HOFFMAN CAPITAL ADVISORS LLC
Adviser information for HOFFMAN CAPITAL ADVISORS LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 683 | $131.0M |
| Non-Discretionary | 10 | $2.5M |
| Total | 693 | $133.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 321 | $60.9M |
| HNW Individuals | 34 | $66.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.0M |
| Charitable organizations | <5 | $11,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 131.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| THE RWM WRAP FEE PROGRAM | HOFFMAN CAPITAL ADVISORS LLC |
Identifiers
| SEC RIA File Number | 801-114896 |
|---|---|
| SEC ERA File Number | 801-114896 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287766 |
| Legal Entity Identifier | None |
Principal Office
2009 MACKENZIE WAYSUITE 100
CRANBERRY TWP
PA
United States
Monday - Friday, 9:00AM - 5:00 PM
Tel: 717-609-2260, Fax: None
Chief Compliance Officer
JOSIAH DAVID HOFFMAN
CHIEF COMPLIANCE OFFICER
2009 MACKENZIE WAY
SUITE 100
CRANBERRY TWP
PA
United States
Tel:
717-609-2260
J*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOFFMAN, JOSIAH, DAVID | Individual | – | OWNER/CHIEF COMPLIANCE OFFICER | 10/2022 | > 75% |