RADIX FINANCIAL, LLC
Adviser information for RADIX FINANCIAL, LLC last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 82 | $22.2M |
| Non-Discretionary | 47 | $152.2M |
| Total | 129 | $174.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $3.0M |
| HNW Individuals | 11 | $17.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $9.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $135.8M |
| Other | 8 | $9.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 16 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsOUTSOURCED CIO (CONSULTING) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-114657 |
|---|---|
| SEC ERA File Number | 801-114657 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171159 |
| Legal Entity Identifier | None |
Principal Office
5TH FLOOR ANDERSON SQUARE BUILDING64 SHEDDEN ROAD
GEORGE TOWN
Cayman Islands
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 405-673-5066, Fax: N/A
Chief Compliance Officer
AMY HUBBLE
PRINCIPAL
PO BOX 21764
OKLAHOMA CITY
OK
United States
Tel:
405-673-5066
A**@*****************M
(Full email address available in API data)
Industry Affiliates
| RADIX FINANCIAL CAYMAN, LLC | Other investment adviser, including financial planners |
| RADIX FINANCIAL FIRST PILLAR LTD | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUBBLE, AMY, MICHELLE | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 05/2014 | > 75% |