LIME ADVISORY CORP.
Adviser information for LIME ADVISORY CORP. last updated from Form ADV on March 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LIME ADVISORY ROBO ADVISORY PROGRAM | LIME TRADING CORP |
Identifiers
| SEC RIA File Number | 801-114540 |
|---|---|
| SEC ERA File Number | 801-114540 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299280 |
| Legal Entity Identifier | None |
Principal Office
1 PENN PLAZA16TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 646-558-3232, Fax: 646-381-3624
Websites
Chief Compliance Officer
MICHAEL JOHN EARLYWINE
CHIEF COMPLIANCE OFFICER
1 PENN PLAZA
16TH FLOOR
NEW YORK
NY
United States
Tel:
(646) 558-3232
Fax:
646-381-3624
M*********@**************O
(Full email address available in API data)
Regulatory Contact
VICTOR REMSHA
OWNER
1 PENN PLAZA
16TH FLOOR
NEW YORK
NY
United States
Tel:
646-558-3232
Fax:
646-381-3624
V*******@********M
(Full email address available in API data)
Industry Affiliates
| LIME TRADING CORP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NSR INVEST | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FH GLOBAL INC | Domestic Entity | – | HOLDING COMPANY | 12/2020 | > 75% |
| REMSHA, VICTOR, M | Individual | FH GLOBAL INC | OWNER | 12/2020 | > 75% |
| EARLYWINE, MICHAEL, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |