ASPIRE PLANNING ASSOCIATES, INC.
Adviser information for ASPIRE PLANNING ASSOCIATES, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 336 | $112.8M |
| Non-Discretionary | 0 | $0 |
| Total | 336 | $112.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 55 | $62.8M |
| HNW Individuals | 15 | $50.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-114918 |
|---|---|
| SEC ERA File Number | 801-114918 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282179 |
| Legal Entity Identifier | None |
Principal Office
1990 N. CALIFORNIA BLVD8TH FLOOR
WALNUT CREEK
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 925-938-2023, Fax: 925-938-3780
Chief Compliance Officer
LLOYD SHIGETO YAMADA
MANAGING PARTNER
1990 N. CALIFORNIA BLVD
8TH FLOOR
WALNUT CREEK
CA
United States
Tel:
408-335-4154
L****@******************M
(Full email address available in API data)
Regulatory Contact
EVOR VATTUONE
MANAGING PARTNER
1990 N. CALIFORNIA BLVD
8TH FLOOR
WALNUT CREEK
CA
United States
Tel:
925-938-2023
E***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YAMADA, LLOYD, SHIGETO | Individual | – | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | 08/2015 | 10-25% |
| VATTUONE, EVOR, CHARLES | Individual | – | MANAGING PARTNER | 08/2015 | 50-75% |