EXCEL WEALTH MANAGEMENT, LLC
Adviser information for EXCEL WEALTH MANAGEMENT, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 232 | $232.7M |
| Non-Discretionary | 0 | $0 |
| Total | 232 | $232.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 216 | $24.4M |
| HNW Individuals | <5 | $3.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 38 | $205.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5000 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-114524 |
|---|---|
| SEC ERA File Number | 801-114524 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299602 |
| Legal Entity Identifier | None |
Principal Office
935 MAIN STREETUNIT B104
MANCHESTER
CT
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (888) 929-9920, Fax: (860) 540-1123
Chief Compliance Officer
EDWARD A. BARONCINI
CHIEF INVESTMENT OFFICER
935 MAIN STREET
UNIT B104
MANCHESTER
CT
United States
Tel:
(888) 929-9920
Fax:
(860) 540-1123
E**@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARONCINI, EDWARD | Individual | – | MANAGING MEMBER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | 11/2018 | 25-50% |
| LUCCO, MICHAEL, ANGELO | Individual | – | MANAGING MEMBER | 08/2020 | 25-50% |
| REYNOLDS, JAMES, RAYMOND | Individual | – | CHIEF OPERATING OFFICER | 01/2023 | 5-10% |
| HEYMAN, PAUL, ANDREW | Individual | – | FINANCIAL CONSULTANT | 01/2023 | 5-10% |