Hedge Fund Database

HOHIMER WEALTH MANAGEMENT, LLC

Adviser information for HOHIMER WEALTH MANAGEMENT, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 821 $728.6M
Non-Discretionary 142 $67.4M
Total 963 $796.0M

Clients

Type Number RAUM
Individuals 204 $74.5M
HNW Individuals 109 $624.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $12.0M
Pension and profit sharing plans 0 $0
Charitable organizations 10 $12.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 18 $70.4M
Other <5 $2.2M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 685.8M
Portfolio Manager to Program Sponsor
COMPREHENSIVE WRAP FEE PROGRAM HOHIMER WEALTH MANAGEMENT, LLC

Identifiers

SEC RIA File Number 801-114746
SEC ERA File Number 801-114746
SEC CIK Numbers 1802533
SEC CRD Numbers 300140
Legal Entity Identifier None

Principal Office

ONE UNION SQUARE
600 UNIVERSITY STREET, SUITE 2401
SEATTLE
WA
United States
Monday - Friday, 6:30-4:00
Tel: 206-709-5955, Fax: None

Websites

www.linkedin.com/company/hohimer-wealth-manageme www.hohimerwealthmanagement.com www.facebook.com/hohimerwealthmanagement

Chief Compliance Officer

DODD ST LOUIS
ONE UNION SQUARE
600 UNIVERSITY STREET, SUITE 2401
SEATTLE
WA
United States
Tel: 206-709-5950
(Full email address available in API data)

Regulatory Contact

JACK HOHIMER
OPERATIONS MANAGER
ONE UNION SQUARE
600 UNIVERSITY STREET, SUITE 2401
SEATTLE
WA
United States
Tel: 206-709-5950
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
US AFFORDABLE HOUSING FUND 1 LP Real Estate Fund $12.4M $0.1M 12

Control Persons

Name Type Entity Title Since Ownership
HOHIMER, DAVID, HENRY Individual – PRINCIPAL/MANAGING MEMBER 01/2019 > 75%
TARABAN, OREST, NICHOLAS Individual – CHIEF COMPLIANCE OFFICER 03/2019 < 5%

No. Employees, Historic

1050201920202021202220232024202510 on 4/11/201910 on 6/28/201910 on 7/17/20198 on 3/30/20208 on 6/22/20208 on 6/26/20208 on 9/14/20208 on 12/15/20209 on 3/22/20218 on 3/21/20229 on 3/23/20239 on 3/23/20238 on 3/11/2024

RAUM, Historic

1B500M020192020202120222023202420250 on 4/11/2019556988950 on 6/28/2019556988950 on 7/17/2019569911324 on 3/30/2020569911324 on 6/22/2020569911324 on 6/26/2020569911324 on 9/14/2020569911324 on 12/15/2020682293032 on 3/22/2021937614741 on 3/21/2022686182820 on 3/23/2023686182820 on 3/23/2023795999270 on 3/11/2024

No. Clients, Historic

400200020192020202120222023202420250 on 4/11/2019372 on 6/28/2019372 on 7/17/2019273 on 3/30/2020273 on 6/22/2020273 on 6/26/2020273 on 9/14/2020273 on 12/15/2020292 on 3/22/2021272 on 3/21/2022292 on 3/23/2023292 on 3/23/2023346 on 3/11/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 218K 1K 0
ACADIA PHARMACEUTICALS INC COM 3M 159K 0
ADOBE INC COM 1M 2K 0
ADVANCED MICRO DEVICES INC COM 429K 3K 0
AES CORP COM 844K 48K 0
AIRBNB INC COM CL A 1M 7K 0
ALEXANDRIA REAL ESTATE EQ IN COM 3M 25K 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 3M 42K 0
ALPHABET INC CAP STK CL C 1M 7K 0
ALPHABET INC CAP STK CL A 6M 35K 0
ALTRIA GROUP INC COM 1M 27K 0
AMAZON COM INC COM 7M 37K 0
AMERICAN ELEC PWR CO INC COM 4M 50K 0
AMERICAN EXPRESS CO COM 1M 6K 0
AMERIPRISE FINL INC COM 4M 10K 0
AMGEN INC COM 5M 15K 0
APOLLO GLOBAL MGMT INC COM 816K 7K 0
APPLE INC COM 8M 39K 0
APPLIED MATLS INC COM 4M 15K 0
ARISTA NETWORKS INC COM 1M 3K 0
ASGN INC COM 415K 5K 0
ASTRAZENECA PLC SPONSORED ADR 985K 13K 0
AT&T INC COM 410K 21K 0
ATLASSIAN CORPORATION CL A 1M 6K 0
AUTOMATIC DATA PROCESSING IN COM 3M 13K 0
AXALTA COATING SYS LTD COM 438K 13K 0
AXCELIS TECHNOLOGIES INC COM NEW 405K 3K 0
BAKER HUGHES COMPANY CL A 1M 31K 0
BARCLAYS PLC ADR 5M 428K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 6K 0
BLACKROCK INC COM 4M 5K 0
BLOCK INC CL A 984K 15K 0
BLUE OWL CAPITAL INC COM CL A 682K 38K 0
BOEING CO COM 737K 4K 0
BOOT BARN HLDGS INC COM 459K 4K 0
BOX INC CL A 377K 14K 0
BRISTOL-MYERS SQUIBB CO COM 3M 69K 0
BROADCOM INC COM 7M 5K 0
BROOKFIELD CORP CL A LTD VT SH 4M 101K 0
CAPITAL ONE FINL CORP COM 4M 29K 0
CAPRI HOLDINGS LIMITED SHS 3M 81K 0
CARDINAL HEALTH INC COM 1M 12K 0
CARRIER GLOBAL CORPORATION COM 859K 14K 0
CATERPILLAR INC COM 2M 5K 0
CHECK POINT SOFTWARE TECH LT ORD 3M 19K 0
CHESAPEAKE ENERGY CORP COM 1M 14K 0
CHEVRON CORP NEW COM 730K 5K 0
CIENA CORP COM NEW 368K 8K 0
CISCO SYS INC COM 4M 84K 0
CITIGROUP INC COM NEW 4M 68K 0
CNH INDL N V SHS 3M 315K 0
COEUR MNG INC COM NEW 57K 10K 0
CONAGRA BRANDS INC COM 4M 133K 0
CONSTELLATION BRANDS INC CL A 1M 4K 0
CONSTELLIUM SE CL A SHS 383K 20K 0
COSTCO WHSL CORP NEW COM 6M 7K 0
CUMMINS INC COM 1M 5K 0
CVS HEALTH CORP COM 3M 44K 0
DDC ENTERPRISE LTD SHS CL A 17K 22K 0
DELL TECHNOLOGIES INC CL C 3M 25K 0
DOCUSIGN INC COM 1M 24K 0
DOLPHIN ENTMT INC COM NEW 565K 600K 0
DOW INC COM 819K 15K 0
EATON CORP PLC SHS 279K 889 0
EBAY INC. COM 3M 58K 0
ELECTRONIC ARTS INC COM 4M 31K 0
ELEVANCE HEALTH INC COM 3M 6K 0
ELI LILLY & CO COM 389K 430 0
EMERSON ELEC CO COM 3M 28K 0
ENDEAVOUR SILVER CORP COM 42K 12K 0
