CALLAHAN FINANCIAL
WEALTHCOR LLC Legal Name
Adviser information for CALLAHAN FINANCIAL last updated from Form ADV on January 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 528 | $165.4M |
| Non-Discretionary | 0 | $0 |
| Total | 528 | $165.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 240 | $45.0M |
| HNW Individuals | 112 | $117.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $504,627 |
| Charitable organizations | <5 | $2,215 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 1.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CALLAHAN FINANCIAL WRAP FEE PROGRAM | WEALTHCOR, LLC |
Identifiers
| SEC RIA File Number | 801-114923 |
|---|---|
| SEC ERA File Number | 801-114923 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282449 |
| Legal Entity Identifier | None |
Principal Office
9428 KENWOOD ROADCINCINNATI
OH
United States
Monday - Friday, 8-5
Tel: (513) 421-0800, Fax: (513) 421-0811
Chief Compliance Officer
KEVIN J. EGAN
RELATIONSHIP MANAGER
9428 KENWOOD ROAD
CINCINNATI
OH
United States
Tel:
(513) 421-0800
Fax:
(513) 421-0811
K****@****************M
(Full email address available in API data)
Regulatory Contact
JOE CALLAHAN
CEO
9428 KENWOOD ROAD
CINCINNATI
OH
United States
Tel:
(513) 421-0800
Fax:
(513) 421-0811
J**@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EGAN, KEVIN, JAMES | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 01/2016 | 50-75% |
| CALLAHAN, JOSEPH, PATRICK | Individual | – | MANAGING MEMBER / CEO | 01/2016 | 50-75% |