CORTLAND INVESTMENT MANAGEMENT, LLC
Adviser information for CORTLAND INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 127 |
|---|---|
| Investment Advisory/Research | 123 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $5.6B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $5.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $5.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-114572 |
|---|---|
| SEC ERA File Number | 801-114572 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299369 |
| Legal Entity Identifier | None |
Principal Office
3424 PEACHTREE ROAD NESUITE 300
ATLANTA
GA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 404-965-3988, Fax: None
Websites
Chief Compliance Officer
COREY B. MAY
GENERAL COUNSEL
3424 PEACHTREE ROAD NE
SUITE 300
ATLANTA
GA
United States
Tel:
470-344-1227
C********@***********M
(Full email address available in API data)
Regulatory Contact
DAVID DICKSON
CFO
537 STEAMBOAT ROAD
2ND FLOOR
GREENWICH
CT
United States
Tel:
404-920-9832
D************@*******************M
(Full email address available in API data)
Industry Affiliates
| ARVADA INSURANCE COMPANY, INC. | Insurance company or agency |
| CORTLAND ENHANCED VALUE FUND V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CORTLAND ENHANCED VALUE FUND VI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CORTLAND GROWTH AND INCOME GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CORTLAND ENHANCED VALUE FUND V, L.P. | Real Estate Fund | $572.8M | $10.0M | 195 |
| CORTLAND ENHANCED VALUE FUND VI, L.P. | Real Estate Fund | $1,414.4M | $10.0M | 293 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CORTLAND HOLDINGS, LLC | Domestic Entity | – | MANAGER, SOLE MEMBER | 11/2018 | > 75% |
| THE KENJACK TRUST | Domestic Entity | CORTLAND HOLDINGS, LLC | MEMBER | 10/2014 | 50-75% |
| DEFRANCIS, STEVEN, JOEL | Individual | – | CEO | 11/2018 | < 5% |
| ALTMAN, MICHAEL, EDWARD | Individual | – | CIO | 11/2018 | < 5% |
| MAY, COREY, BRENDAN | Individual | – | CCO & GENERAL COUNSEL | 11/2018 | < 5% |
| ENICK, MICHELLE, CERRONE | Individual | THE KENJACK TRUST | TRUSTEE | 09/2016 | |
| GRAHAM, CHRISTOPHER, TODD | Individual | THE KENJACK TRUST | TRUSTEE | 02/2013 | |
| MAY, COREY, BRENDAN | Individual | THE KENJACK TRUST | TRUSTEE | 08/2018 | |
| DICKSON, DAVID, MARTIN | Individual | – | CFO | 11/2018 | < 5% |
| DEFRANCIS, STEVEN, JOEL | Individual | CORTLAND HOLDINGS, LLC | MANAGER | 10/2014 | |
| CIOPS CONSOLIDATED HOLDINGS, LLC | Domestic Entity | CORTLAND HOLDINGS, LLC | MEMBER | 12/2019 | 25-50% |
| CORTLAND ASSOCIATES, LLC | Domestic Entity | CIOPS CONSOLIDATED HOLDINGS, LLC | MEMBER | 12/2019 | 25-50% |
| DEFRANCIS, STEVEN, JOEL | Individual | CIOPS CONSOLIDATED HOLDINGS, LLC | MANAGER | 12/2019 | |
| STIKER, EDWARD, SMITH | Individual | – | SENIOR MANAGING PARTNER, HEAD OF CLIENT RELATIONS & CAPITAL MARKETS | 08/2014 | < 5% |
| KERN, JASON, BLAIR | Individual | – | PRESIDENT OF INVESTMENT MANAGEMENT | 01/2022 | < 5% |