MOUNTAINGATE MANAGEMENT CO., LLC
Adviser information for MOUNTAINGATE MANAGEMENT CO., LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $896.9M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $896.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $896.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114833 |
|---|---|
| SEC ERA File Number | 801-114833 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 294899 |
| Legal Entity Identifier | None |
Principal Office
1225 17TH STREETSUITE 2575
DENVER
CO
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: (303) 390-5001, Fax: (303) 390-5015
Chief Compliance Officer
BRUCE L. ROGERS
1225 17TH STREET
SUITE 2575
DENVER
CO
United States
Tel:
(303) 390-5001
Fax:
(303) 390-5015
B******@***************M
(Full email address available in API data)
Regulatory Contact
SARAH C. SAMPSON
CHIEF FINANCIAL OFFICER
1225 17TH STREET
SUITE 2575
DENVER
CO
United States
Tel:
(303) 390-5001
Fax:
(303) 390-5015
S*******@***************M
(Full email address available in API data)
Industry Affiliates
| MOUNTAINGATE CAPITAL | Sponsor, GP, manager of pooled investment vehicles |
| MOUNTAINGATE CAPITAL | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KRG CAPITAL FUND IV (FF), L.P. | Private Equity Fund | $1.3M | $10.0M | 64 |
| KRG CAPITAL FUND IV (PA), L.P. | Private Equity Fund | $15.4M | $10.0M | 13 |
| KRG CAPITAL FUND IV-A, L.P. | Private Equity Fund | $27.0M | $10.0M | 24 |
| KRG CAPITAL FUND IV, L.P. | Private Equity Fund | $53.8M | $10.0M | 67 |
| MOUNTAINGATE CAPITAL FUND I-A, L.P. | Private Equity Fund | $79.9M | $5.0M | 8 |
| MOUNTAINGATE CAPITAL FUND I-FF, L.P. | Private Equity Fund | $15.6M | $0.5M | 42 |
| MOUNTAINGATE CAPITAL FUND I, L.P. | Private Equity Fund | $160.4M | $5.0M | 27 |
| MOUNTAINGATE CAPITAL FUND II-A, L.P. | Private Equity Fund | $131.1M | $5.0M | 14 |
| MOUNTAINGATE CAPITAL FUND II-FF, L.P. | Private Equity Fund | $34.1M | $0.5M | 61 |
| MOUNTAINGATE CAPITAL FUND II, L.P. | Private Equity Fund | $378.2M | $5.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROGERS, BRUCE, LAYTON | Individual | – | FILING ADVISER MEMBER; CHIEF COMPLIANCE OFFICER | 03/2015 | 10-25% |
| FISHER, STEWART, ANDREW | Individual | – | FILING ADVISER MEMBER | 03/2015 | 10-25% |
| THOMPSON, BENNETT, RANDOLPH | Individual | – | FILING ADVISER MEMBER | 03/2015 | 10-25% |
| SISSON, TRENTON, JAMES | Individual | – | FILING ADVISER MEMBER | 08/2023 | 10-25% |
| CHO, EUNICE, SUE | Individual | – | FILING ADVISER MEMBER | 08/2023 | 10-25% |