Hedge Fund Database

SOUND POINT CLO C-MOA, LLC

Adviser information for SOUND POINT CLO C-MOA, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 24
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 10 $4.5B
Non-Discretionary 0 $0
Total 10 $4.5B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 10 $4.5B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 100

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-114824
SEC ERA File Number 801-114824
SEC CIK Numbers None
SEC CRD Numbers 293256
Legal Entity Identifier 54930060DYBFZ5EF1Y80

Principal Office

375 PARK AVENUE
34TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 212-895-2280, Fax: None

Websites

www.linkedin.com/company/sound-point-capital-management-lp/ www.soundpointcap.com

Chief Compliance Officer

ANDREA SAYAGO
CHIEF COMPLIANCE OFFICER
375 PARK AVENUE
33RD FLOOR
NEW YORK
NY
United States
Tel: 212-895-2280
(Full email address available in API data)

Regulatory Contact

WENDY RUBERTI
GENERAL COUNSEL
375 PARK AVENUE
33RD FLOOR
NEW YORK
NY
United States
Tel: (212) 895-2280
(Full email address available in API data)

Industry Affiliates

BLUEMOUNTAIN MONTENVERS GP SARL Sponsor, GP, manager of pooled investment vehicles
BLUEMOUNTAIN MONTENVERS GP, LLC Sponsor, GP, manager of pooled investment vehicles
BLUEMOUNTAIN MONTENVERS HOLDINGS, LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT ASSET BACKED GP LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT BEACON GP,LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CAPITAL MANAGEMENT UK, LLP Other investment adviser, including financial planners
SOUND POINT CAPITAL MANAGEMENT, LP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CLO GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CLO MANAGEMENT GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CLO WAREHOUSE II GP, LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT CO-INVEST GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SOUND POINT CONSUMER CREDIT PAYMENTS I GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CRE MANAGEMENT, LP Other investment adviser, including financial planners
SOUND POINT CREDIT OPPORTUNITIES GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT DISCOVERY MANAGER, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT EMPLOYEE INVESTMENT (US DL II NON-US RN) LIMITED Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT GLS GP LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT GP PARENT, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT HARBOR FUND GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT LUNA GP HOLDINGS LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT LUNA LLC Other investment adviser, including financial planners
SOUND POINT MERIDIAN FUND GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT MERIDIAN MANAGEMENT COMPANY, LLC Other investment adviser, including financial planners
SOUND POINT SENIOR GP II, LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT SENIOR GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT STRATEGIC CAPITAL GP II, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT STRATEGIC CAPITAL GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT TACTICAL LOAN OPPORTUNITY GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING II (GP) LTD. Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING II (LUX) GP SARL Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING II GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING III (LUX) GP, SARL Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING III GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. LENDING I GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SP COMMERCIAL FUNDING CAYMAN GP II, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SP COMMERCIAL FUNDING CAYMAN GP, LLC Sponsor or syndicator of limited partnerships
SP TECHNOLOGY PAYMENTS I GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SP TECHNOLOGY PAYMENTS II GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SPCRE INPOINT ADVISORS, LLC Other investment adviser, including financial planners
STONE POINT CAPITAL LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SOUND POINT CLO 35, LTD Securitized Asset Fund $394.8M $0.3M 0
SOUND POINT CLO 36, LTD Securitized Asset Fund $395.0M $0.3M 0
SOUND POINT EURO CLO I FUNDING DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $542.9M $0.3M 0
SOUND POINT EURO CLO II FUNDING DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $435.2M $0.3M 0
SOUND POINT EURO CLO III FUNDING DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $433.2M $0.3M 0
SOUND POINT EURO CLO IV FUNDING DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $354.4M $0.3M 0
SOUND POINT EURO CLO V FUNDING DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $424.3M $0.3M 0
SOUND POINT EURO CLO VI FUNDING DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $443.8M $0.3M 0
SOUND POINT EURO CLO VII FUNDING DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $527.8M $0.3M 0
SOUND POINT EURO CLO VIII FUNDING DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $543.5M $0.3M 0

Control Persons

Name Type Entity Title Since Ownership
SOUND POINT EURO CLO MANAGEMENT, LP Foreign Entity – MEMBER 02/2019 50-75%
KETCHUM, STEPHEN, JEROME Individual – MANAGING PARTNER 12/2017 < 5%
GERLITZ, KEVIN, PETER Individual – CHIEF FINANCIAL OFFICER 12/2017 < 5%
RUBERTI, WENDY, LYNNE Individual – GENERAL COUNSEL 12/2017 < 5%
SEELAUS, SARAH, ZELLER Individual – CHIEF OPERATING OFFICER 09/2018 < 5%
SOUND POINT CLO MANAGEMENT, GP LLC Domestic Entity SOUND POINT EURO CLO MANAGEMENT, LP GENERAL PARTNER 02/2019
SOUND POINT CAPITAL MANAGEMENT, LP Domestic Entity SOUND POINT CLO MANAGEMENT, GP LLC MANAGING MEMBER 12/2017 > 75%
KETCHUM, STEPHEN, JEROME Individual SPC CONSOLIDATOR LLC MEMBER 12/2020 > 75%
SPC CONSOLIDATOR LLC Domestic Entity SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER 12/2020 25-50%
SPC PARTNERS GP, LLC Domestic Entity SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER 09/2009
SOUND POINT EURO 2 CLO MANAGEMENT, LP Foreign Entity – MEMBER 02/2020 50-75%
SAYAGO, ANDREA, J.S. Individual – CHIEF COMPLIANCE OFFICER 08/2022 < 5%
ASSURED GUARANTY US HOLDINGS INC. Domestic Entity SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER 07/2023 25-50%
ASSURED GUARANTY LTD. Foreign Entity ASSURED GUARANTY US HOLDINGS INC. SHAREHOLDER 02/2004 > 75%
SOUND POINT CLO MANAGEMENT GP, LLC Domestic Entity SOUND POINT EURO 2 CLO MANAGEMENT, LP GENERAL PARTNER 02/2020

No. Employees, Historic

301502020202120222023202420251 on 3/30/20201 on 7/9/20201 on 3/31/202110 on 3/31/202210 on 7/28/202210 on 8/17/202216 on 3/31/202318 on 7/29/202324 on 3/29/2024

RAUM, Historic

5B3B0202020212022202320242025933906610 on 3/30/2020933906610 on 7/9/20202019106824 on 3/31/20213443129948 on 3/31/20223443129948 on 7/28/20223443129948 on 8/17/20223839735938 on 3/31/20233839735938 on 7/29/20234494922141 on 3/29/2024

No. Clients, Historic

10502020202120222023202420252 on 3/30/20202 on 7/9/20204 on 3/31/20217 on 3/31/20227 on 7/28/20227 on 8/17/20229 on 3/31/20239 on 7/29/202310 on 3/29/2024