ESSENTIAL PPTYS RLTY TR INC COM 347K 13K 0
EURONET WORLDWIDE INC COM 560K 5K 0
EVERCORE INC CLASS A 1M 7K 0
EXPEDIA GROUP INC COM NEW 3M 23K 0
EXXON MOBIL CORP COM 5M 44K 0
FISERV INC COM 3M 21K 0
FLUTTER ENTMT PLC SHS 971K 5K 0
FORD MTR CO DEL COM 201K 16K 0
FORTINET INC COM 1M 17K 0
FORTUNA MNG CORP COM NEW 54K 11K 0
FRONTDOOR INC COM 324K 10K 0
GAIN THERAPEUTICS INC COM 422K 330K 0
GENERAL MTRS CO COM 3M 70K 0
GILEAD SCIENCES INC COM 3M 45K 0
GOLDMAN SACHS ETF TR ACCES TREASURY 3M 29K 0
GROUP 1 AUTOMOTIVE INC COM 250K 840 0
HEIDRICK & STRUGGLES INTL IN COM 326K 10K 0
HERSHEY CO COM 4M 22K 0
HOME DEPOT INC COM 266K 772 0
HONEYWELL INTL INC COM 1M 5K 0
INCYTE CORP COM 3M 55K 0
INMODE LTD SHS 270K 15K 0
INSPERITY INC COM 311K 3K 0
INTERACTIVE BROKERS GROUP IN COM CL A 472K 4K 0
INTERDIGITAL INC COM 400K 3K 0
ISHARES TR PFD AND INCM SEC 3M 83K 0
ISHARES TR FLTG RATE NT ETF 437K 9K 0
ISHARES TR CONV BD ETF 1M 15K 0
ISHARES TR CORE S&P SCP ETF 797K 7K 0
ISHARES TR ISHS 1-5YR INVS 961K 19K 0
ISHARES TR CORE HIGH DV ETF 1M 10K 0
ISHARES TR CORE S&P500 ETF 3M 6K 0
ISHARES TR S&P 500 VAL ETF 1M 6K 0
ISHARES TR RUSSELL 2000 ETF 385K 2K 0
ISHARES TR BROAD USD HIGH 4M 118K 0
ISHARES TR MSCI EAFE ETF 653K 8K 0
ISHARES TR CORE 1 5 YR USD 359K 8K 0
ISHARES TR RUS MID CAP ETF 336K 4K 0
ISHARES TR CORE S&P MCP ETF 323K 6K 0
ISHARES TR RUS 1000 ETF 594K 2K 0
JANUS DETROIT STR TR B-BBB CLO ETF 738K 15K 0
JANUS DETROIT STR TR HENDRSON AAA CL 1M 23K 0
JAYUD GLOBAL LOGISTICS LTD ORD SHS CL A 29K 53K 0
JOHNSON & JOHNSON COM 3M 21K 0
JPMORGAN CHASE & CO. COM 1M 5K 0
JUNIPER NETWORKS INC COM 431K 12K 0
L3HARRIS TECHNOLOGIES INC COM 1M 5K 0
LAM RESEARCH CORP COM 5M 4K 0
LAMB WESTON HLDGS INC COM 960K 11K 0
LAUREATE EDUCATION INC COMMON STOCK 374K 25K 0
LIGHTWAVE LOGIC INC COM 30K 10K 0
LIVE NATION ENTERTAINMENT IN COM 1M 11K 0
LOCKHEED MARTIN CORP COM 3M 7K 0
LYONDELLBASELL INDUSTRIES N SHS - A - 3M 30K 0
MCDONALDS CORP COM 2M 9K 0
MERCADOLIBRE INC COM 915K 557 0
MERCK & CO INC COM 345K 3K 0
META PLATFORMS INC CL A 6M 12K 0
MICROSOFT CORP COM 32M 72K 0
MOLINA HEALTHCARE INC COM 1M 3K 0
MONSTER BEVERAGE CORP NEW COM 984K 20K 0
MSCI INC COM 720K 1K 0
NETAPP INC COM 4M 29K 0
NETFLIX INC COM 1M 1K 0
NEW FORTRESS ENERGY INC COM CL A 414K 19K 0
NEWMONT CORP COM 4M 106K 0
NEXTERA ENERGY INC COM 995K 14K 0
NORTHROP GRUMMAN CORP COM 3M 7K 0
NOVO-NORDISK A S ADR 1M 8K 0
NVIDIA CORPORATION COM 6M 49K 0
OMEROS CORP COM 89K 22K 0
ONE GAS INC COM 335K 5K 0
ONEMAIN HLDGS INC COM 1M 23K 0
ORACLE CORP COM 4M 25K 0
OXFORD LANE CAP CORP COM 179K 33K 0
PACCAR INC COM 2M 16K 0
