TEAMWORK FINANCIAL ADVISORS, LLC
Adviser information for TEAMWORK FINANCIAL ADVISORS, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 15 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,115 | $653.6M |
| Non-Discretionary | 0 | $0 |
| Total | 4,115 | $653.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,540 | $188.1M |
| HNW Individuals | 722 | $452.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.6M |
| Charitable organizations | <5 | $11.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 2000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
8 DOMINION DRIVE BLDG 100-103SAN ANTONIO
TX
United States
Monday - Friday, 9AM-5PM
Tel: 210-687-1333, Fax: 210-687-1336
Websites
Chief Compliance Officer
DOUG MOE
MANAGING MEMBER
8 DOMINION DRIVE BLDG 100-103
SAN ANTONIO
TX
United States
Tel:
210-687-1333
Fax:
210-687-1336
D*******@********************M
(Full email address available in API data)
Regulatory Contact
MONICA WIGGINS
CHIEF OPERATING OFFICER
8 DOMINION DR., BLDG. 100-103
SAN ANTONIO
TX
United States
Tel:
210-687-1333
M*************@********************M
(Full email address available in API data)
Industry Affiliates
| BERT KRAUS CPA | Accountant or accounting firm |
| LAW OFFICES OF DOUG MOE | Accountant or accounting firmLawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOE, DOUGLAS, RONALD | Individual | – | CEO, CHIEF COMPLIANCE OFFICER | 08/2012 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 500K | 3K | – |
| ADOBE INC | COM | 816K | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 5M | 30K | – |
| ALPHABET INC | CAP STK CL A | 20M | 113K | – |
| ALPHABET INC | CAP STK CL C | 3M | 16K | – |
| ALPS ETF TR | ALERIAN MLP | 243K | 5K | – |
| ALTRIA GROUP INC | COM | 441K | 10K | – |
| AMAZON COM INC | COM | 36M | 185K | – |
| AMERICAN EXPRESS CO | COM | 4M | 17K | – |
| AMGEN INC | COM | 273K | 872 | – |
| APPLE INC | COM | 51M | 244K | – |
| ARISTA NETWORKS INC | COM | 18M | 50K | – |
| AT&T INC | COM | 438K | 23K | – |
| AXON ENTERPRISE INC | COM | 2M | 8K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 8K | – |
| BLACKROCK INC | COM | 214K | 271 | – |
| BLUE OWL CAPITAL CORPORATION | COM | 339K | 22K | – |
| BP PLC | SPONSORED ADR | 246K | 7K | – |
| BROADCOM INC | COM | 2M | 1K | – |
| CADENCE DESIGN SYSTEM INC | COM | 3M | 11K | – |
| CATERPILLAR INC | COM | 13M | 38K | – |
| CHEVRON CORP NEW | COM | 590K | 4K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 11M | 175K | – |
| CONOCOPHILLIPS | COM | 2M | 19K | – |
| CONSTELLATION BRANDS INC | CL A | 2M | 7K | – |
| COSTCO WHSL CORP NEW | COM | 4M | 5K | – |
| CROWDSTRIKE HLDGS INC | CL A | 15M | 40K | – |
| CVS HEALTH CORP | COM | 1M | 18K | – |
| DANAHER CORPORATION | COM | 747K | 3K | – |
| DATADOG INC | CL A COM | 950K | 7K | – |
| DECKERS OUTDOOR CORP | COM | 2M | 2K | – |
| DEVON ENERGY CORP NEW | COM | 2M | 37K | – |
| DIAMONDBACK ENERGY INC | COM | 26M | 130K | – |
| ELI LILLY & CO | COM | 11M | 12K | – |
| ENBRIDGE INC | COM | 250K | 7K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 1M | 69K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 2M | 78K | – |
| EOG RES INC | COM | 12M | 95K | – |
| EXXON MOBIL CORP | COM | 8M | 72K | – |
| FATHOM HOLDINGS INC | COM | 21K | 12K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 3M | 73K | – |
| FREEPORT-MCMORAN INC | CL B | 957K | 20K | – |
| GARMIN LTD | SHS | 931K | 6K | – |
| GENERAL DYNAMICS CORP | COM | 310K | 1K | – |
| GLOBAL X FDS | GLOBX SUPDV US | 310K | 18K | – |
| GRAINGER W W INC | COM | 12M | 13K | – |
| HESS MIDSTREAM LP | CL A SHS | 507K | 14K | – |
| HOME DEPOT INC | COM | 238K | 691 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 8K | – |
| INTUITIVE SURGICAL INC | COM NEW | 15M | 35K | – |
| INVESCO QQQ TR | UNIT SER 1 | 939K | 2K | – |
| IRON MTN INC DEL | COM | 422K | 5K | – |
| ISHARES GOLD TR | ISHARES NEW | 224K | 5K | – |
| ISHARES TR | CORE S&P500 ETF | 854K | 2K | – |
| ISHARES TR | CORE S&P MCP ETF | 12M | 211K | – |
| ISHARES TR | CORE S&P SCP ETF | 513K | 5K | – |
| ISHARES TR | CORE HIGH DV ETF | 3M | 27K | – |
| ISHARES TR | MSCI USA MIN VOL | 300K | 4K | – |
| ISHARES TR | MSCI USA MMENTM | 460K | 2K | – |
| ISHARES TR | RUSSELL 2000 ETF | 451K | 2K | – |
| ISHARES TR | SHORT TREAS BD | 439K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | DIVERSFD EQT ETF | 13M | 292K | – |
| J P MORGAN EXCHANGE TRADED F | DIVERSFED RTRN | 434K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 6M | 105K | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 309K | 6K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 511K | 10K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 34M | 591K | – |
| JPMORGAN CHASE & CO. | COM | 13M | 66K | – |
| KINDER MORGAN INC DEL | COM | 1M | 69K | – |
| KLA CORP | COM NEW | 4M | 4K | – |
| LITHIUM AMERICAS ARGENTINA C | COM SHS | 34K | 11K | – |
| LITHIUM AMERS CORP NEW | COM SHS | 45K | 17K | – |
| LIVE NATION ENTERTAINMENT IN | COM | 356K | 4K | – |
| MARATHON PETE CORP | COM | 4M | 22K | – |
| MEDICAL PPTYS TRUST INC | COM | 132K | 31K | – |
| MERCADOLIBRE INC | COM | 907K | 552 | – |
| MERCK & CO INC | COM | 303K | 2K | – |
| META PLATFORMS INC | CL A | 15M | 29K | – |
| MICROSOFT CORP | COM | 32M | 71K | – |
| MONGODB INC | CL A | 917K | 4K | – |
| NETFLIX INC | COM | 14M | 21K | – |
| NOVO-NORDISK A S | ADR | 10M | 69K | – |
| NVIDIA CORPORATION | COM | 371K | 3K | – |
| NVIDIA CORPORATION | COM | 25M | 201K | – |
| OCCIDENTAL PETE CORP | COM | 485K | 8K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 3M | 20K | – |
| ORACLE CORP | COM | 16M | 111K | – |
| OREILLY AUTOMOTIVE INC | COM | 202K | 191 | – |
| PACER FDS TR | PACER US SMALL | 19M | 442K | – |
| PACER FDS TR | US CASH COWS 100 | 21M | 391K | – |
| PALO ALTO NETWORKS INC | COM | 4M | 13K | – |
| PENNANTPARK FLOATING RATE CA | COM | 130K | 11K | – |
| PEPSICO INC | COM | 235K | 1K | – |
| PHILIP MORRIS INTL INC | COM | 221K | 2K | – |
| PHILLIPS 66 | COM | 3M | 20K | – |
| PROSPECT CAP CORP | COM | 299K | 54K | – |
| QUALCOMM INC | COM | 218K | 1K | – |
| SACHEM CAP CORP | COM | 108K | 42K | – |
| SALESFORCE INC | COM | 2M | 9K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 224K | 3K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 2M | 23K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 1M | 6K | – |
| SELECT SECTOR SPDR TR | ENERGY | 811K | 9K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 13M | 323K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 1M | 21K | – |
| SELECT SECTOR SPDR TR | INDL | 16M | 134K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 990K | 7K | – |
| SERVICENOW INC | COM | 13M | 17K | – |
| SNOWFLAKE INC | CL A | 941K | 7K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 236K | 433 | – |
| SPDR SER TR | PORTFOLIO S&P500 | 2M | 32K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 368K | 5K | – |
| SPDR SER TR | S&P REGL BKG | 1M | 28K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 12M | 134K | – |
| SUPER MICRO COMPUTER INC | COM | 2M | 3K | – |
| SYNOPSYS INC | COM | 703K | 1K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 318K | 2K | – |
| TELLURIAN INC NEW | COM | 14K | 20K | – |
| TESLA INC | COM | 6M | 30K | – |
| THE TRADE DESK INC | COM CL A | 1M | 15K | – |
| TIDAL ETF TR | SOFI SELCT 500 | 3M | 139K | – |
| TJX COS INC NEW | COM | 458K | 4K | – |
| TRANSDIGM GROUP INC | COM | 13M | 10K | – |
| UBER TECHNOLOGIES INC | COM | 830K | 11K | – |
| UNITEDHEALTH GROUP INC | COM | 327K | 642 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 230K | 860 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 205K | 548 | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 305K | 2K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 4K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 344K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 34K | – |
| VERTEX PHARMACEUTICALS INC | COM | 280K | 598 | – |
| VICI PPTYS INC | COM | 454K | 16K | – |
| VISA INC | COM CL A | 3M | 12K | – |
| WALMART INC | COM | 534K | 8K | – |
| WILLIAMS COS INC | COM | 388K | 9K | – |
| WP CAREY INC | COM | 437K | 8K | – |
| ZSCALER INC | COM | 4M | 20K | – |