THOMPSON CAPITAL MANAGEMENT, LLC
Adviser information for THOMPSON CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 285 | $184.4M |
| Non-Discretionary | 24 | $9.3M |
| Total | 309 | $193.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 29 | $6.1M |
| HNW Individuals | 72 | $66.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 5 | $120.9M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-114939 |
|---|---|
| SEC ERA File Number | 801-114939 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300993 |
| Legal Entity Identifier | None |
Principal Office
6446 THUNDERBIRD DRIVEINDIAN HEAD PARK
IL
United States
Monday - Friday, 9 TO 5
Tel: (312) 278 1003, Fax: None
Websites
Chief Compliance Officer
MICHAEL THOMPSON
6446 THUNDERBIRD DRIVE
INDIAN HEAD PARK
IL
United States
Tel:
(312) 278 1003
M************@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THOMPSON, MICHAEL, ANTHONY | Individual | – | MEMBER/CCO | 02/2019 | 25-50% |
| THOMPSON, DAVID, MATTHEW | Individual | – | MEMBER | 02/2019 | 25-50% |
| THOMPSON, DAVID, MICHAEL | Individual | – | NON-OPERATIONAL PARTNER | 02/2019 | 10-25% |