BASS AND BELL, INC.
Adviser information for BASS AND BELL, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arkansas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,135 | $711.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1,135 | $711.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 103 | $41.1M |
| HNW Individuals | 192 | $526.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $28.0M |
| Charitable organizations | 3 | $61.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $53.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-114766 |
|---|---|
| SEC ERA File Number | 801-114766 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300557 |
| Legal Entity Identifier | None |
Principal Office
1 INFORMATION WAYSUITE 200
LITTLE ROCK
AR
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 501-664-4170, Fax: 501-503-5953
Websites
Chief Compliance Officer
CHRISTOPHER BELL
VICE PRESIDENT
1 INFORMATION WAY
SUITE 200
LITTLE ROCK
AR
United States
Tel:
501-664-4170
Fax:
501-503-5953
C****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BASS, ROBERT, W | Individual | – | PRESIDENT | 01/2019 | 50-75% |
| BELL, CHRISTOPHER, D | Individual | – | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/2019 | 50-75% |