Hedge Fund Database

ELMWOOD ASSET MANAGEMENT LLC

Adviser information for ELMWOOD ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 37
Investment Advisory/Research 19
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 30 $14.9B
Non-Discretionary 0 $0
Total 30 $14.9B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 30 $14.9B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 100

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based feesCONSULTANCY FEES

Identifiers

SEC RIA File Number 801-114556
SEC ERA File Number 801-114556
SEC CIK Numbers None
SEC CRD Numbers 297926
Legal Entity Identifier 25490000IVFU9VGKTB09

Principal Office

575 FIFTH AVENUE
34TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 646-876-2350, Fax: None

Websites

www.elmwoodasset.com

Chief Compliance Officer

MICHAEL HOLLAND
GENERAL COUNSEL
575 FIFTH AVENUE
34TH FLOOR
NEW YORK
NY
United States
Tel: 646-876-2350
(Full email address available in API data)

Industry Affiliates

EALL LLP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
EIMCT LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
EIMFL LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
EIMFL SUB LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
ELLIOTT ADVISORS (UK) LIMITED Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
ELLIOTT ADVISORS GP LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
ELLIOTT CAPITAL ADVISORS, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
ELLIOTT FINANCIAL ITALIA S.R.L Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
ELLIOTT INVESTMENT MANAGEMENT L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
ELLIOTT MANAGEMENT CORPORATION Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
ELLIOTT PRIVATE EQUITY Other investment adviser, including financial planners
ELLIOTT SPECIAL GP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
HAMBLEDON MANAGEMENT LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
HAMBLEDON, INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ELMWOOD CITI MASTER SPV, LTD. Securitized Asset Fund $168.7M $0.5M 1
ELMWOOD CLO 14 LTD. Securitized Asset Fund $671.4M $0.3M 1
ELMWOOD CLO 15 LTD. Securitized Asset Fund $412.2M $0.3M 3
ELMWOOD CLO 16 LTD. Securitized Asset Fund $773.2M $0.3M 1
ELMWOOD CLO 17 LTD. Securitized Asset Fund $516.4M $0.3M 1
ELMWOOD CLO 18 LTD. Securitized Asset Fund $515.5M $0.3M 1
ELMWOOD CLO 19 LTD. Securitized Asset Fund $412.1M $0.3M 1
ELMWOOD CLO 20 LTD. Securitized Asset Fund $463.7M $0.3M 1
ELMWOOD CLO 21 LTD. Securitized Asset Fund $308.4M $0.3M 1
ELMWOOD CLO 22 LTD. Securitized Asset Fund $411.1M $0.3M 2
ELMWOOD CLO 23 LTD. Securitized Asset Fund $411.2M $0.3M 2
ELMWOOD CLO 24 LTD. Securitized Asset Fund $503.8M $0.3M 2
ELMWOOD CLO I, LTD. Securitized Asset Fund $523.9M $0.3M 1
ELMWOOD CLO II, LTD. Securitized Asset Fund $1,040.8M $0.3M 1
ELMWOOD CLO III, LTD. Securitized Asset Fund $518.6M $0.3M 3
ELMWOOD CLO IV, LTD. Securitized Asset Fund $519.2M $0.3M 2
ELMWOOD CLO IX, LTD. Securitized Asset Fund $466.7M $0.3M 2
ELMWOOD CLO V, LTD. Securitized Asset Fund $415.6M $0.3M 2
ELMWOOD CLO VI, LTD. Securitized Asset Fund $621.8M $0.3M 3
ELMWOOD CLO VII, LTD. Securitized Asset Fund $514.8M $0.3M 2
ELMWOOD CLO VIII, LTD. Securitized Asset Fund $1,090.0M $0.3M 5
ELMWOOD CLO X, LTD. Securitized Asset Fund $518.0M $0.3M 2
ELMWOOD CLO XI, LTD. Securitized Asset Fund $516.7M $0.3M 1
ELMWOOD CLO XII, LTD. Securitized Asset Fund $620.5M $0.3M 1
ELMWOOD MASTER SPV LTD. Securitized Asset Fund $440.7M $0.5M 1
ELMWOOD WAREHOUSE BOA 4, LTD. Securitized Asset Fund $5.3M $0.5M 1
ELMWOOD WAREHOUSE NOMURA, LTD. Securitized Asset Fund $5.3M $0.5M 1
LOGAN CLO I, LTD. Securitized Asset Fund $518.7M $0.3M 1
LOGAN CLO II, LTD. Securitized Asset Fund $516.7M $0.3M 1
LOGAN CLO III, LTD. Securitized Asset Fund $515.9M $0.3M 1

