Hedge Fund Database

MIROVA US

MIROVA US LLC Legal Name

Adviser information for MIROVA US last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 67
Investment Advisory/Research 38
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 7

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 25 $10.7B
Non-Discretionary 0 $0
Total 25 $10.7B

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals <5 $0
Banking or thrift institutions <5 $0
Investment companies 3 $1.1B
Business development companies 0 $0
Pooled investment vehicles 22 $9.6B
Pension and profit sharing plans <5 $0
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other <5 $0
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 84
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesMODEL DELIVERY
Compensation % of AUMPerformance-based feesFEE FOR MODEL PORTFOLIO DELIVERY (NON-DISCRETIONARY)
Other Business Activities Commodity pool operator or commodity trading advisor

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 0

Identifiers

SEC RIA File Number 801-114631
SEC ERA File Number 801-114631
SEC CIK Numbers 1802900
SEC CRD Numbers 300152
Legal Entity Identifier 2549004Y6OUG0NDWJ657

Principal Office

888 BOYLSTON STREET
BOSTON
MA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 857-305-6333, Fax: None

Websites

www.mirova.com/en www.linkedin.com/company/mirova-us

Chief Compliance Officer

PAUL-MARC LACHAUD
888 BOYLSTON STREET
BOSTON
MA
United States
Tel: 857-328-2973
(Full email address available in API data)

Regulatory Contact

LORI A. WESSELS
COMPLIANCE OFFICER
888 BOYLSTON STREET
BOSTON
MA
United States
Tel: 617-777-4878
(Full email address available in API data)

Industry Affiliates

DORVAL ASSET MANAGEMENT Other investment adviser, including financial plannersInsurance company or agency
FLEXSTONE PARTNERS SAS Other investment adviser, including financial planners
MIROVA Other investment adviser, including financial planners
MIROVA UK LIMITED Other investment adviser, including financial planners
NATIXIS TRADEX SOLUTIONS (NTEX) Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersBanking or thrift institution
OSTRUM ASSET MANAGEMENT Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
SEVENTURE PARTNERS Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Peers, Jens, Dirk Individual – CHIEF INVESTMENT OFFICER, DIRECTOR 12/2018 < 5%
ROUCHER, ANNE-LAURENCE Individual – DIRECTOR 03/2019 < 5%
McMillin, Bradley Individual – CHIEF FINANCIAL OFFICER 03/2022 < 5%
ZAOUATI, PHILIPPE Individual – CHAIRPERSON 03/2022 < 5%
MIROVA US HOLDINGS LLC Domestic Entity – SHAREHOLDER, MEMBER 06/2022 > 75%
MIROVA Foreign Entity MIROVA US HOLDINGS LLC SHAREHOLDER 06/2022 > 75%
NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1 Foreign Entity MIROVA SHAREHOLDER 12/2018 > 75%
NATIXIS INVESTMENT MANAGERS Foreign Entity NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1 SHAREHOLDER 08/2004 > 75%
NATIXIS Foreign Entity NATIXIS INVESTMENT MANAGERS SHAREHOLDER 09/2011 > 75%
BPCE Foreign Entity NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1 SHAREHOLDER 07/2009 > 75%
Abel, Guillaume, Georges Robert Individual – DIRECTOR 12/2022 < 5%
Bennani, Zineb Individual – DIRECTOR 12/2022 < 5%
Bruneau, Alain Individual – DIRECTOR 12/2022 < 5%
LACHAUD, PAUL-MARC, MARIE JACQUES Individual – CHIEF COMPLIANCE OFFICER 08/2023 < 5%
Bennani, Zineb Individual – CEO 07/2023 < 5%

No. Employees, Historic

7035020192020202120222023202420259 on 6/10/20199 on 6/10/20199 on 6/10/201933 on 6/11/201933 on 7/29/201932 on 3/30/202041 on 3/29/202141 on 7/15/202141 on 3/2/202250 on 3/29/202250 on 6/24/202250 on 9/29/202250 on 1/3/202361 on 3/27/202361 on 5/25/202361 on 8/31/202367 on 3/25/2024

RAUM, Historic

20B10B02019202020212022202320242025808819955 on 6/10/2019808819955 on 6/10/2019808819955 on 6/10/2019808819955 on 6/11/2019808819955 on 7/29/20191439357932 on 3/30/20204964154278 on 3/29/20214964154278 on 7/15/20214964154278 on 3/2/20229307480806 on 3/29/20229307480806 on 6/24/20229307480806 on 9/29/20229307480806 on 1/3/20238397119801 on 3/27/20238397119801 on 5/25/20238397119801 on 8/31/202310665568637 on 3/25/2024

No. Clients, Historic

40200201920202021202220232024202514 on 6/10/201914 on 6/10/201914 on 6/10/201914 on 6/11/201914 on 7/29/201917 on 3/30/202022 on 3/29/202122 on 7/15/202122 on 3/2/202231 on 3/29/202231 on 6/24/202231 on 9/29/202231 on 1/3/202323 on 3/27/202323 on 5/25/202323 on 8/31/202325 on 3/25/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 57M 187K MIROVA
ADOBE INC COM 277M 499K MIROVA
AGCO CORP COM 117M 1M MIROVA
AMERICAN WTR WKS CO INC NEW COM 205M 2M MIROVA
APTIV PLC SHS 188M 3M MIROVA
BALL CORP COM 150M 2M MIROVA
CANADIAN PACIFIC KANSAS CITY COM 168M 2M MIROVA
DANAHER CORPORATION COM 297M 1M MIROVA
EBAY INC. COM 493M 9M MIROVA
ECOLAB INC COM 470M 2M MIROVA
EDWARDS LIFESCIENCES CORP COM 80M 863K MIROVA
ELI LILLY & CO COM 546M 603K MIROVA
ENPHASE ENERGY INC COM 58M 579K MIROVA
FIRST SOLAR INC COM 12M 53K MIROVA
INTUITIVE SURGICAL INC COM NEW 168M 378K MIROVA
MASTERCARD INCORPORATED CL A 525M 1M MIROVA
MICROSOFT CORP COM 576M 1M MIROVA
NEXTERA ENERGY INC COM 271M 4M MIROVA
NVIDIA CORPORATION COM 714M 6M MIROVA
PALO ALTO NETWORKS INC COM 286M 843K MIROVA
ROPER TECHNOLOGIES INC COM 395M 701K MIROVA
SHOPIFY INC CL A 134M 2M MIROVA
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 409M 2M MIROVA
THERMO FISHER SCIENTIFIC INC COM 432M 781K MIROVA
VERALTO CORP COM SHS 101M 1M MIROVA
VISA INC COM CL A 212M 807K MIROVA
WASTE MGMT INC DEL COM 308M 1M MIROVA
WATTS WATER TECHNOLOGIES INC CL A 131M 716K MIROVA
XYLEM INC COM 255M 2M MIROVA