SAND GROVE CAPITAL MANAGEMENT LLP
Adviser information for SAND GROVE CAPITAL MANAGEMENT LLP last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $3.6B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $3.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $3.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 62 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1 GREAT CUMBERLAND PLACELONDON
United Kingdom
Monday - Friday, 9:00 AM - 17:00 PM
Tel: 44 20 3770 8610, Fax: 44 20 3004 1014
Chief Compliance Officer
MAGGIE KADZIOLKA
1330 AVENUE OF THE AMERICAS
SUITE 23A
NEW YORK
NY
United States
Tel:
6467418739
M***************@*******************M
(Full email address available in API data)
Regulatory Contact
JONATHAN GROOM
CHIEF OPERATING OFFICER, MEMBER, COMPLIANCE OFFICER
1 GREAT CUMBERLAND PLACE
LONDON
United Kingdom
Tel:
44 203 770 8613
J*************@*******************M
(Full email address available in API data)
Industry Affiliates
| SAND GROVE CAPITAL MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SAND GROVE OPPORTUNITIES FUND GP LTD | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAND GROVE OPPORTUNITIES MASTER FUND LTD | Hedge Fund | $1,880.6M | $5.0M | 61 |
| SAND GROVE SPECIAL PURPOSE FUND I LTD | Hedge Fund | $17.0M | $5.0M | 1 |
| SAND GROVE TACTICAL FUND LP | Hedge Fund | $238.9M | $1.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAND GROVE (CAYMAN) LP | Foreign Entity | SAND GROVE CAPITAL INTERMEDIATE LTD | SHAREHOLDER | 12/2014 | > 75% |
| Groom, Jonathan, William | Individual | – | CHIEF OPERATING OFFICER & COMPLIANCE OFFICER, MEMBER | 03/2016 | < 5% |
| Davies, Simon, Alfred Noel | Individual | – | CHIEF INVESTMENT OFFICER, FOUNDER | 12/2014 | < 5% |
| SAND GROVE CAPITAL INTERMEDIATE LTD | Foreign Entity | – | MEMBER | 12/2014 | 50-75% |
| Davies, Simon, Alfred Noel | Individual | SAND GROVE (CAYMAN) LP | PARTNER | 12/2014 | 50-75% |
| SAND GROVE (CAYMAN) GP LTD | Foreign Entity | SAND GROVE (CAYMAN) LP | GENERAL PARTNER | 12/2014 | |
| Kadziolka, Magdalena (Maggie), Maria | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |
| Davies, Simon, Alfred Noel | Individual | SAND GROVE (CAYMAN) GP LTD | SHAREHOLDER | 12/2014 | > 75% |
| CAPLAN, DANIEL | Individual | – | CHIEF EXECUTIVE OFFICER, MEMBER | 07/2021 | 5-10% |
| Barber, Alexander, Stuart | Individual | – | ASSISTANT PORTFOLIO MANAGER, MEMBER | 08/2022 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALBERTSONS COS INC | COMMON STOCK | 41M | 2M | – |
| AMEDISYS INC | COM | 40M | 435K | – |
| ANSYS INC | COM | 4M | 13K | – |
| AVANGRID INC | COM | 11M | 303K | – |
| CATALENT INC | COM | 27M | 487K | – |
| CEREVEL THERAPEUTICS HLDNG I | COM | 38M | 919K | – |
| EQUITRANS MIDSTREAM CORP | COM | 7M | 573K | – |
| HESS CORP | COM | 45M | 308K | – |
| HOLLYSYS AUTOMATION TCHNGY L | SHS | 31M | 1M | – |
| JUNIPER NETWORKS INC | COM | 10M | 283K | – |
| MATTERPORT INC | COM CL A | 4M | 977K | – |
| NUVEI CORPORATION | SUB VTG SHS | 10M | 309K | – |
| PLAYAGS INC | COM | 10M | 895K | – |
| SILVERBOW RES INC | COM | 8M | 219K | – |
| SQUARESPACE INC | CLASS A | 10M | 227K | – |
| STERICYCLE INC | COM | 10M | 171K | – |
| SURMODICS INC | COM | 15M | 355K | – |
| TRIPLE FLAG PRECIOUS METAL | COM | 1M | 74K | – |
| UNITED STATES STL CORP NEW | COM | 8M | 211K | – |
| U S SILICA HLDGS INC | COM | 10M | 655K | – |