Hedge Fund Database

ERVIN INVESTMENT MANAGEMENT

ERVIN INVESTMENT MANAGEMENT, LLC Legal Name

Adviser information for ERVIN INVESTMENT MANAGEMENT last updated from Form ADV on March 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 269 $200.8M
Non-Discretionary 16 $5.1M
Total 285 $205.9M

Clients

Type Number RAUM
Individuals 53 $15.7M
HNW Individuals 45 $190.2M
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $0
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-114584
SEC ERA File Number 801-114584
SEC CIK Numbers 1907802
SEC CRD Numbers 299739
Legal Entity Identifier None

Principal Office

1606 NE 75TH ST
SEATTLE
WA
United States
Monday - Friday, M-TH: 6:00-7:30 AM, 1:30 - 3:30 PM
Tel: 206-495-9957, Fax: 206-260-3413

Chief Compliance Officer

JOHN ERVIN
1037 NE 65TH ST #359
SEATTLE
WA
United States
Tel: 206-495-9957
(Full email address available in API data)

Regulatory Contact

DANIEL ERVIN
1037 NE 65TH ST #359
SEATTLE
WA
United States
Tel: 206-414-2518
Fax: 206-260-3413
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Ervin, John, Robert Individual – CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER 10/2018 50-75%
Ervin, Daniel, Jesse Individual – MANAGING MEMBER 10/2018 50-75%

No. Employees, Historic

105020192020202120222023202420253 on 5/27/20193 on 3/31/20203 on 6/25/20203 on 3/28/20213 on 3/23/20223 on 3/15/20233 on 3/2/2024

RAUM, Historic

300M150M02019202020212022202320242025120000000 on 5/27/2019130000000 on 3/31/2020130000000 on 6/25/2020143672297 on 3/28/2021179822976 on 3/23/2022161617292 on 3/15/2023205931044 on 3/2/2024

No. Clients, Historic

20010002019202020212022202320242025126 on 5/27/201967 on 3/31/202067 on 6/25/202063 on 3/28/202180 on 3/23/202297 on 3/15/202398 on 3/2/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 2M 71K –
ALPHABET INC CAP STK CL A 7M 36K –
ALPHABET INC CAP STK CL C 2M 12K –
ALTRIA GROUP INC COM 260K 6K –
AMAZON COM INC COM 535K 3K –
AMERICAN EXPRESS CO COM 1M 4K –
APPLE INC COM 13M 63K –
ASML HOLDING N V N Y REGISTRY SHS 227K 222 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 37M 91K –
BOEING CO COM 306K 2K –
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 1M 37K –
BROOKFIELD CORP CL A LTD VT SH 7M 165K –
BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT 1M 46K –
CNX RES CORP COM 233K 10K –
DIAGEO PLC SPON ADR NEW 841K 7K –
EXXON MOBIL CORP COM 3M 28K –
GE AEROSPACE COM NEW 471K 3K –
GENERAL MTRS CO COM 4M 78K –
ISHARES TR CORE S&P500 ETF 2M 3K –
JEFFERIES FINL GROUP INC COM 5M 95K –
LOEWS CORP COM 7M 92K –
MARKEL GROUP INC COM 4M 3K –
MICROSOFT CORP COM 17M 37K –
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 810K 29K –
ORACLE CORP COM 2M 12K –
PHILIP MORRIS INTL INC COM 743K 7K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 3M 84K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 3M 70K –
SPDR SER TR PORTFOLI S&P1500 11M 166K –
SPROUTS FMRS MKT INC COM 273K 3K –
TECK RESOURCES LTD CL B 409K 9K –
VANGUARD INDEX FDS SM CP VAL ETF 4M 24K –
VANGUARD INDEX FDS TOTAL STK MKT 770K 3K –
VANGUARD STAR FDS VG TL INTL STK F 828K 14K –
VANGUARD WORLD FD ESG US STK ETF 1M 12K –
VITESSE ENERGY INC COMMON STOCK 253K 11K –
YUM BRANDS INC COM 1M 11K –
YUM CHINA HLDGS INC COM 258K 8K –