BERSOT CAPITAL MANAGEMENT, LLC
Adviser information for BERSOT CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 45 | $160.1M |
| Non-Discretionary | 1 | $674,653 |
| Total | 46 | $160.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $567,091 |
| HNW Individuals | 41 | $160.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-114942 |
|---|---|
| SEC ERA File Number | 801-114942 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139090 |
| Legal Entity Identifier | None |
Principal Office
1831 TIBURON BLVD.TIBURON
CA
United States
Monday - Friday, 7:00 A.M. - 4:00 P.M.
Tel: (415) 797-6925, Fax: (415) 797-6943
Websites
Chief Compliance Officer
MARY M. BERSOT
CEO & CHIEF INVESTMENT OFFICER
1831 TIBURON BLVD.
TIBURON
CA
United States
Tel:
(415) 797-6925
Fax:
(415) 797-6943
T***@***********M
(Full email address available in API data)
Regulatory Contact
NICHOLAS RISSER
VICE PRESIDENT
1831 TIBURON BLVD.
TIBURON
CA
United States
Tel:
415-797-6925
N******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERSOT, MARY, MODESTA | Individual | – | CEO/CIO/CCO | 12/2005 | > 75% |
| BERSOT, THOMAS, POINDEXTER | Individual | – | MEMBER | 02/2012 | 10-25% |