NEW FORESTS INC.
Adviser information for NEW FORESTS INC. last updated from Form ADV on November 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $633.6M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $633.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $633.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsCANADIAN GOVERNMENT EMPLOYEE PENSION INVESTMENT MANAGER |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114546 |
|---|---|
| SEC ERA File Number | 801-114546 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165267 |
| Legal Entity Identifier | None |
Principal Office
315 MONTGOMERY STREETSTE 1003
SAN FRANCISCO
CA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 415-321-3300, Fax: None
Chief Compliance Officer
PAUL KENNEDY
GLOBAL HEAD, GROUP RISK MANAGEMENT
LEVEL 23, 141 WALKER STREET
SYDNEY
Australia
Tel:
61 2 9406 4137
P*******@****************U
(Full email address available in API data)
Regulatory Contact
AUDRIE SHANNON
TREASURER, HEAD OF FINANCE
315 MONTGOMERY STREET
STE 1003
SAN FRANCISCO
CA
United States
Tel:
205 492 0996
Fax:
205 492 0996
A*******@***************O
(Full email address available in API data)
Industry Affiliates
| ACER FORESTS GENERAL PARTNER LLC | Sponsor, GP, manager of pooled investment vehicles |
| FCS SLIVER HOLDINGS | Sponsor, GP, manager of pooled investment vehicles |
| NEW FORESTS ADVISORY INC. | Sponsor, GP, manager of pooled investment vehicles |
| NEW FORESTS ASSET MANAGEMENT PTY LIMITED | Other investment adviser, including financial planners |
| NEW FORESTS FCS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEW FORESTS US TIMBERLANDS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHASTA CASCADE TIMBERLANDS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| TROPICAL ASIA FOREST FUND HOLDINGS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CALIFORNIA TIMBERLAND INVESTMENTS, LP | Real Estate Fund | $14.9M | $0.0M | 1 |
| FOREST CARBON PARTNERS, LP | Private Equity Fund | $1.1M | $0.0M | 2 |
| FOREST CLIMATE SOLUTIONS FUND LP | Private Equity Fund | $46.7M | $10.0M | 11 |
| IFM TIMBER HOLDINGS, LP | Real Estate Fund | $206.7M | $0.0M | 2 |
| SHASTA CASCADE TIMBERLANDS LP | Real Estate Fund | $288.2M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEW FORESTS PTY LIMITED | Foreign Entity | – | SOLE SHAREHOLDER | 05/2007 | > 75% |
| BRENTLINGER, DAVID, ANDREW | Individual | – | CHAIRMAN OF THE BOARD, DIRECTOR | 10/2017 | < 5% |
| COLE, MARGARET, BETTINA | Individual | – | GENERAL COUNSEL | 04/2018 | < 5% |
| SHANNON, AUDRIE, RAE | Individual | – | TREASURER, HEAD OF US FINANCE | 01/2021 | < 5% |
| ROGERS, MARK, NICHOLAS | Individual | – | CHIEF EXECUTIVE OFFICER; DIRECTOR | 09/2020 | < 5% |
| MARSHALL, JEREMY | Individual | – | VICE PRESIDENT, DIRECTOR OF OPERATIONS | 10/2021 | < 5% |
| HAGLER, ROBERT, WALKER | Individual | – | DIRECTOR, VICE PRESIDENT | 06/2022 | < 5% |
| MITSUI & CO., LTD. | Foreign Entity | NEW FORESTS PTY LIMITED | INDIRECT SHAREHOLDER | 01/2023 | 25-50% |
| NOMURA HOLDINGS INC. | Foreign Entity | NEW FORESTS PTY LIMITED | INDIRECT SHAREHOLDER | 01/2023 | 25-50% |
| BRIGGS, JEFFREY, STEVEN | Individual | – | MANAGING DIRECTOR, PRESIDENT | 02/2023 | < 5% |
| RORABAUGH, SAMUEL, WALTER | Individual | – | VICE PRESIDENT, DIRECTOR OF INVESTMENTS | 06/2022 | < 5% |
| ZENICK, MATTHEW, FRANCIS | Individual | – | VICE PRESIDENT, ASSOC DIRECTOR OF OPERATIONS | 08/2023 | < 5% |
| WARMS, EMILY, RUSSELL-ROY | Individual | – | VICE PRESIDENT, ASSOC DIRECTOR OF OPERATIONS | 12/2021 | < 5% |
| KENNEDY, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |