Hedge Fund Database

MOSER WEALTH ADVISORS

MOSER WEALTH ADVISORS, LLC Legal Name

Adviser information for MOSER WEALTH ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 495 $229.1M
Non-Discretionary 0 $0
Total 495 $229.1M

Clients

Type Number RAUM
Individuals 15 $2.7M
HNW Individuals 96 $216.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $6.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $3.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Accountant or accounting firm

Identifiers

SEC RIA File Number 801-114927
SEC ERA File Number 801-114927
SEC CIK Numbers 1803081
SEC CRD Numbers 117399
Legal Entity Identifier None

Principal Office

2135 112TH AVENUE NE
SUITE 100
BELLEVUE
WA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 425-451-1850, Fax: 425-818-9440

Websites

www.linkedin.com/ www.feeonlynetwork.com/ www.centurycapitalllc.com www.napfa.org/find-an-advisor# www.findyourindependentadvisor.com/

Chief Compliance Officer

MATTHEW SCOTT MOSER
CHIEF EXECUTIVE OFFICER
2135 112TH AVENUE, SUITE 100
BELLEVUE
WA
United States
Tel: 425-451-1850
Fax: 425-818-9440
(Full email address available in API data)

Regulatory Contact

MEG PICKLE
OFFICE MANAGER
2135 112TH AVE NE, SUITE 100
BELLEVUE
WA
United States
Tel: 425-451-1850
Fax: 425-818-9440
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MOSER, MATTHEW, SCOTT Individual – PRESIDENT 07/1998 > 75%
MOSER & COMPANY, LLC Domestic Entity – MANAGING MEMBER 12/2009 < 5%
MOSER, MATTHEW, SCOTT Individual – CHIEF COMPLIANCE OFFICER 01/2010 > 75%

No. Employees, Historic

10502020202120222023202420253 on 3/31/20203 on 4/29/20203 on 4/29/20203 on 6/30/20203 on 3/29/20213 on 3/29/20223 on 6/8/20223 on 6/9/20223 on 3/28/20233 on 3/26/2024

RAUM, Historic

300M150M0202020212022202320242025151338747 on 3/31/2020151338747 on 4/29/2020151338747 on 4/29/2020151338747 on 6/30/2020181983230 on 3/29/2021228514676 on 3/29/2022228514676 on 6/8/2022228514676 on 6/9/2022188173930 on 3/28/2023229056283 on 3/26/2024

No. Clients, Historic

200100020202021202220232024202586 on 3/31/202086 on 4/29/202086 on 4/29/202086 on 6/30/202089 on 3/29/202194 on 3/29/202294 on 6/8/202294 on 6/9/2022100 on 3/28/2023111 on 3/26/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMC ENTMT HLDGS INC CL A NEW 169 34 –
AST SPACEMOBILE INC COM CL A 6K 500 –
ABBOTT LABS COM 910K 9K –
ABBVIE INC COM 2M 14K –
ADOBE INC COM 333K 600 –
ADVANCED MICRO DEVICES INC COM 2M 12K –
ALBEMARLE CORP COM 265K 3K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 242K 3K –
ALIGN TECHNOLOGY INC COM 16K 65 –
EA SERIES TRUST ALPHA ARCH 1-3 2M 17K –
ALPHABET INC CAP STK CL C 438K 2K –
ALPHABET INC CAP STK CL A 2M 9K –
ALTRIA GROUP INC COM 607K 13K –
AMAZON COM INC COM 14M 72K –
AMERICAN EXPRESS CO COM 539K 2K –
AMERICAN INTL GROUP INC COM NEW 7K 96 –
AMGEN INC COM 31K 100 –
APOLLO GLOBAL MGMT INC COM 80K 676 –
APPLE INC COM 14M 66K –
ARM HOLDINGS PLC SPONSORED ADS 10K 60 –
ASTRAZENECA PLC SPONSORED ADR 939K 12K –
AURINIA PHARMACEUTICALS INC COM 1K 200 –
AURORA CANNABIS INC COM 383 83 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 8M 19K –
BOEING CO COM 799K 4K –
BRISTOL-MYERS SQUIBB CO COM 6K 135 –
BROADCOM INC COM 51K 32 –
C3 AI INC CL A 3K 100 –
CARDIFF ONCOLOGY INC COM 2K 806 –
CATERPILLAR INC COM 73K 220 –
CHEMOMAB THERAPEUTICS LTD SPONSORED ADS 456 500 –
CHEVRON CORP NEW COM 13K 80 –
CLOROX CO DEL COM 605K 4K –
COCA COLA CO COM 6K 91 –
COSTCO WHSL CORP NEW COM 4M 4K –
CROWDSTRIKE HLDGS INC CL A 10K 26 –
DIGITAL RLTY TR INC COM 46K 300 –
DISNEY WALT CO COM 94K 945 –
EXXON MOBIL CORP COM 2M 14K –
META PLATFORMS INC CL A 655K 1K –
FASTLY INC CL A 8K 1K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 2M 92K –
FORMFACTOR INC COM 28K 465 –
FORTINET INC COM 5K 75 –
FUBOTV INC COM 4K 3K –
GATOS SILVER INC COM 10K 1K –
GILEAD SCIENCES INC COM 487K 7K –
GOLDMAN SACHS GROUP INC COM 822K 2K –
HOME DEPOT INC COM 1M 4K –
HONEYWELL INTL INC COM 817K 4K –
INTEL CORP COM 34K 1K –
INTERNATIONAL BUSINESS MACHS COM 3K 20 –
INVESCO EXCH TRADED FD TR II CEF INM COMPSI 19K 1K –
ISHARES TR IBOXX INV CP ETF 425K 4K –
ISHARES TR 20 YR TR BD ETF 2M 23K –
ISHARES TR RUS MID CAP ETF 8M 95K –
ISHARES TR CORE S&P MCP ETF 75K 1K –
ISHARES TR S&P MC 400GR ETF 74K 840 –
ISHARES TR RUS 1000 ETF 531K 2K –
ISHARES TR PFD AND INCM SEC 7M 214K –
JPMORGAN CHASE & CO. COM 3M 17K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 39K –
KYNDRYL HLDGS INC COMMON STOCK 105 4 –
ELI LILLY & CO COM 294K 325 –
LOCKHEED MARTIN CORP COM 1M 3K –
MGM RESORTS INTERNATIONAL COM 10K 235 –
MAIN STR CAP CORP COM 25K 500 –
MASTERCARD INCORPORATED CL A 6M 15K –
MERCADOLIBRE INC COM 23K 14 –
MERCK & CO INC COM 558K 5K –
MICROSOFT CORP COM 18M 40K –
NERDY INC CL A COM 2K 934 –
NEXTERA ENERGY INC COM 7K 100 –
NOVO-NORDISK A S ADR 2M 12K –
NVIDIA CORPORATION COM 10M 85K –
OKTA INC CL A 3M 30K –
OPKO HEALTH INC COM 3K 2K –
PAYPAL HLDGS INC COM 422K 7K –
PEPSICO INC COM 2M 9K –
PFIZER INC COM 100K 4K –
PHILLIPS 66 COM 2M 17K –
PIMCO INCOME STRATEGY FD COM 226K 28K –
QUALCOMM INC COM 2M 9K –
QUANTUMSCAPE CORP COM CL A 2K 400 –
RIVIAN AUTOMOTIVE INC COM CL A 7K 500 –
ROKU INC COM CL A 54K 900 –
SPDR S&P 500 ETF TR TR UNIT 30K 55 –
SPDR GOLD TR GOLD SHS 11K 50 –
SPDR SER TR S&P BIOTECH 155K 2K –
SPDR SER TR NUVEEN BLMBRG MU 2M 38K –
SCHWAB CHARLES CORP COM 437K 6K –
SCHWAB STRATEGIC TR US BRD MKT ETF 34K 547 –
SCHWAB STRATEGIC TR US DIVIDEND EQ 668K 9K –
SCHWAB STRATEGIC TR SHT TM US TRES 2K 32 –
SCHWAB STRATEGIC TR US TIPS ETF 3M 58K –
SELECT SECTOR SPDR TR ENERGY 7K 80 –
SERVICENOW INC COM 14K 18 –
SHOPIFY INC CL A 614K 9K –
SMARTSHEET INC COM CL A 157K 4K –
SOLVENTUM CORP COM SHS 952 18 –
SOUTHERN CO COM 42K 537 –
BLOCK INC CL A 394K 6K –
STARBUCKS CORP COM 23K 300 –
STRYKER CORPORATION COM 3M 7K –
SUNRUN INC COM 1K 100 –
SUPER MICRO COMPUTER INC COM 25K 30 –
T-MOBILE US INC COM 146K 830 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 168K 965 –
TARGET CORP COM 500K 3K –
TESLA INC COM 45K 229 –
3M CO COM 8K 75 –
TILRAY BRANDS INC COM 14K 8K –
UNITED PARCEL SERVICE INC CL B 11K 79 –
UNITEDHEALTH GROUP INC COM 3M 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 6M 31K –
VANGUARD STAR FDS VG TL INTL STK F 211K 3K –
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 75K 756 –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 3M 56K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 25K 213 –
VANGUARD WHITEHALL FDS INTL DVD ETF 467K 6K –
VANGUARD MALVERN FDS STRM INFPROIDX 585K 12K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 25K –
VANGUARD WORLD FD HEALTH CAR ETF 4M 17K –
VANGUARD WORLD FD INF TECH ETF 586K 1K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 8K 140 –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 62K 800 –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 246K 1K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 203K 4K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 620K 8K –
VENTAS INC COM 67K 1K –
VANGUARD MUN BD FDS INTERMEDIATE TRM 99K 1K –
VANGUARD MUN BD FDS TAX EXEMPT BD 707K 14K –
VANGUARD INDEX FDS S&P 500 ETF SHS 269K 538 –
VANGUARD INDEX FDS REAL ESTATE ETF 168K 2K –
VANGUARD INDEX FDS SM CP VAL ETF 11M 62K –
VANGUARD INDEX FDS MID CAP ETF 560K 2K –
VANGUARD INDEX FDS GROWTH ETF 213K 570 –
VANGUARD INDEX FDS VALUE ETF 3M 18K –
VANGUARD INDEX FDS SMALL CP ETF 570K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 151K 566 –
VERIZON COMMUNICATIONS INC COM 3K 72 –
VIRGIN GALACTIC HOLDINGS INC COM NEW 101 12 –
VISA INC COM CL A 643K 2K –
WP CAREY INC COM 37K 681 –
WELLS FARGO CO NEW COM 4K 72 –
WEYERHAEUSER CO MTN BE COM NEW 683K 24K –
WISDOMTREE TR EMG MKTS SMCAP 1M 25K –
WOLFSPEED INC COM 39K 2K –
ARCADIUM LITHIUM PLC COM SHS 2K 481 –
ACCENTURE PLC IRELAND SHS CLASS A 162K 534 –
JOHNSON CTLS INTL PLC SHS 1M 19K –
CRISPR THERAPEUTICS AG NAMEN AKT 16K 300 –