KEY GROUP MANAGEMENT, INC.
Adviser information for KEY GROUP MANAGEMENT, INC. last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 350 | $210.0M |
| Total | 350 | $210.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 275 | $100.0M |
| HNW Individuals | 75 | $110.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-114845 |
|---|---|
| SEC ERA File Number | 801-114845 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146054 |
| Legal Entity Identifier | None |
Principal Office
17100 E SHEA BLVDSUITE 400A
FOUNTAIN HILLS
AZ
United States
Monday - Friday, 8AM - 5PM
Tel: 480-477-5252, Fax: 480-477-5253
Websites
Chief Compliance Officer
PATRICK MURRAY
PRESIDENT AND CHIEF COMPLIANCE OFFICER
17100 E SHEA BLVD
SUITE 400A
FOUNTAIN HILLS
AZ
United States
Tel:
(480) 477-5252
Fax:
(480) 477-5253
P***@*****************M
(Full email address available in API data)
Regulatory Contact
COLIN HEAFY
VICE PRESIDENT
70 HILLTOP ROAD
STE 2450
RAMSEY
NJ
United States
Tel:
201-236-9696
C*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MURRAY, PATRICK, BRIAN | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 12/2007 | 50-75% |
| HEAFY, COLIN, PATRICK | Individual | – | VICE PRESIDENT | 12/2007 | 50-75% |