PINZ CAPITAL MANAGEMENT LP
PINZ CAPITAL MANAGEMENT, LP Legal Name
Adviser information for PINZ CAPITAL MANAGEMENT LP last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $18.0M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $18.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $18.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 80 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-114513 |
|---|---|
| SEC ERA File Number | 801-114513 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287689 |
| Legal Entity Identifier | 5493002COAMDX6TCWG93 |
Principal Office
25 WEST 45TH STREET#303
NEW YORK
NY
United States
Monday - Friday, 8AM - 6PM
Tel: 212-888-1222, Fax: None
Chief Compliance Officer
HARRIS J. BOGNER
25 WEST 45TH STREET
#303
NEW YORK
NY
United States
Tel:
212-888-1222
Industry Affiliates
| PINZ CAPITAL, LTD | Sponsor, GP, manager of pooled investment vehicles |
| PINZ GLOBAL LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PINZ CAPITAL SPECIAL OPPORTUNITIES FUND, LP | Hedge Fund | $8.0M | $0.0M | 23 |
| PINZ GLOBAL LIQUID EVENT FUND, LP | Hedge Fund | $10.0M | $1.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIM, ANDREW, GUN-YOUNG | Individual | – | LIMITED PARTNER, CHIEF INVESTMENT OFFICER | 06/2016 | < 5% |
| PINZ, MATTHEW, LEE | Individual | – | LIMITED PARTNER, CHIEF EXECUTIVE OFFICER | 03/2009 | < 5% |
| PINZ HOLDING LLC | Domestic Entity | – | GENERAL PARTNER | 03/2009 | > 75% |
| PINZ, MATTHEW, LEE | Individual | PINZ HOLDING LLC | MANAGING MEMBER | 03/2009 | 50-75% |
| KIM, ANDREW, GUN-YOUNG | Individual | PINZ HOLDING LLC | MANAGING MEMBER | 06/2016 | 50-75% |
| BOGNER, HARRIS, JASON | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |