HOYA CAPITAL REAL ESTATE, LLC
Adviser information for HOYA CAPITAL REAL ESTATE, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $101.9M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $101.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $7.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $94.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMSubscription fees |
Principal Office
137 ROWAYTON AVENUESUITE 430
ROWAYTON
CT
United States
Monday - Friday, 9AM-5PM
Tel: 833-469-2227, Fax: None
Websites
www.twitter.com/hoyacapital
www.facebook.com/hoyacapital
www.hoyacapital.com
www.seekingalpha.com/author/hoya-capital-real-estate/
www.linkedin.com/company/hoya-capital-real-estate
www.thehousingetf.com
twitter.com/housingetf
www.linkedin.com/company/housingetf/
www.facebook.com/housingetf/
www.theincomeetf.com
www.hoyaetfs.com
Chief Compliance Officer
SHEILA PETTEE
CEO
137 ROWAYTON AVENUE
SUITE 430
ROWAYTON
CT
United States
Tel:
833-469-2227
S************@**************M
(Full email address available in API data)
Regulatory Contact
SCOTT GOTTLIEB
COUNSEL
15 E. PUTNAM AVENUE
286
GREENWICH
CT
United States
Tel:
888-798-2930
S**@**************************M
(Full email address available in API data)
Industry Affiliates
| PETTEE INVESTORS INC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Pettee, Alexander, Rankin | Individual | – | PRESIDENT | 10/2015 | 25-50% |
| PETTEE, SHEILA, PECK | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 10/2018 | < 5% |
| PETTEE INVESTORS INC | Domestic Entity | – | MAJORITY OWNER | 10/2018 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMGEN | Com | 208K | 666 | – |
| APPLE INC | Com | 737K | 4K | – |
| INTEL | Com | 239K | 8K | – |
| JOHNSON & JOHNSON | Com | 225K | 2K | – |
| MICROSOFT | Com | 914K | 2K | – |
| PROCTER & GAMBLE | Com | 253K | 2K | – |
| HOYA CAPITAL HGH DVD YLD ETF | Com | 526K | 52K | – |
| HOYA CAPITAL HOUSING ETF | Com | 2M | 47K | – |