CAPRA CREDIT MANAGEMENT, LLC
Adviser information for CAPRA CREDIT MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $66.7M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $66.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $66.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 75 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPROVIDE INVESTMENT CONSULTATION SERVICES TO CLIENTS |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-114898 |
|---|---|
| SEC ERA File Number | 801-114898 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281736 |
| Legal Entity Identifier | None |
Principal Office
2 WILLOWMERE CIRCLERIVERSIDE
CT
United States
Monday - Friday, BY APPOINTMENT
Tel: 646-968-9241, Fax: None
Chief Compliance Officer
DEREK DORAN
TREASURER, VICE PRESIDENT AND SECRETARY
361 CLINTON STREET
APT 3E
BROOKLYN
NY
United States
Tel:
646-968-9242
D*********@************M
(Full email address available in API data)
Regulatory Contact
JIM HEALY
CEO
2 WILLOWMERE CIRCLE
RIVERSIDE
CT
United States
Tel:
646-968-9241
J*******@************M
(Full email address available in API data)
Industry Affiliates
| CAPRA IBEX ADVISORS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPRA IBEX CREDIT OPPORTUNITIES, LLC | Domestic Entity | – | MANAGING MEMBER | 07/2015 | 50-75% |
| CAPRA IBEX ADVISORS, LLC | Domestic Entity | CAPRA IBEX CREDIT OPPORTUNITIES, LLC | MANAGING MEMBER | 07/2015 | 25-50% |
| HEALY, JAMES, PETER | Individual | CAPRA IBEX ADVISORS, LLC | MANAGING MEMBER | 07/2015 | 25-50% |
| HEALY, JAMES, PETER | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2015 | < 5% |
| TICCLO LTD | Foreign Entity | – | MEMBER | 01/2018 | 25-50% |
| DORAN, DEREK | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |