HUNGERFORD FINANCIAL LLC
HANC WEALTH MANAGEMENT, LLC Legal Name
Adviser information for HUNGERFORD FINANCIAL LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 751 | $287.8M |
| Non-Discretionary | 19 | $21.0M |
| Total | 770 | $308.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 133 | $25.9M |
| HNW Individuals | 94 | $178.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 19 | $21.0M |
| Charitable organizations | 27 | $81.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-114535 |
|---|---|
| SEC ERA File Number | 801-114535 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 249789 |
| Legal Entity Identifier | None |
Principal Office
2910 LUCERNE DRIVE SEGRAND RAPIDS
MI
United States
Monday - Friday, 9:00 - 5:00
Tel: 616-302-1558, Fax: 616-949-7720
Chief Compliance Officer
THOMAS PRICE
MANAGING MEMBER
2910 LUCERNE DRIVE SE
GRAND RAPIDS
MI
United States
Tel:
616-726-6096
Fax:
616-726-6096
T*****@**********************M
(Full email address available in API data)
Industry Affiliates
| HUNGERFORD ALDRIN NICHOLS & CARTER PC | Accountant or accounting firm |
| THOMAS PRICE | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRICE, THOMAS, JOSEPH | Individual | – | MANAGING MEMBER/CCO | 11/2015 | 50-75% |
| HUNGERFORD, ALDRIN, NICHOLS & CARTER, P.C. | Domestic Entity | – | MEMBER | 11/2015 | 50-75% |