FREEMAN CAPITAL ADVISORS
FREEMAN CAPITAL ADVISORS, LLC Legal Name
Adviser information for FREEMAN CAPITAL ADVISORS last updated from Form ADV on March 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 124 | $4.9M |
| Non-Discretionary | 0 | $0 |
| Total | 124 | $4.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 93 | $4.9M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMSubscription feesFixed fees |
Identifiers
| SEC RIA File Number | 801-114832 |
|---|---|
| SEC ERA File Number | 801-114832 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300025 |
| Legal Entity Identifier | None |
Principal Office
2015 ARYSLEY TOWN BLVD.SUITE 202
CHARLOTTE
NC
United States
Monday - Friday, 9AM-5PM
Tel: 336.914.0888, Fax: None
Chief Compliance Officer
CALVIN F. WILLIAMS, JR.
CEO
2015 ARYSLEY TOWN BLVD.
CHARLOTTE
NC
United States
Tel:
336-914-0888
C**@*****************O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Williams, Calvin, Filandus | Individual | – | CEO, CCO | 01/2019 | < 5% |
| THE FREEMAN CAPITAL MANAGEMENT HOLDING GROUP | Domestic Entity | – | PRINCIPAL | 01/2019 | > 75% |
| Williams, Calvin, Filandus | Individual | THE FREEMAN CAPITAL MANAGEMENT HOLDING GROUP | MANAGING MEMBER | 01/2019 | > 75% |