Control Persons

Name Type Entity Title Since Ownership
MARSHALL, CHRISTOPHER, ADRIAN Individual – CHIEF EXECUTIVE OFFICER / CO-CHIEF INVESTMENT OFFICER 09/2018 10-25%
MCNAMARA, BRIAN, MANNING Individual – PRESIDENT / CO-CHIEF INVESTMENT OFFICER 07/2018 10-25%
ELLIOTT ASSOCIATES, L.P. Domestic Entity CLOBBER INVESTMENTS LLC MANAGING MEMBER 09/2023 25-50%
ELLIOTT INTERNATIONAL, L.P. Foreign Entity CLOBBER INVESTMENTS LLC MANAGING MEMBER 09/2023 50-75%
HAMBLEDON, INC. Foreign Entity ELLIOTT INTERNATIONAL, L.P. GENERAL PARTNER 12/1994
ELLIOTT INTERNATIONAL LIMITED Foreign Entity ELLIOTT INTERNATIONAL, L.P. LIMITED PARTNER 11/1994 > 75%
ELLIOTT SPECIAL GP, LLC Domestic Entity ELLIOTT ASSOCIATES, L.P. GENERAL PARTNER 01/2005
ELLIOTT CAPITAL ADVISORS, L.P. Domestic Entity ELLIOTT ASSOCIATES, L.P. GENERAL PARTNER 10/1986
ELLIOTT ADVISORS GP LLC Domestic Entity ELLIOTT ASSOCIATES, L.P. GENERAL PARTNER 12/2017
ELLIOTT CAPITAL ADVISORS, L.P. Domestic Entity HAMBLEDON, INC. CLASS C SHAREHOLDER 11/2019 > 75%
SINGER, PAUL, ELLIOTT Individual ELLIOTT SPECIAL GP, LLC MANAGING MEMBER, PRESIDENT 09/2004
ELLIOTT CAPITAL ADVISORS, L.P. Domestic Entity ELLIOTT SPECIAL GP, LLC MANAGING MEMBER 09/2004
BRAXTON ASSOCIATES, INC. Domestic Entity ELLIOTT CAPITAL ADVISORS, L.P. GENERAL PARTNER 09/1986
ELLIOTT ASSET MANAGEMENT LLC Domestic Entity ELLIOTT CAPITAL ADVISORS, L.P. GENERAL PARTNER 02/2003
KAPLAN, MYRON Individual PAUL E. SINGER FAMILY TRUST IIH TRUSTEE 12/2018
SINGER, GORDON, MATTHEW Individual PAUL E. SINGER FAMILY TRUST IIH TRUSTEE 12/2018
SINGER, PAUL, ELLIOTT Individual BRAXTON ASSOCIATES, INC. PRESIDENT, DIRECTOR, SHAREHOLDER 04/1997 > 75%
SINGER, PAUL, ELLIOTT Individual ELLIOTT ASSET MANAGEMENT LLC MANAGING MEMBER, PRESIDENT 02/2003 > 75%
SINGER, PAUL, ELLIOTT Individual ELLIOTT ADVISORS GP LLC MANAGING MEMBER, PRESIDENT 03/2017 > 75%
ELLIOTT ADVISORS GP LLC Domestic Entity ELLIOTT CAPITAL ADVISORS, L.P. GENERAL PARTNER 12/2018
ELLIOTT INTERNATIONAL SPECIAL GP, LLC Foreign Entity HAMBLEDON, INC. CLASS A SHAREHOLDER 11/2019 > 75%
ELLIOTT INTERNATIONAL LIMITED Foreign Entity HAMBLEDON, INC. CLASS B SHAREHOLDER 12/2010 > 75%
ELLIOTT INTERNATIONAL ADVISORS GP LLC Domestic Entity ELLIOTT INTERNATIONAL SPECIAL GP, LLC MANAGER, CLASS A MEMBER 12/2018 50-75%
PAUL E. SINGER FAMILY TRUST IIH Domestic Entity ELLIOTT INTERNATIONAL ADVISORS GP LLC MEMBER 12/2018 > 75%
SINGER, PAUL, ELLIOTT Individual ELLIOTT INTERNATIONAL ADVISORS GP LLC PRESIDENT, DIRECTOR, SHAREHOLDER 12/2018
SINGER, PAUL, ELLIOTT Individual ELLIOTT INTERNATIONAL SPECIAL GP, LLC MEMBER, PRESIDENT 01/2019
DAILEY, KATHARINE, ROSE Individual – CHIEF OPERATIONS OFFICER 10/2021 < 5%
HOLLAND, MICHAEL, PATRICK Individual – GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER 05/2022 < 5%
BROWN, RYAN, THOMAS Individual – CHIEF FINANCIAL OFFICER 02/2023 < 5%
PESFT IIH EA LLC Domestic Entity ELLIOTT CAPITAL ADVISORS, L.P. LIMITED PARTNER 06/2023 25-50%
PAUL E. SINGER FAMILY TRUST IIH Domestic Entity PESFT IIH EA LLC MANAGING MEMBER 06/2023 > 75%
CLOBBER INVESTMENTS LLC Domestic Entity – MANAGING MEMBER 09/2023 50-75%
C4701 HOLDINGS LLC Domestic Entity CLOBBER INVESTMENTS LLC MANAGING MEMBER 09/2023 > 75%

No. Employees, Historic

40200201920202021202220232024202512 on 4/3/201912 on 3/30/202012 on 4/9/202013 on 3/31/202113 on 11/30/202117 on 3/31/202217 on 5/9/202226 on 3/30/202326 on 7/28/202337 on 3/28/2024

RAUM, Historic

20B10B02019202020212022202320242025499400000 on 4/3/20192009350000 on 3/30/20202009350000 on 4/9/20203866825000 on 3/31/20214449456053 on 11/30/20218496847335 on 3/31/20228496847335 on 5/9/202213205354715 on 3/30/202313205354715 on 7/28/202314936977502 on 3/28/2024

No. Clients, Historic

3015020192020202120222023202420251 on 4/3/20193 on 3/30/20203 on 4/9/20207 on 3/31/20218 on 11/30/202117 on 3/31/202217 on 5/9/202227 on 3/30/202327 on 7/28/202330 on 3/28/2024