VITAL INVESTMENT MANAGEMENT LLC
Adviser information for VITAL INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 740 | $191.8M |
| Non-Discretionary | 4 | $3.2M |
| Total | 744 | $195.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 235 | $78.6M |
| HNW Individuals | 71 | $114.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $1.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesMONTHLY RECURRING FINANCIAL PLANNING SERVICES FEE |
Principal Office
4045 ST. CLOUD DRIVESUITE 220
LOVELAND
CO
United States
Monday - Friday, 8 AM - 4 PM
Tel: 970-776-3316, Fax: 844-891-6548
Websites
Chief Compliance Officer
DAVID EADS
MANAGING MEMBER
4045 ST. COULD DRIVE
SUITE 220
LOVELAND
CO
United States
Tel:
970-776-3316
E***@*************M
(Full email address available in API data)
Regulatory Contact
ANGELA SCHRAD
COMPLIANCE CONSULTANT
6554 S SYCAMORE ST
LITTLETON
CO
United States
Tel:
3035221907
S******@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EADS, DAVID, E | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 02/2019 | > 75% |