HARNESS WEALTH
HARNESS WEALTH ADVISERS LLC Legal Name
Adviser information for HARNESS WEALTH last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Selection of other advisers (including private fund managers) |
|---|---|
| Compensation | SHARE OF THE ADVISORY FEES FROM THIRD PARTY ADVISERS |
Identifiers
| SEC RIA File Number | 801-114480 |
|---|---|
| SEC ERA File Number | 801-114480 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299795 |
| Legal Entity Identifier | None |
Principal Office
32 AVENUE OF THE AMERICASFLOOR 13, SUITE A
NEW YORK
NY
United States
Monday - Friday, 9-5
Tel: (646) 586-5427, Fax: None
Chief Compliance Officer
SARAH E. ALDERMAN
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
561-570-1824
C*********@****************M
(Full email address available in API data)
Regulatory Contact
DAVID SNIDER
CHIEF EXECUTIVE OFFICER
32 AVENUE OF THE AMERICAS
FLOOR 13, SUITE A
NEW YORK
NY
United States
Tel:
646-586-5409
D****@****************M
(Full email address available in API data)
Industry Affiliates
| HARNESS TAX LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Snider, David, Andrew | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2018 | < 5% |
| MULTIPLIER, INC. | Domestic Entity | – | MEMBER | 11/2018 | > 75% |
| Snider, David, Andrew | Individual | MULTIPLIER, INC. | SHAREHOLDER | 11/2018 | 50-75% |
| ALDERMAN, SARAH, E | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |