ETF | 204K | 5K | 0 |
| JANUS DETROIT STREET TRUST JANUS HENDERSON AAA CLO ETF | ETF | 252K | 5K | 0 |
| BLACKROCK MUNIYIELD FD INC COM | CEF | 184K | 17K | 0 |
| VIATRIS INC COM | Stock | 107K | 10K | 0 |
| SOFI TECHNOLOGIES INC COM | Stock | 80K | 12K | 0 |
| SCHWAB US AGGREGATE BOND ETF | ETF | 1M | 32K | 0 |
| ISHARES MSCI EAFE VALUE ETF | ETF | 1M | 24K | 0 |
| AIRBNB INC COM CL A | Stock | 1M | 9K | 0 |
| FIRST CTZNS BANCSHARES INC N C CL A | Stock | 290K | 172 | 0 |
| ENERGY TRANSFER L P COM UT LTD PTN | Stock | 1M | 92K | 0 |
| VANGUARD MID-CAP GROWTH ETF | ETF | 343K | 1K | 0 |
| XYLEM INC COM | Stock | 317K | 2K | 0 |
| ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | ETF | 213K | 4K | 0 |
| APTIV PLC SHS | Stock | 220K | 3K | 0 |
| COINBASE GLOBAL INC COM CL A | Stock | 825K | 4K | 0 |
| BLACKROCK U.S. CARBON TRANSITION READINESS ETF | ETF | 432K | 7K | 0 |
| TRACTOR SUPPLY CO COM | Stock | 1M | 5K | 0 |
| ISHARES MSCI USA EQUAL WEIGHTED ETF | ETF | 271K | 3K | 0 |
| BLUE OWL CAP CORP III COM SHS | Stock | 9M | 578K | 0 |
| ELECTRONIC ARTS INC COM | Stock | 201K | 1K | 0 |
| BLUE OWL CAPITAL INC COM CL A | Stock | 31M | 2M | 0 |
| VISA INC COM CL A | Stock | 10M | 37K | 0 |
| INSMED INC COM PAR $.01 | Stock | 314K | 5K | 0 |
| COHEN & STEERS QUALITY INCOME COM | CEF | 207K | 18K | 0 |
| HERSHEY CO COM | Stock | 904K | 5K | 0 |
| ENOVIX CORPORATION COM | Stock | 389K | 25K | 0 |
| ENOVIX CORPORATION COM | Stock | 23 | 2K | 0 |
| RYAN SPECIALTY HOLDINGS INC CL A | Stock | 337K | 6K | 0 |
| AG MTG INVT TR INC COM NEW | REIT | 148K | 22K | 0 |
| RXSIGHT INC COM | Stock | 1M | 17K | 0 |
| ISHARES MSCI CHINA ETF | ETF | 2M | 45K | 0 |
| ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 2M | 19K | 0 |
| IONQ INC COM | Stock | 241K | 34K | 0 |
| INVESCO S&P 500 GARP ETF | ETF | 2M | 18K | 0 |
| BLACKSTONE SECD LENDING FD COMMON STOCK | CEF | 12M | 403K | 0 |
| KYNDRYL HLDGS INC COMMON STOCK | Stock | 267K | 10K | 0 |
| VANGUARD SMALL-CAP GROWTH ETF | ETF | 2M | 6K | 0 |
| VANGUARD VALUE ETF | ETF | 10M | 61K | 0 |
| VANGUARD GROWTH ETF | ETF | 3M | 9K | 0 |
| ISHARES U.S. TREASURY BOND ETF | ETF | 417K | 18K | 0 |
| BLACKROCK TCP CAPITAL CORP COM | CEF | 8M | 781K | 0 |
| NU HLDGS LTD ORD SHS CL A | Stock | 246K | 19K | 0 |
| MID-AMER APT CMNTYS INC COM | REIT | 1M | 9K | 0 |
| L3HARRIS TECHNOLOGIES INC COM | Stock | 616K | 3K | 0 |
| VANECK SEMICONDUCTOR ETF | ETF | 836K | 3K | 0 |
| PHILLIPS 66 COM | Stock | 762K | 5K | 0 |
| CHENIERE ENERGY INC COM NEW | Stock | 339K | 2K | 0 |
| AMERICAN TOWER CORP NEW COM | REIT | 2M | 12K | 0 |
| ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 887K | 7K | 0 |
| JANUS HENDERSON B-BBB CLO ETF | ETF | 1M | 28K | 0 |
| CONSTELLATION ENERGY CORP COM | Stock | 2M | 8K | 0 |
| FIRST TRUST CAPITAL STRENGTH ETF | ETF | 285K | 3K | 0 |
| META PLATFORMS INC CL A | Stock | 11M | 21K | 0 |
| PIMCO DYNAMIC INCOME FD SHS | CEF | 332K | 18K | 0 |
| ASML HOLDING N V N Y REGISTRY SHS | ADR | 2M | 2K | 0 |
| INGREDION INC COM | Stock | 465K | 4K | 0 |
| JPMORGAN ACTIVE VALUE ETF | ETF | 406K | 7K | 0 |
| LPL FINL HLDGS INC COM | Stock | 363K | 1K | 0 |
| SERVICENOW INC COM | Stock | 2M | 2K | 0 |
| BCE INC COM NEW | Stock | 385K | 12K | 0 |
| DOUBLELINE SHILLER CAPE U.S. EQUITIES ETF | ETF | 378K | 14K | 0 |
| DIMENSIONAL US MARKETWIDE VALUE ETF | ETF | 468K | 12K | 0 |
| JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF | ETF | 2M | 29K | 0 |
| HARBOR LONG-TERM GROWERS ETF | ETF | 5M | 183K | 0 |
| PALO ALTO NETWORKS INC COM | Stock | 2M | 5K | 0 |
| TOLL BROTHERS INC COM | Stock | 518K | 5K | 0 |
| HALEON PLC SPON ADS | ADR | 123K | 15K | 0 |
| INVESCO S&P 500 EQUAL WEIGHT CONSUMER DISCRETIONARY ETF | ETF | 470K | 10K | 0 |
| INVESCO S&P 500 TOP 50 ETF | ETF | 4M | 84K | 0 |
| FTAI INFRASTRUCTURE INC COMMON STOCK | Stock | 129K | 15K | 0 |
| BLACKROCK MUN TARGET TERM TR COM SHS BEN IN | CEF | 223K | 11K | 0 |
| JPMORGAN ACTIVE GROWTH ETF | ETF | 429K | 6K | 0 |
| MONDELEZ INTL INC CL A | Stock | 2M | 28K | 0 |
| BLACKSTONE STRATEGIC CRED 2027 COM SHS BEN IN | CEF | 5M | 450K | 0 |
| BROADCOM INC COM | Stock | 10M | 6K | 0 |
| ISHARES 20 YEAR TREASURY BOND BUYWRITE STRATEGY ETF | ETF | 370K | 14K | 0 |
| ANYWHERE REAL ESTATE INC COM | Stock | 556K | 168K | 0 |
| WORKDAY INC CL A | Stock | 667K | 3K | 0 |
| BONDBLOXX BLOOMBERG SIX MONTH TARGET DURATION US TREASURY ETF | ETF | 2M | 46K | 0 |
| GLOBAL X SUPERINCOME PREFERRED ETF | ETF | 175K | 19K | 0 |
| CARBON COLLECTIVE CLIMATE SOLUTIONS U.S. EQUITY ETF | ETF | 195K | 11K | 0 |
| ISHARES GNMA BOND ETF | ETF | 211K | 5K | 0 |
| MPLX LP COM UNIT REP LTD | Stock | 387K | 9K | 0 |
| CALAMOS STRATEGIC TOTAL RETURN COM SH BEN INT | CEF | 183K | 11K | 0 |
| D R HORTON INC COM | Stock | 492K | 3K | 0 |
| JOHNSON CTLS INTL PLC SHS | Stock | 295K | 4K | 0 |
| CANADIAN PACIFIC KANSAS CITY COM | Stock | 640K | 8K | 0 |
| MOODYS CORP COM | Stock | 2M | 5K | 0 |
| NOVARTIS AG SPONSORED ADR | ADR | 1M | 11K | 0 |
| ISHARES CORE MSCI EAFE ETF | ETF | 7M | 93K | 0 |
| ROYAL BK CDA COM | Stock | 247K | 2K | 0 |
