LEDGEWOOD WEALTH ADVISORS, LLC
Adviser information for LEDGEWOOD WEALTH ADVISORS, LLC last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 244 | $162.9M |
| Non-Discretionary | 0 | $0 |
| Total | 244 | $162.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 44 | $11.2M |
| HNW Individuals | 50 | $148.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $251,834 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-114871 |
|---|---|
| SEC ERA File Number | 801-114871 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109049 |
| Legal Entity Identifier | None |
Principal Office
92 PORTSMOUTH AVENUESUITE 15
EXETER
NH
United States
Monday - Friday, 9AM TO 5PM
Tel: 603-773-0080, Fax: 603-773-0090
Websites
Chief Compliance Officer
ROBERT WOFCHUCK
MANAGER MEMBER
92 PORTSMOUTH AVENUE
SUITE 15
EXETER
NH
United States
Tel:
603-773-0080
Fax:
603-773-0090
R***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOFCHUCK, ROBERT, LAWRENCE | Individual | – | MANAGER MEMBER/CHIEF COMPLIANCE OFFICER | 05/2000 | > 75% |
| SARKOZY, LAWRENCE, EDWARD | Individual | – | CHIEF OPERATING OFFICER | 01/2023 | < 5% |