EQUALIZE CAPITAL LLC
Adviser information for EQUALIZE CAPITAL LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $61.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $61.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $42.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $18.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-114787 |
|---|---|
| SEC ERA File Number | 801-114787 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300640 |
| Legal Entity Identifier | None |
Principal Office
PMB 5333, 151 CALLE SAN FRANCISCO SUITE 200SAN JUAN
PR
United States
Monday - Friday, 9:00 TO 5:00
Tel: 443 802 6135, Fax: None
Websites
Chief Compliance Officer
KAREN VAN HORN
37 WEST AVENUE
SUITE 301
WAYNE
PA
United States
Tel:
732-268-5205
K****@***********************M
(Full email address available in API data)
Industry Affiliates
| ALDEN CAPITAL | Other investment adviser, including financial planners |
| J. ALDEN ASSOCIATES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMERICAN HOME OPPORTUNITY MORTGAGE FUND LP | MORTGAGE LOAN FUND | $18.6M | $0.5M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GLADUE, JOSEPH | Individual | – | CHIEF OPERATING OFFICER | 01/2019 | 50-75% |
| CALFO, LEE, ALBERT | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2019 | 25-50% |
| MULQUEEN, JOHN, FRANCIS | Individual | – | BUSINESS DEVELOPMENT | 01/2019 | < 5% |
| VAN HORN, KAREN, M. | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |