CAPROCK PARTNERS MANAGEMENT, INC.
Adviser information for CAPROCK PARTNERS MANAGEMENT, INC. last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 53 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114601 |
|---|---|
| SEC ERA File Number | 801-114601 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 296925 |
| Legal Entity Identifier | None |
Principal Office
1300 DOVE STREETSUITE 200
NEWPORT BEACH
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 949-342-8000, Fax: None
Chief Compliance Officer
JAMES MICHAEL GILL
VICE PRESIDENT OF FINANCE
1300 DOVE STREET
SUITE 200
NEWPORT BEACH
CA
United States
Tel:
949-342-8000
J****@*******************M
(Full email address available in API data)
Industry Affiliates
| CAPROCK BRIDGE FUND II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPROCK INDUSTRIAL PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPROCK LAND & DEVELOPMENT I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPROCK LOGISTICS DEVELOPMENT PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPROCK LOGISTICS DEVELOPMENT VENTURE (PARALLEL) L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAPROCK PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPROCK PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAPROCK BRIDGE FUND II, L.P. | Real Estate Fund | $29.4M | $0.1M | 33 |
| CAPROCK LAND & DEVELOPMENT FUND I, L.P. | Real Estate Fund | $0.0M | $0.1M | 27 |
| CAPROCK LOGISTICS DEVELOPMENT PARTNERS (SP), L.P. | Real Estate Fund | $164.5M | $10.0M | 2 |
| CAPROCK LOGISTICS DEVELOPMENT VENTURE (PARALLEL) L.P. | Real Estate Fund | $459.3M | $299.4M | 2 |
| CAPROCK LOGISTICS DEVELOPMENT VENTURE L.P. | Real Estate Fund | $356.7M | $20.0M | 3 |
| CAPROCK PARTNERS FUND II, L.P. | Real Estate Fund | $0.1M | $0.1M | 26 |
| CAPROCK PARTNERS FUND IV, L.P. | Real Estate Fund | $11.8M | $0.1M | 33 |
| CAPROCK PARTNERS INDUSTRIAL CO-INVESTMENT FUND III (SP), L.P. | Real Estate Fund | $23.0M | $0.8M | 2 |
| CAPROCK PARTNERS INDUSTRIAL CO-INVESTMENT FUND III (T), L.P. | Real Estate Fund | $51.9M | $0.0M | 4 |
| CAPROCK PARTNERS INDUSTRIAL CO-INVESTMENT FUND III (TX), L.P. | Real Estate Fund | $15.1M | $0.0M | 1 |
| CAPROCK PARTNERS VALUE-ADD INDUSTRIAL FUND III (PARALLEL), L.P. | Real Estate Fund | $48.0M | $40.0M | 1 |
| CAPROCK PARTNERS VALUE-ADD INDUSTRIAL FUND III, L.P. | Real Estate Fund | $246.9M | $5.0M | 55 |
| CAPROCK PARTNERS VALUE-ADD INDUSTRIAL FUND IV, L.P. | Real Estate Fund | $186.5M | $5.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PHARRIS, GERALD, NELSON | Individual | – | CHAIRMAN | 06/2013 | 25-50% |
| Pharris, Jonathan, Michael | Individual | – | PRESIDENT | 06/2013 | 25-50% |
| DANIELS, PATRICK, BRAXTON | Individual | – | CEO | 06/2013 | 25-50% |
| GILL, JAMES, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT OF FINANCE | 01/2018 | < 5% |
| MOTICHKO, CRAIG, M. | Individual | – | CHIEF FINANCIAL OFFICER | 01/2020 | < 5% |