AVORY & CO.

AVORY & COMPANY, LLC. Legal Name

Adviser information for AVORY & CO. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 119 $162.0M
Non-Discretionary 2 $171.0M
Total 121 $333.0M

Clients

Type Number RAUM
Individuals 17 $2.1M
HNW Individuals 33 $281.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 18 $49.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPublication of periodicals or newslettersMarket timing services
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-114763
SEC ERA File Number 801-114763
SEC CIK Numbers 1842766
SEC CRD Numbers 284812
Legal Entity Identifier None

Principal Office

3350 VIRGINIA ST. FL 2,
SUITE 276
MIAMI
FL
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 305-306-9494, Fax: None

Websites

Chief Compliance Officer

HOUSTON JAY HESS
CHIEF COMPLIANCE OFFICER
3350 VIRGINIA ST. FL 2,
SUITE 276
MIAMI
FL
United States
Tel: 813-943-2517
(Full email address available in API data)

Regulatory Contact

SEAN EMORY
MANAGING MEMBER
33133
SUITE 276
MIAMI
FL
United States
Tel: 305-306-9494
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
EMORY, SEAN, NMN Individual MANAGING MEMBER 05/2016 > 75%
Hess, Houston, Jay Individual CHIEF COMPLIANCE OFFICER 07/2019 < 5%

No. Employees, Historic

105020192020202120222023202420251 on 4/4/20191 on 8/2/20191 on 11/8/20191 on 3/16/20201 on 5/14/20201 on 5/21/20201 on 10/21/20201 on 3/10/20214 on 7/1/20214 on 11/5/20214 on 3/24/20224 on 6/7/20223 on 7/7/20223 on 3/24/20233 on 3/28/2024

RAUM, Historic

400M200M02019202020212022202320242025105182152 on 4/4/2019105182152 on 8/2/2019105182152 on 11/8/2019156589893 on 3/16/2020268589893 on 5/14/2020268589893 on 5/21/2020268589893 on 10/21/2020337791981 on 3/10/2021337791981 on 7/1/2021337791981 on 11/5/2021330428865 on 3/24/2022330428865 on 6/7/2022330428865 on 7/7/2022270592682 on 3/24/2023332982213 on 3/28/2024

No. Clients, Historic

70350201920202021202220232024202535 on 4/4/201935 on 8/2/201935 on 11/8/201945 on 3/16/202048 on 5/14/202048 on 5/21/202048 on 10/21/202054 on 3/10/202154 on 7/1/202154 on 11/5/202165 on 3/24/202265 on 6/7/202265 on 7/7/202265 on 3/24/202368 on 3/28/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
1 800 FLOWERS COM INC CL A 153K 16K
BEST BUY INC COM 347K 4K
BLACKROCK ENHANCED GLOBAL DI COM 490K 46K
BLACKSTONE INC COM 546K 4K
BLOCK INC CL A 16M 243K
CAPRI HOLDINGS LIMITED SHS 7M 212K
EATON VANCE TAX-MANAGED BUY- COM 414K 30K
EATON VANCE TAX-MANAGED GLOB COM 398K 47K
EATON VANCE TAX-MANAGED GLOB COM 378K 46K
FIVERR INTL LTD ORD SHS 25M 1M
GUIDEWIRE SOFTWARE INC COM 203K 1K
INVESCO EXCHANGE TRADED FD T FINL PFD ETF 810K 55K
ISHARES GOLD TR ISHARES NEW 879K 20K
ISHARES TR IBOXX HI YD ETF 869K 11K
META PLATFORMS INC CL A 9M 18K
MISTER CAR WASH INC COM 159K 22K
NUTANIX INC CL A 8M 140K
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 430K 17K
OMNICELL COM COM 7M 250K
PAYCOM SOFTWARE INC COM 4M 31K
PLANET FITNESS INC CL A 5M 68K
SALESFORCE INC COM 257K 998
TARGET CORP COM 205K 1K
UNITEDHEALTH GROUP INC COM 636K 1K
VANGUARD INDEX FDS S&P 500 ETF SHS 14M 29K
VOYA EMERGING MKTS HIGH DIVI COM 510K 95K
WIX COM LTD SHS 9M 57K
ZILLOW GROUP INC CL C CAP STK 13M 281K
ZOOM VIDEO COMMUNICATIONS IN CL A 16M 278K