| HEXCEL CORP NEW COM | Stock | 224K | 4K | 0 |
| CF INDS HLDGS INC COM | Stock | 207K | 3K | 0 |
| MAINSTAY MACKAY DEFINEDTERM MU COM | CEF | 2M | 92K | 0 |
| KINDER MORGAN INC DEL COM | Stock | 3M | 140K | 0 |
| BONDBLOXX BLOOMBERG ONE YEAR TARGET DURATION US TREASURY ETF | ETF | 408K | 8K | 0 |
| ACCENTURE PLC IRELAND SHS CLASS A | Stock | 3M | 11K | 0 |
| MARIADB PLC ORD SHS | Stock | 21K | 40K | 0 |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | Stock | 264K | 3K | 0 |
| ISHARES U.S. MEDICAL DEVICES ETF | ETF | 4M | 73K | 0 |
| BLACKROCK AAA CLO ETF | ETF | 1M | 27K | 0 |
| NVIDIA CORPORATION COM | Stock | 23M | 188K | 0 |
| ISHARES SHORT TREASURY BOND ETF | ETF | 755K | 7K | 0 |
| EOG RES INC COM | Stock | 495K | 4K | 0 |
| GENUINE PARTS CO COM | Stock | 1M | 9K | 0 |
| GRAINGER W W INC COM | Stock | 2M | 2K | 0 |
| JPMORGAN BETABUILDERS U.S. AGGREGATE BOND ETF | ETF | 512K | 11K | 0 |
| ABBVIE INC COM | Stock | 8M | 46K | 0 |
| S&P GLOBAL INC COM | Stock | 13M | 28K | 0 |
| KORN FERRY COM NEW | Stock | 2M | 31K | 0 |
| NUVEEN FLOATING RATE INCOME FD COM | CEF | 90K | 10K | 0 |
| SPDR S&P BIOTECH ETF | ETF | 5M | 54K | 0 |
| INVESCO S&P GLOBAL WATER INDEX ETF | ETF | 245K | 4K | 0 |
| ISHARES GLOBAL CONSUMER STAPLES ETF | ETF | 793K | 13K | 0 |
| ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 3M | 58K | 0 |
| VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | ETF | 7M | 116K | 0 |
| KENVUE INC COM | Stock | 2M | 89K | 0 |
| VIRTUS DIVIDEND INTEREST & PR COM | CEF | 452K | 37K | 0 |
| BARINGS GLOBAL SHORT DURATION COM | CEF | 145K | 10K | 0 |
| WISDOMTREE ARTIFICIAL INTELLIGENCE AND INNOVATION FUND | ETF | 215K | 10K | 0 |
| ZOETIS INC CL A | Stock | 366K | 2K | 0 |
| BLACKROCK FLEXIBLE INCOME ETF | ETF | 680K | 13K | 0 |
| CLOUGH GLOBAL DIVID & INCOME F COM | CEF | 91K | 16K | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | ADR | 932K | 5K | 0 |
| VANECK BDC INCOME ETF | ETF | 486K | 28K | 0 |
| FIRST TRUST PREFERRED SECURITIES & INCOME ETF | ETF | 273K | 16K | 0 |
| BLACKSTONE INC COM | Stock | 8M | 63K | 0 |
| BRADY CORP CL A | Stock | 930K | 14K | 0 |
| CHURCH & DWIGHT CO INC COM | Stock | 4M | 35K | 0 |
| ROCKWELL AUTOMATION INC COM | Stock | 485K | 2K | 0 |
| STRYKER CORPORATION COM | Stock | 3M | 10K | 0 |
| QUALCOMM INC COM | Stock | 2M | 12K | 0 |
| T-MOBILE US INC COM | Stock | 372K | 2K | 0 |
| BLACKSTONE MTG TR INC COM CL A | REIT | 1M | 69K | 0 |
| ARM HOLDINGS PLC SPONSORED ADS | ADR | 368K | 2K | 0 |
| GENERAL DYNAMICS CORP COM | Stock | 3M | 10K | 0 |