PALO ALTO NETWORKS INC COM 1M 4K 0
PAYPAL HLDGS INC COM 4M 63K 0
PEPSICO INC COM 4M 26K 0
PINTEREST INC CL A 1M 24K 0
PIONEER MUNICIPAL HIGH INCOM COM SHS 329K 36K 0
PLYMOUTH INDL REIT INC COM 293K 14K 0
PRINCIPAL FINANCIAL GROUP IN COM 2M 25K 0
PROCTER AND GAMBLE CO COM 2M 9K 0
PROGRESSIVE CORP COM 760K 4K 0
PROSPECT CAP CORP NOTE 6.375% 3/0 75K – 0
PRUDENTIAL FINL INC COM 285K 2K 0
PUTNAM MANAGED MUN INCOME TR COM 89K 14K 0
QUALCOMM INC COM 4M 20K 0
QUALYS INC COM 275K 2K 0
RESIDEO TECHNOLOGIES INC COM 479K 24K 0
ROYALTY PHARMA PLC SHS CLASS A 4M 144K 0
RTX CORPORATION COM 4M 36K 0
RYMAN HOSPITALITY PPTYS INC COM 276K 3K 0
SALESFORCE INC COM 1M 4K 0
SCHLUMBERGER LTD COM STK 5M 103K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 363K 4K 0
SEMPRA COM 4M 57K 0
SERIES PORTFOLIOS TR PANAGRAM BBB B 269K 10K 0
SHERWIN WILLIAMS CO COM 1M 4K 0
SPDR GOLD TR GOLD SHS 255K 1K 0
SPDR S&P 500 ETF TR TR UNIT 5M 10K 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 633K 1K 0
SPOTIFY TECHNOLOGY S A SHS 1M 3K 0
SPROTT PHYSICAL SILVER TR TR UNIT 131K 13K 0
STARBUCKS CORP COM 323K 4K 0
STONEX GROUP INC COM 500K 7K 0
SYNCHRONY FINANCIAL COM 5M 98K 0
T-MOBILE US INC COM 300K 2K 0
TESLA INC COM 2M 9K 0
THERMO FISHER SCIENTIFIC INC COM 258K 466 0
TRACTOR SUPPLY CO COM 239K 884 0
UMH PPTYS INC COM 290K 18K 0
UNION PAC CORP COM 303K 1K 0
UNITED THERAPEUTICS CORP DEL COM 4M 13K 0
UNITEDHEALTH GROUP INC COM 4M 8K 0
UPBOUND GROUP INC COM 308K 10K 0
VANGUARD BD INDEX FDS INTERMED TERM 1M 14K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 507K 7K 0
VANGUARD BD INDEX FDS LONG TERM BOND 2M 33K 0
VANGUARD BD INDEX FDS SHORT TRM BOND 4M 54K 0
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 2M 50K 0
VANGUARD INDEX FDS GROWTH ETF 11M 28K 0
VANGUARD INDEX FDS SMALL CP ETF 2M 7K 0
VANGUARD INDEX FDS TOTAL STK MKT 3M 10K 0
VANGUARD INDEX FDS VALUE ETF 7M 42K 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 593K 5K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 55K 0
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 1M 25K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 3M 14K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 7M 144K 0
VEEVA SYS INC CL A COM 930K 5K 0
VERTEX PHARMACEUTICALS INC COM 1M 2K 0
VICI PPTYS INC COM 4M 144K 0
VISA INC COM CL A 1M 5K 0
VOYA FINANCIAL INC COM 593K 8K 0
WALMART INC COM 379K 6K 0
WARNER BROS DISCOVERY INC COM SER A 3M 461K 0
WASTE MGMT INC DEL COM 565K 3K 0
WATERS CORP COM 389K 1K 0
WELLS FARGO CO NEW COM 304K 5K 0
XYLEM INC COM 260K 2K 0
YUM BRANDS INC COM 413K 3K 0
ZOOM VIDEO COMMUNICATIONS IN CL A 3M 49K 0