WEALTH CREATION MANAGEMENT GROUP LLC
Adviser information for WEALTH CREATION MANAGEMENT GROUP LLC last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 262 | $78.5M |
| Non-Discretionary | 0 | $0 |
| Total | 262 | $78.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 135 | $28.1M |
| HNW Individuals | 21 | $46.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $3.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-114788 |
|---|---|
| SEC ERA File Number | 801-114788 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300539 |
| Legal Entity Identifier | None |
Principal Office
15 PINEHURST CIRCLEMONROE
NY
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 845-774-1144, Fax: None
Websites
Chief Compliance Officer
JOSEPH BARREIRO
INVESTMENT ADVISOR REPRESENTATIVE/MANAGING MEMBER
15 PINEHURST CIRCLE
MONROE
NY
United States
Tel:
845-774-1144
J********@************M
(Full email address available in API data)
Regulatory Contact
MARILYN VANDER PLAAT
INVESTMENT ADVISOR REPRESENTATIVE/PARTNER
15 PINEHURST CIRCLE
MONROE
NY
United States
Tel:
845-774-1144
M***********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARREIRO, JOSEPH, CHARLES | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | 01/2019 | 50-75% |
| VANDER PLAAT, MARILYN, LOUISE | Individual | – | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CFO | 02/2019 | 25-50% |