PEAK WEALTH MANAGEMENT, LLC
Adviser information for PEAK WEALTH MANAGEMENT, LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,600 | $280.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,600 | $280.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 600 | $134.0M |
| HNW Individuals | 77 | $146.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 280.0M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PEAK WEALTH MANAGEMENT LLC WRAP PROGRAM | PEAK WEALTH MANAGEMENT LLC |
Identifiers
| SEC RIA File Number | 801-114800 |
|---|---|
| SEC ERA File Number | 801-114800 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166944 |
| Legal Entity Identifier | None |
Principal Office
41011 ANN ARBOR ROADPLYMOUTH
MI
United States
Monday - Friday, 8:00-5:00
Tel: 734-681-7575, Fax: 734-357-8055
Chief Compliance Officer
NICHOLAS HOPWOOD
MANAGING MEMBER
41011 ANN ARBOR ROAD
PLYMOUTH
MI
United States
Tel:
734-681-7575
Fax:
734-357-8055
N***@*********M
(Full email address available in API data)
Industry Affiliates
| NICHOLAS HOPWOOD | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOPWOOD, NICHOLAS, H | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 02/2013 | > 75% |