XP ADVISORY US, INC.
Adviser information for XP ADVISORY US, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 26 |
| Registered Broker-Dealer Representatives | 26 |
| Registered State Investment Advisers | 26 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 215 | $890.6M |
| Non-Discretionary | 269 | $643.5M |
| Total | 484 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 123 | $188.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $501.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 346 | $843.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 89 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 259.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| XP ADVISORY US WRAP FEE PROGRAM | XP ADVISORY US, INC. |
Principal Office
701 BRICKELL AVENUESUITE 2120
MIAMI
FL
United States
Monday - Friday, 9AM-6PM EST
Tel: 786-725-5983, Fax: None
Chief Compliance Officer
JARED WILSON
CCO
701 BRICKELL AVENUE
SUITE 2120
MIAMI
FL
United States
Tel:
786-732-1123
J***********@*************M
(Full email address available in API data)
Regulatory Contact
ADELIA GOMEZ
COO
701 BRICKELL AVENUE
SUITE 2120
MIAMI
FL
United States
Tel:
786-732-1101
A***********@*****S
(Full email address available in API data)
Industry Affiliates
| XP ADVISORY LTDA | Other investment adviser, including financial planners |
| XP CORRETORA DE SEGUROS LTDA | Insurance company or agency |
| XP GESTAO DE RECURSOS LTDA | Other investment adviser, including financial planners |
| XP GLOBAL STRATEGIES SPC | Sponsor or syndicator of limited partnerships |
| XP INVESMENTS UK LLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| XP INVESTIMENTOS | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| XP INVESTMENTS US, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| XP MULTIPLE STRATEGIES SPC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PWM CREDIT SEGREGATED PORTFOLIO | PRIVATE CREDIT FUND OF FUNDS | $0.2M | $0.1M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| XP INC | Foreign Entity | – | OWNER | 11/2023 | > 75% |
| WILSON, JARED, RYAN | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2015 | < 5% |
| GOMEZ, ADELIA, MARIEL | Individual | – | OPERATIONS OFFICER | 09/2018 | < 5% |
| Favery, Thiago | Individual | – | HEAD OF WEALTH MANAGEMENT | 05/2020 | < 5% |