FOUNDATIONAL RETIREMENT SOLUTIONS LLC
Adviser information for FOUNDATIONAL RETIREMENT SOLUTIONS LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 25 | $138.2M |
| Total | 25 | $138.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 25 | $138.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | FEES EMBEDDED IN FRS CITS. |
Identifiers
| SEC RIA File Number | 801-114533 |
|---|---|
| SEC ERA File Number | 801-114533 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288564 |
| Legal Entity Identifier | None |
Principal Office
7.5 MILES MUD BAY ROADHAINES
AK
United States
Monday - Friday, 9 A.M. TO 5:00 P.M. PT
Tel: 949-682-9232, Fax: None
Chief Compliance Officer
AMY GLYNN
60 THOMAS PARK
BOSTON
MA
United States
Tel:
617-834-0900
A********@********M
(Full email address available in API data)
Regulatory Contact
WILLIAM CHETNEY SR.
CHIEF EXECUTIVE OFFICER
7.5 MILES MUD BAY ROAD
HAINES
AK
United States
Tel:
949-359-0035
B***********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHETNEY, WILLIAM, ROBERT | Individual | – | CEO | 05/2017 | > 75% |
| GLYNN, AMY, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |