MOIRAI WEALTH MANAGEMENT LLC
Adviser information for MOIRAI WEALTH MANAGEMENT LLC last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 189 | $238.1M |
| Non-Discretionary | 5 | $121.9M |
| Total | 194 | $360.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 20 | $5.7M |
| HNW Individuals | 29 | $347.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $7.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)FAMILY OFFICE: WEALTH MANAGEMENT |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-114836 |
|---|---|
| SEC ERA File Number | 801-114836 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109675 |
| Legal Entity Identifier | None |
Principal Office
722 MONTGOMERY STREETSUITE 202
SAN FRANCISCO
CA
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 415-981-1541, Fax: 415-981-1542
Chief Compliance Officer
KAREN M. SCHMID
PRINCIPAL/CCO
722 MONTGOMERY STREET
SUITE 202
SAN FRANCISCO
CA
United States
Tel:
(415)981-1541
Fax:
(415)981-1542
K******@*********M
(Full email address available in API data)
Regulatory Contact
ALOE DRISCOLL
INFORMATION TECHNOLOGY SPECIALIST
722 MONTGOMERY STREET
SUITE 202
SAN FRANCISCO
CA
United States
Tel:
4159811541
Fax:
4159811542
A***@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHMID, KAREN, MARIE | Individual | – | PRINCIPAL/INVESTMENT ADVISOR/CHIEF COMPLIANCE OFFICER | 01/2001 | > 75% |