WEALTHPAVER
WEFEA CAPITAL LLC Legal Name
Adviser information for WEALTHPAVER last updated from Form ADV on February 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $22,450 |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $22,450 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $22,450 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-114452 |
|---|---|
| SEC ERA File Number | 801-114452 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299615 |
| Legal Entity Identifier | None |
Principal Office
4695 CHABOT DRIVE, SUITE 200PLEASANTON
CA
United States
INTERNET - CONTINUOUS, 8AM-5PM
Tel: 925-218-1839, Fax: None
Websites
Chief Compliance Officer
IYER HARIHARAN
4695 CHABOT DRIVE, SUITE 200
PLEASANTON
CA
United States
Tel:
925-218-1839
H***************@********M
(Full email address available in API data)
Regulatory Contact
JAYESH PATEL
CEO
4695 CHABOT DRIVE, SUITE 200
PLEASANTON
CA
United States
Tel:
925-218-1839
J********@********M
(Full email address available in API data)
Industry Affiliates
| STEPHEN FERGUSON | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Patel, Jay, K | Individual | – | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | 09/2011 | 10-25% |
| Iyer, Hariharan | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2018 | < 5% |
| FERGUSON, STEPHEN | Individual | – | CHIEF FINANCIAL OFFICER | 11/2018 | < 5% |
| Patel, Ripal, Jayesh | Individual | – | MEMBER | 11/2018 | 10-25% |
| Patel, Pooja, Jayesh | Individual | – | MEMBER | 11/2018 | 10-25% |
| Patel, Avni, Jayesh | Individual | – | MEMBER | 11/2018 | 10-25% |
| Patel, Neil, Jayesh | Individual | – | MEMBER | 11/2018 | 10-25% |
| WEFEA, INC. | Domestic Entity | – | MEMBER | 11/2018 | 10-25% |
| Patel, Jay, K | Individual | WEFEA, INC. | CEO | 09/2011 | > 75% |