| INTUITIVE SURGICAL INC COM NEW | Stock | 1M | 3K | 0 |
| VERALTO CORP COM SHS | Stock | 302K | 3K | 0 |
| MCDONALDS CORP COM | Stock | 4M | 15K | 0 |
| AMETEK INC COM | Stock | 264K | 2K | 0 |
| RITHM CAPITAL CORP COM NEW | REIT | 752K | 69K | 0 |
| INTERCONTINENTAL EXCHANGE INC COM | Stock | 3M | 18K | 0 |
| CISCO SYS INC COM | Stock | 2M | 52K | 0 |
| CAPITAL ONE FINL CORP COM | Stock | 2M | 13K | 0 |
| ISHARES RUSSELL MIDCAP ETF | ETF | 739K | 9K | 0 |
| ADVANCED MICRO DEVICES INC COM | Stock | 1M | 8K | 0 |
| ISHARES BITCOIN TRUST REGISTERED | ETF | 1M | 44K | 0 |
| JPMORGAN GLOBAL SELECT EQUITY ETF GLOBAL SELECT EQUITY ETF | ETF | 322K | 5K | 0 |
| AT&T INC COM | Stock | 803K | 42K | 0 |
| VANGUARD INTERMEDIATE-TERM BOND ETF | ETF | 245K | 3K | 0 |
| VANGUARD FINANCIALS ETF | ETF | 2M | 18K | 0 |
| ENERGY SELECT SECTOR SPDR FUND | ETF | 5M | 52K | 0 |
| GE VERNOVA INC COM | Stock | 529K | 3K | 0 |
| MATERIALS SELECT SECTOR SPDR FUND | ETF | 566K | 6K | 0 |
| ISHARES BIOTECHNOLOGY ETF | ETF | 1M | 11K | 0 |
| GE AEROSPACE COM NEW | Stock | 2M | 10K | 0 |
| SPDR PORTFOLIO SHORT TERM TREASURY ETF | ETF | 1M | 40K | 0 |
| ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 3M | 19K | 0 |
| ISHARES S&P SMALL-CAP 600 GROWTH ETF | ETF | 283K | 2K | 0 |
| PENSKE AUTOMOTIVE GRP INC COM | Stock | 2M | 13K | 0 |
| ISHARES GLOBAL INDUSTRIALS ETF | ETF | 455K | 3K | 0 |
| MOTOROLA SOLUTIONS INC COM NEW | Stock | 235K | 609 | 0 |
| CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 4M | 22K | 0 |
| INDUSTRIAL SELECT SECTOR SPDR FUND | ETF | 1M | 11K | 0 |
| EXPEDIA GROUP INC COM NEW | Stock | 322K | 3K | 0 |
| ISHARES U.S. TECHNOLOGY ETF | ETF | 2M | 10K | 0 |
| CONNECTONE BANCORP INC COM | Stock | 189K | 10K | 0 |
| ISHARES SEMICONDUCTOR ETF | ETF | 1M | 5K | 0 |
| PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF | ETF | 8M | 80K | 0 |
| BLACKROCK CR ALLOCATION INCOME COM | CEF | 866K | 81K | 0 |
| ISHARES S&P 500 VALUE ETF | ETF | 2M | 8K | 0 |
| ODYSSEY MARINE EXPL INC COM NEW | Stock | 250K | 51K | 0 |
| AMBEV SA SPONSORED ADR | ADR | 46K | 22K | 0 |
| SPDR PORTFOLIO S&P 600 SMALL CAP ETF | ETF | 2M | 55K | 0 |
| LULULEMON ATHLETICA INC COM | Stock | 921K | 3K | 0 |
| ISHARES S&P 500 GROWTH ETF | ETF | 4M | 46K | 0 |
| ISHARES CORE S&P 500 ETF | ETF | 17M | 31K | 0 |
| ADVENT CONV & INCOME FD COM | CEF | 139K | 12K | 0 |
| TEXAS PACIFIC LAND CORPORATION COM | Stock | 451K | 614 | 0 |
| THE CIGNA GROUP COM | Stock | 2M | 5K | 0 |
| ROSS STORES INC COM | Stock | 278K | 2K | 0 |
| ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF | ETF | 276K | 7K | 0 |
| WELLS FARGO CO NEW COM | Stock | 3M | 53K | 0 |
| UNION PAC CORP COM | Stock | 3M | 14K | 0 |
| ISHARES MBS ETF | ETF | 1M | 14K | 0 |
| ISHARES PREFERRED & INCOME SECURITIES ETF | ETF | 2M | 74K | 0 |
| ISHARES 10-20 YEAR TREASURY BOND ETF | ETF | 6M | 61K | 0 |
| SALESFORCE INC COM | Stock | 3M | 13K | 0 |
| MICROCHIP TECHNOLOGY INC. COM | Stock | 921K | 10K | 0 |
| NORTHROP GRUMMAN CORP COM | Stock | 269K | 617 | 0 |
| DARDEN RESTAURANTS INC COM | Stock | 268K | 2K | 0 |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 4M | 8K | 0 |
| LOCKHEED MARTIN CORP COM | Stock | 734K | 2K | 0 |
| JPMORGAN CHASE & CO. COM | Stock | 17M | 83K | 0 |
| ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 519K | 10K | 0 |
| CHEVRON CORP NEW COM | Stock | 6M | 37K | 0 |
| ISHARES NATIONAL MUNI BOND ETF | ETF | 517K | 5K | 0 |
| CONOCOPHILLIPS COM | Stock | 1M | 13K | 0 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 380K | 8K | 0 |
| DANAHER CORPORATION COM | Stock | 3M | 14K | 0 |
| TJX COS INC NEW COM | Stock | 3M | 30K | 0 |
| BANK AMERICA CORP COM | Stock | 3M | 70K | 0 |
| LAZARD GLOBAL TOTAL RETURN & I COM | CEF | 216K | 13K | 0 |
| VANECK RUSSIA ETF | ETF | 0 | 131K | 0 |
| SPDR S&P DIVIDEND ETF | ETF | 5M | 37K | 0 |
| WALMART INC COM | Stock | 3M | 46K | 0 |
| ISHARES 3-7 YEAR TREASURY BOND ETF | ETF | 4M | 37K | 0 |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 12M | 67K | 0 |
| ORACLE CORP COM | Stock | 5M | 37K | 0 |
| RTX CORPORATION COM | Stock | 2M | 24K | 0 |
| TEXAS INSTRS INC COM | Stock | 4M | 18K | 0 |
| TARGET CORP COM | Stock | 2M | 10K | 0 |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | ETF | 14M | 122K | 0 |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | ADR | 205K | 13K | 0 |
| PFIZER INC COM | Stock | 4M | 155K | 0 |
| ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | ETF | 639K | 6K | 0 |
| MORGAN STANLEY COM NEW | Stock | 3M | 26K | 0 |
| 3M CO COM | Stock | 1M | 13K | 0 |
| KLA CORP COM NEW | Stock | 779K | 944 | 0 |
| ISHARES MSCI USA VALUE FACTOR ETF | ETF | 790K | 8K | 0 |
| HP INC COM | Stock | 241K | 7K | 0 |
| GILEAD SCIENCES INC COM | Stock | 571K | 8K | 0 |
| CATERPILLAR INC COM | Stock | 1M | 3K | 0 |
| ISHARES CURRENCY HEDGED MSCI EAFE ETF | ETF | 583K | 16K | 0 |
| ALPHABET INC CAP STK CL C | Stock | 13M | 72K | 0 |
| AMERICAN EXPRESS CO COM | Stock | 436K | 2K | 0 |
| AMGEN INC COM | Stock | 3M | 11K | 0 |
| APPLIED MATLS INC COM | Stock | 1M | 5K | 0 |
