PHILLIP B. WHITE CO., INC
PHILLIP B. WHITE CO., INC. Legal Name
Adviser information for PHILLIP B. WHITE CO., INC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 582 | $244.4M |
| Non-Discretionary | 0 | $0 |
| Total | 582 | $244.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 160 | $65.8M |
| HNW Individuals | 81 | $172.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $866,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-114890 |
|---|---|
| SEC ERA File Number | 801-114890 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300623 |
| Legal Entity Identifier | None |
Principal Office
11573 LOS OSOS VALLEY ROADSUITE D
SAN LUIS OBISPO
CA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 925-736-2108, Fax: 925-736-2126
Websites
Chief Compliance Officer
BRUCE D WHITE
PRESIDENT
11573 LOS OSOS VALLEY ROAD
SUITE D
SAN LUIS OBISPO
CA
United States
Tel:
925-736-2108
Fax:
925-736-2126
B*****@**********M
(Full email address available in API data)
Regulatory Contact
JEFFREY C WHITE
PARA PLANNER
11573 LOS OSOS VALLEY ROAD
SUITE D
SAN LUIS OBISPO
CA
United States
Tel:
9257362108
J******@**********M
(Full email address available in API data)
Industry Affiliates
| PHILLIP B. WHITE COMPANY FINANCIAL & INSURANCE SERVICES, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITE, BRUCE, DAVID | Individual | – | PRESIDENT/ CCO | 02/2019 | > 75% |