PINNACLE PORTFOLIO ADVISORS
PINNACLE PORTFOLIO ADVISORS, LLC Legal Name
Adviser information for PINNACLE PORTFOLIO ADVISORS last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 66 | $151.4M |
| Non-Discretionary | 0 | $0 |
| Total | 66 | $151.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 21 | $4.5M |
| HNW Individuals | 27 | $74.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $71.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Real estate broker, dealer, or agentInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-114877 |
|---|---|
| SEC ERA File Number | 801-114877 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287622 |
| Legal Entity Identifier | None |
Principal Office
1525 S. DAVID LANEBOISE
ID
United States
Monday - Friday, 8-4
Tel: 208-813-3181, Fax: None
Chief Compliance Officer
AMANDA M. RASBERRY
1525 S. DAVID LANE
BOISE
ID
United States
Tel:
208-813-3181
A*****@********************M
(Full email address available in API data)
Regulatory Contact
BERT W. ELLIS
MANAGING MEMBER
1525 S. DAVID LANE
BOISE
ID
United States
Tel:
208-813-3181
B***@********************M
(Full email address available in API data)
Industry Affiliates
| INSURANCE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELLIS, BERT, WAYNE | Individual | – | MANAGING MEMBER | 01/2017 | > 75% |
| Rasberry, Amanda, Michelle | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2019 | < 5% |