MANN FINANCIAL GROUP
MANN FINANCIAL SERVICES, INC. Legal Name
Adviser information for MANN FINANCIAL GROUP last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,065 | $233.4M |
| Non-Discretionary | 7 | $50.4M |
| Total | 1,072 | $283.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 440 | $217.7M |
| HNW Individuals | <5 | $11.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $50.4M |
| Charitable organizations | 4 | $4.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 233.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANN FINANCIAL GROUP WRAP FEE PROGRAM | MANN FINANCIAL GROUP |
Identifiers
| SEC RIA File Number | 801-114944 |
|---|---|
| SEC ERA File Number | 801-114944 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297878 |
| Legal Entity Identifier | None |
Principal Office
613 HWY 10 EDETROIT LAKES
MN
United States
Monday - Friday, 8AM - 5PM
Tel: (218) 844-9109, Fax: None
Chief Compliance Officer
BRIAN MANN
FINANCIAL PLANNER
613 HWY 10 E
DETROIT LAKES
MN
United States
Tel:
(218) 844-9109
B****@******************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANN, BRIAN, EUGENE | Individual | – | PARTNER & CHIEF COMPLIANCE OFFICER | 03/2019 | 50-75% |
| MANN, KEVIN, MICHAEL | Individual | – | PRINCIPAL | 03/2019 | 50-75% |