| ANALOG DEVICES INC COM | Stock | 541K | 2K | 0 |
| FIRST TRUST DOW JONES INTERNET INDEX FUND | ETF | 383K | 2K | 0 |
| HUMANA INC COM | Stock | 433K | 1K | 0 |
| WILLIAMS COS INC COM | Stock | 559K | 13K | 0 |
| INVESCO VARIABLE RATE PREFERRED ETF | ETF | 2M | 82K | 0 |
| EATON VANCE RISK-MANAGED DIVER COM | CEF | 269K | 31K | 0 |
| ISHARES CORE S&P U.S. GROWTH ETF | ETF | 2M | 13K | 0 |
| ISHARES CORE S&P US VALUE ETF | ETF | 410K | 5K | 0 |
| SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF | ETF | 744K | 5K | 0 |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 11M | 61K | 0 |
| GLOBAL X NASDAQ 100 COVERED CALL ETF | ETF | 518K | 29K | 0 |
| NUVEEN PFD & INCOME OPPORTUNIT COM | CEF | 343K | 46K | 0 |
| ISHARES 7-10 YEAR TREASURY BOND ETF | ETF | 3M | 35K | 0 |
| ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 653K | 7K | 0 |
| ISHARES 20 YEAR TREASURY BOND ETF | ETF | 4M | 41K | 0 |
| ISHARES CORE DIVIDEND GROWTH ETF | ETF | 330K | 6K | 0 |
| ALICO INC COM | Stock | 240K | 9K | 0 |
| SPDR PORTFOLIO S&P 500 ETF | ETF | 3M | 53K | 0 |
| EATON CORP PLC SHS | Stock | 5M | 17K | 0 |
| ISHARES U.S. BROKER-DEALERS & SECURITIES EXCHANGES ETF | ETF | 1M | 12K | 0 |
| ISHARES CORE MSCI EUROPE ETF | ETF | 938K | 16K | 0 |
| BLACKROCK MUNIVEST FD II INC COM | CEF | 141K | 13K | 0 |
| AXON ENTERPRISE INC COM | Stock | 206K | 701 | 0 |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | ADR | 991K | 14K | 0 |
| INVESCO BULLETSHARES 2024 CORPORATE BOND ETF | ETF | 677K | 32K | 0 |
| ISHARES CORE TOTAL USD BOND MARKET ETF | ETF | 4M | 90K | 0 |
| CYBERARK SOFTWARE LTD SHS | Stock | 249K | 912 | 0 |
| GARTNER INC COM | Stock | 512K | 1K | 0 |
| SPDR PORTFOLIO S&P 500 GROWTH ETF | ETF | 7M | 87K | 0 |
| JOHN HANCOCK MULTIFACTOR MID CAP ETF | ETF | 789K | 14K | 0 |
| LAM RESEARCH CORP COM | Stock | 979K | 919 | 0 |
| MKS INSTRS INC COM | Stock | 200K | 2K | 0 |
| SPDR PORTFOLIO S&P 500 VALUE ETF | ETF | 845K | 17K | 0 |
| FIRST TRUST LONG/SHORT EQUITY ETF | ETF | 204K | 3K | 0 |
| PHILIP MORRIS INTL INC COM | Stock | 869K | 9K | 0 |
| NRG ENERGY INC COM NEW | Stock | 475K | 6K | 0 |
| NUCOR CORP COM | Stock | 228K | 1K | 0 |
| PARKER-HANNIFIN CORP COM | Stock | 450K | 890 | 0 |
| PEAPACK-GLADSTONE FINL CORP COM | Stock | 257K | 11K | 0 |
| INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF | ETF | 3M | 78K | 0 |
| SYNOPSYS INC COM | Stock | 828K | 1K | 0 |
| PNC FINL SVCS GROUP INC COM | Stock | 496K | 3K | 0 |
| BRISTOL-MYERS SQUIBB CO COM | Stock | 8M | 201K | 0 |
| REALTY INCOME CORP COM | REIT | 299K | 6K | 0 |
| ALTRIA GROUP INC COM | Stock | 675K | 15K | 0 |
| CITIGROUP INC COM NEW | Stock | 2M | 35K | 0 |
| ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | ETF | 270K | 3K | 0 |
| AMERICAN WTR WKS CO INC NEW COM | Stock | 514K | 4K | 0 |
| CADENCE DESIGN SYSTEM INC COM | Stock | 300K | 976 | 0 |
| EXXON MOBIL CORP COM | Stock | 11M | 95K | 0 |
| UNITEDHEALTH GROUP INC COM | Stock | 5M | 10K | 0 |
| TRAVELERS COMPANIES INC COM | Stock | 507K | 2K | 0 |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | ADR | 28K | 10K | 0 |
| LOWES COS INC COM | Stock | 2M | 7K | 0 |
| CRH PLC ORD | Stock | 272K | 4K | 0 |
| DEERE & CO COM | Stock | 296K | 793 | 0 |
| BARINGS BDC INC COM | CEF | 226K | 23K | 0 |
| ISHARES MSCI ACWI ETF | ETF | 575K | 5K | 0 |
| COLGATE PALMOLIVE CO COM | Stock | 2M | 19K | 0 |
| ISHARES U.S. PHARMACEUTICALS ETF | ETF | 224K | 3K | 0 |
| ISHARES MSCI INTL QUALITY FACTOR ETF | ETF | 2M | 55K | 0 |
| AMERICAN INTL GROUP INC COM NEW | Stock | 640K | 9K | 0 |
| UTILITIES SELECT SECTOR SPDR FUND | ETF | 2M | 27K | 0 |
| FTAI AVIATION LTD SHS | Stock | 2M | 15K | 0 |
| TOPBUILD CORP COM | Stock | 226K | 587 | 0 |
| GRAYSCALE BITCOIN TRUST | ETF | 1M | 26K | 0 |
| NOVO-NORDISK A S ADR | ADR | 457K | 3K | 0 |
| SAP SE SPON ADR | ADR | 268K | 1K | 0 |
| KRAFT HEINZ CO COM | Stock | 861K | 27K | 0 |
| SCHWAB CHARLES CORP COM | Stock | 367K | 5K | 0 |
| SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | ETF | 289K | 8K | 0 |
| CROWN CASTLE INC COM | REIT | 245K | 3K | 0 |
| CARDINAL HEALTH INC COM | Stock | 217K | 2K | 0 |
| TORONTO DOMINION BK ONT COM NEW | Stock | 1M | 21K | 0 |
| AUTOZONE INC COM | Stock | 373K | 126 | 0 |
| BLACKROCK INC COM | Stock | 4M | 5K | 0 |
| CBRE GROUP INC CL A | Stock | 527K | 6K | 0 |
| ISHARES CORE S&P MID-CAP ETF | ETF | 4M | 63K | 0 |
| VANGUARD TAX-EXEMPT BOND ETF | ETF | 3M | 53K | 0 |
| ISHARES MSCI EAFE ETF | ETF | 2M | 26K | 0 |
| APPLE INC COM | Stock | 102M | 485K | 0 |
| WEC ENERGY GROUP INC COM | Stock | 283K | 4K | 0 |
| PJT PARTNERS INC COM CL A | Stock | 637K | 6K | 0 |
| ABBOTT LABS COM | Stock | 905K | 9K | 0 |
| DISNEY WALT CO COM | Stock | 4M | 36K | 0 |
| INVESCO PREFERRED ETF | ETF | 2M | 157K | 0 |
| BOOKING HOLDINGS INC COM | Stock | 340K | 86 | 0 |
| ISHARES RUSSELL 1000 ETF | ETF | 754K | 3K | 0 |
| SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 792K | 9K | 0 |
| MARSH & MCLENNAN COS INC COM | Stock | 4M | 17K | 0 |
| ISHARES RUSSELL 1000 VALUE ETF | ETF | 361K | 2K | 0 |