PALM VALLEY CAPITAL MANAGEMENT
PALM VALLEY CAPITAL MANAGEMENT LLC Legal Name
Adviser information for PALM VALLEY CAPITAL MANAGEMENT last updated from Form ADV on January 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $281.3M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $281.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $16.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $244.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $20.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-114514 |
|---|---|
| SEC ERA File Number | 801-114514 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299896 |
| Legal Entity Identifier | None |
Principal Office
422 JACKSONVILLE DRIVEJACKSONVILLE BEACH
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 904-747-2345, Fax: None
Websites
Chief Compliance Officer
JAYME WIGGINS
MANAGING MEMBER AND CO-CHIEF EXECUTIVE OFFICER
422 JACKSONVILLE DRIVE
JACKSONVILLE BEACH
FL
United States
Tel:
904-747-2345
J****@********************M
(Full email address available in API data)
Regulatory Contact
ERIC CINNAMOND
MANAGING MEMBER AND CO-CHIEF EXECUTIVE OFFICER
422 JACKSONVILLE DRIVE
JACKSONVILLE BEACH
FL
United States
Tel:
904-747-2345
E***@********************M
(Full email address available in API data)
Industry Affiliates
| MARTIN CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARTIN CAPITAL MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 10/2018 | 25-50% |
| WIGGINS, JAYME, CLARK | Individual | – | MANAGING MEMBER, CO-CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 10/2018 | 25-50% |
| MARTIN, FRANK, KOHLHAAS | Individual | MARTIN CAPITAL MANAGEMENT, LLC | MANAGING MEMBER, CEO, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | 01/2012 | > 75% |
| CINNAMOND, ERIC, KENT | Individual | – | MANAGING MEMBER AND CO-CHIEF EXECUTIVE OFFICER | 10/2018 | 25-50% |